Thomas M Brockman
CIK 1211847 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 6, 2004 · Latest: Jan. 6, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
6 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 22, 2003 | ETD | S | 13 | $36.98 | $481 | 0 Direct | -100.00% | Disposed | -36.4% (price as of 2026-08-21) |
| Aug. 22, 2003 | ETD | S | 500 | $36.98 | $18,490 | 0 Direct | -100.00% | Disposed | -36.4% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 24, 2004 | BSET | Option [F1] | Common (12,500) | $21.12 | Feb. 23, 2014 | 12,500 | Acquired |
| Dec. 15, 2003 | BSET | Option [F1] | Common (3,333) | $15.78 | Dec. 14, 2013 | 3,333 | Acquired |
| Dec. 15, 2003 | BSET | Option [F1] | Common (3,333) | $15.78 | Dec. 14, 2013 | 3,333 | Acquired |
| Dec. 15, 2003 | BSET | Option [F1] | Common (3,334) | $15.78 | Dec. 14, 2013 | 3,334 | Acquired |
| Aug. 22, 2003 | ETD | Exercise Option | Ethan Al len Interiors Inc. Common Stock (13) | $25.00 | Nov. 20, 2003 | 13 | Acquired |
| Aug. 22, 2003 | ETD | — | Ethan Allen Interiors Inc. Common Stock (500) | $25.00 | Nov. 20, 2003 | 500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.