Thomas M Herzog

Insider

First SEC filing: June 28, 2018 · Latest: June 28, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 46 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

46 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 27, 2018	DOC	F	22,230	$25.12	$558,418	101,475 Direct	-17.97%	Disposed	-17.0% (price as of 2026-08-20)
March 13, 2018	DOC	G	11,070	—	—	123,705 Direct	-8.21%	Disposed	(price as of 2026-08-20)
Oct. 25, 2017	DOC	F	11,699	$25.36	$296,687	100,388 Direct	-10.44%	Disposed	-17.8% (price as of 2026-08-20)
Oct. 25, 2017	DOC	A	58,515	—	—	112,087 Direct	+109.23%	Acquired	(price as of 2026-08-20)
Oct. 10, 2017	DOC	G	10,719	—	—	10,719 Indirect	—	Acquired	(price as of 2026-08-20)
Oct. 10, 2017	DOC	G	10,719	—	—	53,572 Direct	-16.67%	Disposed	(price as of 2026-08-20)
June 27, 2017	DOC	F	11,698	$33.38	$390,479	64,291 Direct	-15.39%	Disposed	-37.5% (price as of 2026-08-20)
June 27, 2016	DOC	A	58,515	—	—	58,515 Direct	—	Acquired	(price as of 2026-08-20)
June 3, 2016	UDR	F	7,586	$34.20	$259,441	97,185 Direct	-7.24%	Disposed	10.4% (price as of 2026-08-20)
June 3, 2016	UDR	F	5,666	$34.20	$193,777	104,771 Direct	-5.13%	Disposed	10.4% (price as of 2026-08-20)
Feb. 16, 2016	UDR	F	11,336	$33.86	$383,837	110,437 Direct	-9.31%	Disposed	11.5% (price as of 2026-08-20)
Feb. 16, 2016	UDR	A	12,170	—	—	121,773 Direct	+11.10%	Acquired	(price as of 2026-08-20)
Feb. 16, 2016	UDR	A	24,334	—	—	109,603 Direct	+28.54%	Acquired	(price as of 2026-08-20)
Feb. 5, 2016	UDR	F	347	$35.02	$12,152	85,269 Direct	-0.41%	Disposed	7.9% (price as of 2026-08-20)
Feb. 4, 2016	UDR	A	20,845	—	—	20,845 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 4, 2016	UDR	F	802	$36.97	$29,650	85,616 Direct	-0.93%	Disposed	2.2% (price as of 2026-08-20)
Dec. 31, 2015	UDR	F	10,578	$37.57	$397,415	86,418 Direct	-10.91%	Disposed	0.5% (price as of 2026-08-20)
Dec. 31, 2015	UDR	F	7,592	$37.57	$285,231	96,996 Direct	-7.26%	Disposed	0.5% (price as of 2026-08-20)
Feb. 5, 2015	UDR	F	5,211	$33.48	$174,464	104,588 Direct	-4.75%	Disposed	12.8% (price as of 2026-08-20)
Feb. 5, 2015	UDR	A	2,987	$33.48	$100,005	109,799 Direct	+2.80%	Acquired	12.8% (price as of 2026-08-20)
Feb. 5, 2015	UDR	A	48,877	—	—	106,812 Direct	+84.37%	Acquired	(price as of 2026-08-20)
Jan. 2, 2015	UDR	F	803	$31.37	$25,190	57,935 Direct	-1.37%	Disposed	20.4% (price as of 2026-08-20)
Dec. 31, 2014	UDR	F	10,578	$30.82	$326,014	58,738 Direct	-15.26%	Disposed	22.6% (price as of 2026-08-20)
Feb. 6, 2014	UDR	F	7,385	$25.26	$186,545	69,316 Direct	-9.63%	Disposed	49.5% (price as of 2026-08-20)
Feb. 6, 2014	UDR	A	68,091	—	—	76,701 Direct	+790.84%	Acquired	(price as of 2026-08-20)
Jan. 2, 2013	UDR	A	8,610	—	—	8,610 Direct	—	Acquired	(price as of 2026-08-20)
May 9, 2011	DOC	M	13,926	$28.35	$394,802	67,413 Direct	+26.04%	Acquired	-19.2% (price as of 2026-08-20)
May 9, 2011	DOC	M	13,926	—	—	55,704 Direct	-20.00%	Disposed	(price as of 2026-08-20)
May 9, 2011	DOC	S	31,961	$37.68	$1,204,290	35,452 Direct	-47.41%	Disposed	-39.2% (price as of 2026-08-20)
April 23, 2011	DOC	F	4,794	$38.80	$186,007	53,487 Direct	-8.23%	Disposed	-41.0% (price as of 2026-08-20)
Jan. 29, 2011	DOC	F	2,284	$36.82	$84,097	58,281 Direct	-3.77%	Disposed	-37.8% (price as of 2026-08-20)
Jan. 27, 2011	DOC	A	63,652	—	—	63,652 Direct	—	Acquired	(price as of 2026-08-20)
Jan. 27, 2011	DOC	A	29,630	—	—	60,565 Direct	+95.78%	Acquired	(price as of 2026-08-20)
April 23, 2010	DOC	F	4,310	$33.09	$142,618	30,935 Direct	-12.23%	Disposed	-30.8% (price as of 2026-08-20)
Jan. 29, 2010	DOC	A	69,630	—	—	69,630 Direct	—	Acquired	(price as of 2026-08-20)
April 23, 2009	DOC	A	35,245	—	—	35,245 Direct	—	Acquired	(price as of 2026-08-20)
Feb. 3, 2009	AIV	A	48,232	—	—	143,098 Direct	+50.84%	Acquired	(price as of 2026-08-20)
Jan. 29, 2009	AIV	J	12,273	—	—	94,866 Direct	+14.86%	Acquired	(price as of 2026-08-20)
Jan. 29, 2008	AIV	A	7,500	—	—	65,104 Direct	+13.02%	Acquired	(price as of 2026-08-20)
Jan. 29, 2008	AIV	A	24,286	—	—	24,286 Direct	—	Acquired	(price as of 2026-08-20)
May 11, 2007	AIV	M	7,547	$33.95	$256,221	65,151 Direct	+13.10%	Acquired	-42.1% (price as of 2026-08-20)
May 11, 2007	AIV	S	6,400	$54.95	$351,680	58,751 Direct	-9.82%	Disposed	-64.2% (price as of 2026-08-20)
May 11, 2007	AIV	S	100	$54.96	$5,496	58,651 Direct	-0.17%	Disposed	-64.2% (price as of 2026-08-20)
May 11, 2007	AIV	S	900	$54.97	$49,473	57,751 Direct	-1.53%	Disposed	-64.2% (price as of 2026-08-20)
May 11, 2007	AIV	S	147	$54.99	$8,084	57,604 Direct	-0.25%	Disposed	-64.3% (price as of 2026-08-20)
May 11, 2007	AIV	M	7,547	—	—	15,094 Direct	+100.00%	Acquired	(price as of 2026-08-20)
May 10, 2007	AIV	S	5,500	$54.00	$297,000	59,361 Direct	-8.48%	Disposed	-63.6% (price as of 2026-08-20)
May 10, 2007	AIV	S	800	$54.01	$43,208	58,561 Direct	-1.35%	Disposed	-63.6% (price as of 2026-08-20)
May 10, 2007	AIV	S	100	$54.02	$5,402	58,461 Direct	-0.17%	Disposed	-63.6% (price as of 2026-08-20)
May 10, 2007	AIV	S	300	$54.03	$16,209	58,161 Direct	-0.51%	Disposed	-63.6% (price as of 2026-08-20)
May 10, 2007	AIV	S	557	$54.04	$30,100	57,604 Direct	-0.96%	Disposed	-63.6% (price as of 2026-08-20)
Feb. 5, 2007	AIV	A	13,817	—	—	64,861 Direct	+27.07%	Acquired	(price as of 2026-08-20)
Dec. 8, 2006	AIV	M	15,096	$33.95	$512,509	66,140 Direct	+29.57%	Acquired	-42.1% (price as of 2026-08-20)
Dec. 8, 2006	AIV	S	3,200	$56.91	$182,112	62,940 Direct	-4.84%	Disposed	-65.5% (price as of 2026-08-20)
Dec. 8, 2006	AIV	S	3,500	$56.92	$199,220	59,440 Direct	-5.56%	Disposed	-65.5% (price as of 2026-08-20)
Dec. 8, 2006	AIV	S	1,800	$56.93	$102,474	57,640 Direct	-3.03%	Disposed	-65.5% (price as of 2026-08-20)
Dec. 8, 2006	AIV	S	3,600	$56.94	$204,984	54,040 Direct	-6.25%	Disposed	-65.5% (price as of 2026-08-20)
Dec. 8, 2006	AIV	S	1,496	$56.97	$85,227	52,544 Direct	-2.77%	Disposed	-65.5% (price as of 2026-08-20)
Dec. 8, 2006	AIV	S	1,500	$56.98	$85,470	51,044 Direct	-2.85%	Disposed	-65.5% (price as of 2026-08-20)
Dec. 8, 2006	AIV	M	15,096	—	—	22,641 Direct	+200.08%	Acquired	(price as of 2026-08-20)
Feb. 13, 2006	AIV	S	800	$42.93	$34,344	38,886 Direct	-2.02%	Disposed	-54.2% (price as of 2026-08-20)
Feb. 13, 2006	AIV	S	13,700	$42.75	$585,675	25,186 Direct	-35.23%	Disposed	-54.0% (price as of 2026-08-20)
Feb. 13, 2006	AIV	A	25,858	—	—	51,044 Direct	+102.67%	Acquired	(price as of 2026-08-20)
Feb. 18, 2005	AIV	S	2,600	$38.09	$99,034	43,586 Direct	-5.63%	Disposed	-48.4% (price as of 2026-08-20)
Feb. 18, 2005	AIV	S	1,000	$38.08	$38,080	42,586 Direct	-2.29%	Disposed	-48.4% (price as of 2026-08-20)
Feb. 18, 2005	AIV	S	200	$38.07	$7,614	42,386 Direct	-0.47%	Disposed	-48.4% (price as of 2026-08-20)
Feb. 18, 2005	AIV	S	700	$38.06	$26,642	41,686 Direct	-1.65%	Disposed	-48.4% (price as of 2026-08-20)
Feb. 18, 2005	AIV	S	1,100	$38.03	$41,833	40,586 Direct	-2.64%	Disposed	-48.3% (price as of 2026-08-20)
Feb. 18, 2005	AIV	S	900	$38.02	$34,218	39,686 Direct	-2.22%	Disposed	-48.3% (price as of 2026-08-20)
Feb. 16, 2005	AIV	A	8,449	—	—	46,186 Direct	+22.39%	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 4, 2016	UDR	Class 2 LTIP Units [F1]	Common Stock (20,845)	—	—	20,845	Acquired
May 9, 2011	DOC	Employee Stock Option	Common Stock (13,926)	$28.35	Jan. 29, 2020	13,926	Disposed
Jan. 27, 2011	DOC	Employee Stock Option	Common Stock (63,652)	$36.96	Jan. 27, 2021	63,652	Acquired
Jan. 29, 2010	DOC	Employee Stock Option	Common Stock (69,630)	$28.35	Jan. 29, 2020	69,630	Acquired
Jan. 29, 2008	AIV	Employee Stock Option (right to buy)	Class A Common Stock (24,286)	$39.85	Jan. 29, 2018	24,286	Acquired
May 11, 2007	AIV	Employee Stock Option (Right to Buy)	Class A Common Stock (7,547)	$33.95	Jan. 19, 2014	7,547	Acquired
Dec. 8, 2006	AIV	Employee Stock Option (Right to Buy)	Class A Common Stock (15,096)	$33.95	Jan. 19, 2014	15,096	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 28, 2016	DOC	Common Stock	0	Direct
April 27, 2009	DOC	Common Stock	0	Direct
Jan. 27, 2004	AIV	Class A Common Stock	—	Direct
Jan. 27, 2004	AIV	Employee Stock Option (right to buy)→ Class A Common Stock (37,737)	37,737	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

DOC

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2021	$1,150,000	—	—	—	$3,450,000	—	$11,600	$11,713,883
2020	$1,150,000	$592,239	$8,028,215	—	$1,592,761	—	$11,400	$11,374,615
2019	$1,000,000	—	—	—	$2,968,000	—	$11,200	$9,907,966

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.