Thomas M. Lo
CIK 2009474 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 25, 2024 · Latest: Jan. 25, 2024
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 27, 2026 | CATY | M | 2,896 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-19) |
| July 27, 2026 | CATY | F | 934 | $62.56 | $58,431 | 3,962 Direct | -19.08% | Disposed | 1.9% (price as of 2026-08-19) |
| July 27, 2026 | CATY | M | 2,896 | — | — | 4,896 Direct | +144.80% | Acquired | (price as of 2026-08-19) |
| June 26, 2026 | CATY | A | 1,611 | — | — | 1,611 Direct | — | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 27, 2026 | CATY | Restricted Stock Units | Common Stock (2,896) | — | — | 2,896 | Disposed |
| June 26, 2026 | CATY | Restricted Stock Units | Common Stock (1,611) | — | — | 1,611 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 25, 2024 | CATY | Common Stock | 3,019 | Direct |
| Jan. 25, 2024 | CATY | Restricted Stock Units→ Common Stock (1,928) | 1,928 | Direct |
| Jan. 25, 2024 | CATY | Restricted Stock Units→ Common Stock (2,134) | 2,134 | Direct |
| Jan. 25, 2024 | CATY | Restricted Stock Units→ Common Stock (2,896) | 2,896 | Direct |