Thomas P Gibbons

CIK 1209479 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 3, 2023 · Latest: Aug. 3, 2023

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 79 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

79 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 9, 2026	ALLY	A	1,034	$45.95	$47,512	26,062 Direct	+4.13%	Acquired	-7.2% (price as of 2026-08-20)
May 15, 2026	ALLY	A	3,632	$41.99	$152,508	25,028 Direct	+16.98%	Acquired	1.5% (price as of 2026-08-20)
May 15, 2026	IVZ	A	8,112	—	—	47,202 Direct	+20.75%	Acquired	(price as of 2026-08-20)
April 9, 2026	ALLY	A	1,211	$39.23	$47,508	21,396 Direct	+6.00%	Acquired	8.7% (price as of 2026-08-20)
Jan. 9, 2026	ALLY	A	1,049	$45.29	$47,509	20,185 Direct	+5.48%	Acquired	-5.9% (price as of 2026-08-20)
Oct. 8, 2025	ALLY	A	1,212	—	—	19,136 Direct	+6.76%	Acquired	(price as of 2026-08-20)
May 15, 2023	IVZ	A	14,007	—	—	14,407 Direct	+3501.75%	Acquired	(price as of 2026-08-20)
Oct. 31, 2022	BNY	F	15,363	$42.32	$650,162	205,705 Direct	-6.95%	Disposed	276.9% (price as of 2026-08-20)
Aug. 8, 2022	BNY	S	67,000	$43.24	$2,897,080	0 Indirect	-100.00%	Disposed	268.8% (price as of 2026-08-20)
Aug. 8, 2022	BNY	S	67,000	$43.24	$2,897,080	0 Indirect	-100.00%	Disposed	268.8% (price as of 2026-08-20)
Aug. 8, 2022	BNY	S	105,062	$43.24	$4,542,881	221,018 Direct	-32.22%	Disposed	268.8% (price as of 2026-08-20)
Feb. 18, 2022	BNY	A	41,041	—	—	326,034 Direct	+14.40%	Acquired	(price as of 2026-08-20)
Feb. 10, 2022	BNY	F	5,534	$63.47	$351,243	291,175 Direct	-1.87%	Disposed	151.3% (price as of 2026-08-20)
Feb. 8, 2022	BNY	F	10,023	$63.62	$637,663	296,709 Direct	-3.27%	Disposed	150.7% (price as of 2026-08-20)
Feb. 7, 2022	BNY	A	58,535	—	—	306,732 Direct	+23.58%	Acquired	(price as of 2026-08-20)
Jan. 26, 2022	BNY	G	67,000	—	—	67,000 Indirect	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2022	BNY	G	67,000	—	—	248,197 Direct	-21.26%	Disposed	(price as of 2026-08-20)
Jan. 26, 2022	BNY	G	67,000	—	—	67,000 Indirect	—	Acquired	(price as of 2026-08-20)
Jan. 26, 2022	BNY	G	67,000	—	—	315,197 Direct	-17.53%	Disposed	(price as of 2026-08-20)
Oct. 28, 2021	BNY	F	15,919	$59.44	$946,225	382,164 Direct	-4.00%	Disposed	168.3% (price as of 2026-08-20)
May 12, 2021	BNY	S	155,927	$51.46	$8,024,003	0 Indirect	-100.00%	Disposed	209.9% (price as of 2026-08-20)
Feb. 26, 2021	BNY	F	4,824	$42.16	$203,380	398,013 Direct	-1.20%	Disposed	278.3% (price as of 2026-08-20)
Feb. 26, 2021	BNY	A	22,879	—	—	402,837 Direct	+6.02%	Acquired	(price as of 2026-08-20)
Feb. 11, 2021	BNY	F	4,400	$42.13	$185,372	379,916 Direct	-1.14%	Disposed	278.6% (price as of 2026-08-20)
Feb. 10, 2021	BNY	F	3,910	$41.74	$163,203	384,316 Direct	-1.01%	Disposed	282.1% (price as of 2026-08-20)
Feb. 8, 2021	BNY	A	72,587	—	—	388,226 Direct	+23.00%	Acquired	(price as of 2026-08-20)
Oct. 28, 2020	BNY	F	15,327	$34.08	$522,344	315,594 Direct	-4.63%	Disposed	368.0% (price as of 2026-08-20)
Feb. 26, 2020	BNY	F	4,824	$41.37	$199,569	486,751 Direct	-0.98%	Disposed	285.5% (price as of 2026-08-20)
Feb. 20, 2020	BNY	A	30,529	—	—	491,575 Direct	+6.62%	Acquired	(price as of 2026-08-20)
Feb. 16, 2020	BNY	F	5,981	$45.90	$274,528	461,046 Direct	-1.28%	Disposed	247.5% (price as of 2026-08-20)
Feb. 11, 2020	BNY	F	4,392	$46.42	$203,877	467,027 Direct	-0.93%	Disposed	243.6% (price as of 2026-08-20)
Feb. 10, 2020	BNY	A	32,518	—	—	471,419 Direct	+7.41%	Acquired	(price as of 2026-08-20)
Oct. 28, 2019	BNY	A	89,887	—	—	438,831 Direct	+25.76%	Acquired	(price as of 2026-08-20)
July 24, 2019	BNY	M	128,432	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 24, 2019	BNY	M	190,124	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 24, 2019	BNY	S	128,432	$46.66	$5,992,637	348,928 Direct	-26.90%	Disposed	241.8% (price as of 2026-08-20)
July 24, 2019	BNY	M	128,432	$22.03	$2,829,357	477,360 Direct	+36.81%	Acquired	624.0% (price as of 2026-08-20)
July 24, 2019	BNY	S	190,124	$46.77	$8,892,099	348,928 Direct	-35.27%	Disposed	241.0% (price as of 2026-08-20)
July 24, 2019	BNY	M	190,124	$30.13	$5,728,436	539,052 Direct	+54.49%	Acquired	429.3% (price as of 2026-08-20)
Feb. 26, 2019	BNY	F	4,824	$53.04	$255,865	348,875 Direct	-1.36%	Disposed	200.7% (price as of 2026-08-20)
Feb. 19, 2019	BNY	A	27,641	—	—	353,699 Direct	+8.48%	Acquired	(price as of 2026-08-20)
Feb. 19, 2019	BNY	F	14,310	$52.99	$758,287	326,058 Direct	-4.20%	Disposed	201.0% (price as of 2026-08-20)
Feb. 16, 2019	BNY	F	5,273	$52.99	$279,416	340,368 Direct	-1.53%	Disposed	201.0% (price as of 2026-08-20)
Feb. 11, 2019	BNY	A	36,510	—	—	345,641 Direct	+11.81%	Acquired	(price as of 2026-08-20)
Feb. 26, 2018	BNY	A	32,325	—	—	308,431 Direct	+11.71%	Acquired	(price as of 2026-08-20)
Feb. 26, 2018	BNY	A	28,293	—	—	276,106 Direct	+11.42%	Acquired	(price as of 2026-08-20)
Feb. 20, 2018	BNY	F	5,901	$56.42	$332,934	247,813 Direct	-2.33%	Disposed	182.7% (price as of 2026-08-20)
Feb. 19, 2018	BNY	F	13,292	$56.25	$747,675	253,714 Direct	-4.98%	Disposed	183.5% (price as of 2026-08-20)
Feb. 16, 2018	BNY	F	4,991	$56.25	$280,744	267,006 Direct	-1.83%	Disposed	183.5% (price as of 2026-08-20)
Dec. 1, 2017	BNY	M	38,152	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 1, 2017	BNY	S	38,152	$54.15	$2,065,931	271,850 Direct	-12.31%	Disposed	194.5% (price as of 2026-08-20)
Dec. 1, 2017	BNY	M	38,152	$34.63	$1,321,204	310,002 Direct	+14.03%	Acquired	360.6% (price as of 2026-08-20)
Aug. 8, 2017	BNY	S	184,380	$53.95	$9,947,301	271,547 Direct	-40.44%	Disposed	195.6% (price as of 2026-08-20)
Aug. 8, 2017	BNY	M	184,380	$42.31	$7,801,118	455,927 Direct	+67.90%	Acquired	277.0% (price as of 2026-08-20)
April 24, 2017	BNY	S	102,174	$47.71	$4,874,722	271,416 Direct	-27.35%	Disposed	234.3% (price as of 2026-08-20)
Feb. 20, 2017	BNY	F	6,213	$47.14	$292,881	373,590 Direct	-1.64%	Disposed	238.3% (price as of 2026-08-20)
Feb. 19, 2017	BNY	F	14,506	$47.14	$683,813	379,803 Direct	-3.68%	Disposed	238.3% (price as of 2026-08-20)
Feb. 19, 2017	BNY	F	21,547	$47.14	$1,015,726	394,309 Direct	-5.18%	Disposed	238.3% (price as of 2026-08-20)
Feb. 19, 2017	BNY	F	5,913	$47.14	$278,739	415,856 Direct	-1.40%	Disposed	238.3% (price as of 2026-08-20)
Feb. 16, 2017	BNY	A	16,858	—	—	421,769 Direct	+4.16%	Acquired	(price as of 2026-08-20)
Feb. 16, 2017	BNY	A	43,420	—	—	404,910 Direct	+12.01%	Acquired	(price as of 2026-08-20)
Dec. 9, 2016	BNY	M	184,380	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 9, 2016	BNY	M	16,320	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 9, 2016	BNY	M	43,161	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 9, 2016	BNY	S	9,739	$48.85	$475,750	0 Indirect	-100.00%	Disposed	226.5% (price as of 2026-08-20)
Dec. 9, 2016	BNY	S	16,320	$48.42	$790,214	360,762 Direct	-4.33%	Disposed	229.4% (price as of 2026-08-20)
Dec. 9, 2016	BNY	M	16,320	$44.59	$727,709	377,082 Direct	+4.52%	Acquired	257.7% (price as of 2026-08-20)
Dec. 9, 2016	BNY	S	43,161	$48.42	$2,089,856	360,762 Direct	-10.69%	Disposed	229.4% (price as of 2026-08-20)
Dec. 9, 2016	BNY	M	43,161	$42.83	$1,848,586	403,923 Direct	+11.96%	Acquired	272.4% (price as of 2026-08-20)
Oct. 24, 2016	BNY	M	79,022	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 24, 2016	BNY	S	79,022	$43.20	$3,413,750	360,588 Direct	-17.98%	Disposed	269.2% (price as of 2026-08-20)
Oct. 24, 2016	BNY	M	79,022	$40.40	$3,192,489	439,610 Direct	+21.91%	Acquired	294.8% (price as of 2026-08-20)
May 12, 2016	BNY	M	193,726	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 12, 2016	BNY	M	182,328	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 12, 2016	BNY	S	193,726	$39.78	$7,706,420	359,604 Direct	-35.01%	Disposed	300.9% (price as of 2026-08-20)
May 12, 2016	BNY	M	193,726	$30.25	$5,860,212	553,330 Direct	+53.87%	Acquired	427.2% (price as of 2026-08-20)
May 12, 2016	BNY	S	182,328	$39.77	$7,251,185	359,604 Direct	-33.64%	Disposed	301.0% (price as of 2026-08-20)
May 12, 2016	BNY	M	182,328	$18.02	$3,285,551	541,932 Direct	+50.70%	Acquired	785.1% (price as of 2026-08-20)
Feb. 21, 2016	BNY	F	32,845	$34.93	$1,147,276	359,604 Direct	-8.37%	Disposed	356.6% (price as of 2026-08-20)
Feb. 21, 2016	BNY	F	4,084	$34.93	$142,654	392,449 Direct	-1.03%	Disposed	356.6% (price as of 2026-08-20)
Feb. 20, 2016	BNY	F	4,464	$34.93	$155,928	396,533 Direct	-1.11%	Disposed	356.6% (price as of 2026-08-20)
Feb. 19, 2016	BNY	F	5,911	$34.93	$206,471	400,997 Direct	-1.45%	Disposed	356.6% (price as of 2026-08-20)
Feb. 19, 2016	BNY	A	39,101	—	—	406,908 Direct	+10.63%	Acquired	(price as of 2026-08-20)
Feb. 19, 2016	BNY	A	83,928	—	—	367,806 Direct	+29.56%	Acquired	(price as of 2026-08-20)
April 24, 2015	BNY	M	127,359	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 24, 2015	BNY	S	127,359	$41.93	$5,340,163	282,537 Direct	-31.07%	Disposed	280.4% (price as of 2026-08-20)
April 24, 2015	BNY	M	127,359	$37.09	$4,723,745	409,896 Direct	+45.08%	Acquired	330.0% (price as of 2026-08-20)
Feb. 23, 2015	BNY	F	14,499	$39.17	$567,926	282,516 Direct	-4.88%	Disposed	307.2% (price as of 2026-08-20)
Feb. 21, 2015	BNY	F	4,211	$39.44	$166,082	297,015 Direct	-1.40%	Disposed	304.4% (price as of 2026-08-20)
Feb. 20, 2015	BNY	A	35,945	—	—	301,226 Direct	+13.55%	Acquired	(price as of 2026-08-20)
Feb. 20, 2015	BNY	A	31,240	—	—	265,281 Direct	+13.35%	Acquired	(price as of 2026-08-20)
Feb. 19, 2015	BNY	F	8,204	$39.12	$320,940	234,041 Direct	-3.39%	Disposed	307.7% (price as of 2026-08-20)
Nov. 3, 2014	BNY	M	127,359	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 3, 2014	BNY	S	127,359	$38.63	$4,919,878	242,068 Direct	-34.47%	Disposed	312.9% (price as of 2026-08-20)
Nov. 3, 2014	BNY	M	127,359	$32.21	$4,102,233	369,427 Direct	+52.61%	Acquired	395.2% (price as of 2026-08-20)
July 23, 2014	BNY	S	36,416	$39.00	$1,420,224	0 Indirect	-100.00%	Disposed	308.9% (price as of 2026-08-20)
July 23, 2014	BNY	S	36,416	$39.00	$1,420,224	0 Indirect	-100.00%	Disposed	308.9% (price as of 2026-08-20)
July 23, 2014	BNY	S	36,416	$39.00	$1,420,224	0 Indirect	-100.00%	Disposed	308.9% (price as of 2026-08-20)
July 23, 2014	BNY	S	36,419	$39.00	$1,420,341	0 Indirect	-100.00%	Disposed	308.9% (price as of 2026-08-20)
Feb. 24, 2014	BNY	F	27,457	$31.80	$873,133	241,855 Direct	-10.20%	Disposed	401.5% (price as of 2026-08-20)

Showing latest 100 of 163 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 24, 2019	BNY	2/23/2012 Stock Options	Common Stock (128,432)	$22.03	Feb. 23, 2022	128,432	Disposed
July 24, 2019	BNY	2/24/2011 Stock Options	Common Stock (190,124)	$30.13	Feb. 24, 2021	190,124	Disposed
Dec. 1, 2017	BNY	7/21/2008 Stock Options	Common Stock (38,152)	$34.63	July 21, 2018	38,152	Disposed
Dec. 9, 2016	BNY	3/10/2008 Stock Options	Common Stock (184,380)	$42.31	March 10, 2018	184,380	Disposed
Dec. 9, 2016	BNY	07/23/2007 Stock Options	Common Stock (16,320)	$44.59	July 23, 2017	16,320	Disposed
Dec. 9, 2016	BNY	04/02/2007 Stock Options	Common Stock (43,161)	$42.83	April 2, 2017	43,161	Disposed
Oct. 24, 2016	BNY	03/13/2007 Stock Options	Common Stock (79,022)	$40.40	March 13, 2017	79,022	Disposed
May 12, 2016	BNY	03/16/2010 Stock Options	Common Stock (193,726)	$30.25	March 15, 2020	193,726	Disposed
May 12, 2016	BNY	03/09/2009 Stock Options	Common Stock (182,328)	$18.02	March 9, 2019	182,328	Disposed
April 24, 2015	BNY	03/14/2006 Stock Options	Common Stock (127,359)	$37.09	March 14, 2016	127,359	Disposed
Nov. 3, 2014	BNY	03/09/2005 Stock Options	Common Stock (127,359)	$32.21	March 9, 2015	127,359	Disposed
Jan. 22, 2013	BNY	2/11/03 Stock Options $23.13	Common Stock (70,755)	$24.52	Feb. 11, 2013	70,755	Disposed
Jan. 18, 2013	BNY	2/11/03 Stock Options $23.13	Common Stock (70,755)	$24.52	Feb. 11, 2013	70,755	Disposed
Feb. 23, 2012	BNY	EMP OPT-Right to Buy-Type NQ 2/23/2012	Common Stock (128,432)	$22.03	Feb. 22, 2022	128,432	Acquired
Feb. 24, 2011	BNY	EMP OPT-Right to Buy-Type NQ 2/24/11	Common Stock (190,124)	$30.13	Feb. 23, 2021	190,124	Acquired
Feb. 7, 2011	BNY	Performance Shares	Common Stock (12,931)	—	March 15, 2011	12,931	Disposed
April 2, 2010	BNY	Restricted Stock Units	Common Stock (14,387)	—	April 2, 2010	14,387	Disposed
March 23, 2010	BNY	Restricted Stock Units	Common Stock (53,774)	—	March 23, 2010	53,774	Disposed
March 16, 2010	BNY	EMP OPT-Right to Buy-Type NQ 3/16/10	Common Stock (193,726)	$30.25	March 15, 2020	193,726	Acquired
March 9, 2009	BNY	EMP OPT-Right to Buy-Type NQ 3/9/09	Common Stock (182,328)	$18.02	March 8, 2019	182,328	Acquired
July 21, 2008	BNY	EMP OPT-RTB-Type NQ 07/21/08	Common Stock (38,152)	$34.63	July 20, 2018	38,152	Acquired
March 10, 2008	BNY	Performance Shares [F4]	Common Stock (12,292)	—	March 15, 2011	12,292	Acquired
March 10, 2008	BNY	Emp Opt-RTB-Type NQ 3/10/08	Common Stock (184,380)	$42.31	March 9, 2018	184,380	Acquired
July 23, 2007	BNY	7/23/2007 Stock Options $44.59	Common Stock (Par Value $0.01) (16,320)	$44.59	July 22, 2017	16,320	Acquired
July 3, 2007	BNY	Restricted Stock Units	Common Stock (Par Value $0.01) (53,774)	$37.05	March 23, 2010	53,774	Acquired
July 1, 2007	BNY	1/12/99 Stock Options $35.56	Common Stock (Par Value $0.01) (70,755)	$37.70	Jan. 12, 2009	70,755	Acquired
July 1, 2007	BNY	2/11/03 Stock Options $23.13	Common Stock (Par Value $0.01) (141,510)	$24.52	Feb. 11, 2013	141,510	Acquired
July 1, 2007	BNY	2/13/01 Stock Options $54.02	Common Stock (Par Value $0.01) (80,189)	$57.26	Feb. 13, 2011	80,189	Acquired
July 1, 2007	BNY	2/8/00 Stock Options $39.31	Common Stock (Par Value $0.01) (80,189)	$41.67	Feb. 8, 2010	80,189	Acquired
July 1, 2007	BNY	3/12/02 Stock Options $41.85	Common Stock (Par Value $0.01) (94,340)	$44.36	March 12, 2012	94,340	Acquired
July 1, 2007	BNY	3/13/2007 Stock Options $38.11	Common Stock (Par Value $0.01) (79,022)	$40.40	March 13, 2017	79,022	Acquired
July 1, 2007	BNY	3/14/06 Stock Options $34.99	Common Stock (Par Value $0.01) (127,359)	$37.09	March 14, 2016	127,359	Acquired
July 1, 2007	BNY	3/4/04 Stock Options $33.09	Common Stock (Par Value $0.01) (117,925)	$35.08	March 4, 2014	117,925	Acquired
July 1, 2007	BNY	3/9/2005 Stock Options $30.39	Common Stock (Par Value $0.01) (127,359)	$32.21	March 9, 2015	127,359	Acquired
July 1, 2007	BNY	4/2/2007 Stock Options $40.41	Common Stock (Par Value $0.01) (43,161)	$42.83	April 2, 2017	43,161	Acquired
July 1, 2007	BNY	Restricted Stock Units	Common Stock (Par Value $0.01) (14,387)	$42.83	April 2, 2010	14,387	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Aug. 3, 2023	ALLY	No securities are beneficially owned.	0	Direct
April 28, 2023	IVZ	Common Shares	400	Direct