Thomas Matthew Buffington

CIK 1764108 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 14, 2019 · Latest: Jan. 14, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 29, 2020 PCQ S 5 $22000.00 $110,000 0 Indirect -100.00% Disposed -100.0% (price as of 2026-08-20)
Jan. 29, 2020 PML S 42 $22000.00 $924,000 0 Indirect -100.00% Disposed -100.0% (price as of 2026-08-20)
Jan. 29, 2020 PNI S 8 $22000.00 $176,000 0 Indirect -100.00% Disposed -100.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 14, 2019 PCQ Auction Rate Preferred Shares [F1] 5 Indirect
Jan. 14, 2019 PML Auction Rate Preferred Shares [F1] 42 Indirect
Jan. 14, 2019 PNI Auction Rate Preferred Shares [F1] 8 Indirect