Thomas L. James
First SEC filing: May 16, 2014 · Latest: May 16, 2014
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 17, 2019 | XXII | S | 48,000 | $2.11 | $101,280 | 80,000 Direct | -37.50% | Disposed | -100.0% (price as of 2026-10-02) |
| Feb. 28, 2019 | XXII | A | 78,000 | $2.41 | $187,980 | 128,000 Direct | +156.00% | Acquired | -100.0% (price as of 2026-10-02) |
| June 29, 2018 | XXII | S | 50,000 | $2.44 | $122,000 | 50,000 Direct | -50.00% | Disposed | -100.0% (price as of 2026-10-02) |
| March 6, 2018 | XXII | A | 117,146 | $2.76 | $323,323 | 117,146 Direct | · | Acquired | -100.0% (price as of 2026-10-02) |
| May 24, 2017 | XXII | A | 124,000 | $1.39 | $172,360 | 124,000 Direct | · | Acquired | -100.0% (price as of 2026-10-02) |
| March 4, 2016 | XXII | A | 136,170 | · | · | 136,170 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 16, 2015 | XXII | A | 197,568 | · | · | 197,568 Direct | · | Acquired | (price as of 2026-10-02) |
| May 27, 2014 | XXII | A | 300,000 | · | · | 300,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 27, 2014 | XXII | A | 100,000 | · | · | 100,000 Direct | · | Acquired | (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 6, 2018 | XXII | Stock Option (Right to Buy) | Common Stock | $2.76 | March 6, 2028 | 117,146 | Acquired |
| May 24, 2017 | XXII | Stock Option Grant (Right to Buy) | Common Stock | $1.39 | May 24, 2027 | 124,000 | Acquired |
| March 4, 2016 | XXII | Stock Option Grant | Common Stock | $0.95 | March 4, 2026 | 136,170 | Acquired |
| Feb. 16, 2015 | XXII | Stock Option (right to buy) | Common Stock | $0.96 | Feb. 16, 2025 | 197,568 | Acquired |
| May 27, 2014 | XXII | Options to Purchase Common Stock | Common Stock | $2.61 | May 27, 2024 | 300,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 16, 2014 | XXII | Common Stock | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2019 | $222,196 | · | $187,980 | · | · | · | $17,672 | $427,848 |
| 2018 | $218,154 | $60,000 | · | $223,397 | · | · | $22,305 | $523,856 |
| 2017 | $203,224 | $67,500 | · | $128,836 | · | · | $19,589 | $419,149 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.