Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 84 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

84 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Aug. 8, 2022 BNY S 67,000 $43.24 $2,897,080 0 Indirect -100.00% Disposed 232.4% (price as of 2026-10-06)
Aug. 8, 2022 BNY S 67,000 $43.24 $2,897,080 0 Indirect -100.00% Disposed 232.4% (price as of 2026-10-06)
Aug. 8, 2022 BNY S 105,062 $43.24 $4,542,881 221,018 Direct -32.22% Disposed 232.4% (price as of 2026-10-06)
May 12, 2021 BNY S 155,927 $51.46 $8,024,003 0 Indirect -100.00% Disposed 179.3% (price as of 2026-10-06)
July 24, 2019 BNY S 128,432 $46.66 $5,992,637 348,928 Direct -26.90% Disposed 208.0% (price as of 2026-10-06)
July 24, 2019 BNY S 190,124 $46.77 $8,892,099 348,928 Direct -35.27% Disposed 207.3% (price as of 2026-10-06)
Dec. 1, 2017 BNY S 38,152 $54.15 $2,065,931 271,850 Direct -12.31% Disposed 165.4% (price as of 2026-10-06)
Aug. 8, 2017 BNY S 184,380 $53.95 $9,947,301 271,547 Direct -40.44% Disposed 166.4% (price as of 2026-10-06)
April 24, 2017 BNY S 102,174 $47.71 $4,874,722 271,416 Direct -27.35% Disposed 201.3% (price as of 2026-10-06)
Dec. 9, 2016 BNY S 9,739 $48.85 $475,750 0 Indirect -100.00% Disposed 194.2% (price as of 2026-10-06)
Dec. 9, 2016 BNY S 16,320 $48.42 $790,214 360,762 Direct -4.33% Disposed 196.8% (price as of 2026-10-06)
Dec. 9, 2016 BNY S 43,161 $48.42 $2,089,856 360,762 Direct -10.69% Disposed 196.8% (price as of 2026-10-06)
Oct. 24, 2016 BNY S 79,022 $43.20 $3,413,750 360,588 Direct -17.98% Disposed 232.7% (price as of 2026-10-06)
May 12, 2016 BNY S 193,726 $39.78 $7,706,420 359,604 Direct -35.01% Disposed 261.3% (price as of 2026-10-06)
May 12, 2016 BNY S 182,328 $39.77 $7,251,185 359,604 Direct -33.64% Disposed 261.4% (price as of 2026-10-06)
April 24, 2015 BNY S 127,359 $41.93 $5,340,163 282,537 Direct -31.07% Disposed 242.8% (price as of 2026-10-06)

Showing latest 100 of 175 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 24, 2019 BNY 2/23/2012 Stock Options Common Stock (128,432) $22.03 Feb. 23, 2022 128,432 Disposed
July 24, 2019 BNY 2/24/2011 Stock Options Common Stock (190,124) $30.13 Feb. 24, 2021 190,124 Disposed
Dec. 1, 2017 BNY 7/21/2008 Stock Options Common Stock (38,152) $34.63 July 21, 2018 38,152 Disposed
Dec. 9, 2016 BNY 3/10/2008 Stock Options Common Stock (184,380) $42.31 March 10, 2018 184,380 Disposed
Dec. 9, 2016 BNY 07/23/2007 Stock Options Common Stock (16,320) $44.59 July 23, 2017 16,320 Disposed
Dec. 9, 2016 BNY 04/02/2007 Stock Options Common Stock (43,161) $42.83 April 2, 2017 43,161 Disposed
Oct. 24, 2016 BNY 03/13/2007 Stock Options Common Stock (79,022) $40.40 March 13, 2017 79,022 Disposed
May 12, 2016 BNY 03/16/2010 Stock Options Common Stock (193,726) $30.25 March 15, 2020 193,726 Disposed
May 12, 2016 BNY 03/09/2009 Stock Options Common Stock (182,328) $18.02 March 9, 2019 182,328 Disposed
April 24, 2015 BNY 03/14/2006 Stock Options Common Stock (127,359) $37.09 March 14, 2016 127,359 Disposed
Nov. 3, 2014 BNY 03/09/2005 Stock Options Common Stock (127,359) $32.21 March 9, 2015 127,359 Disposed
Jan. 22, 2013 BNY 2/11/03 Stock Options $23.13 Common Stock (70,755) $24.52 Feb. 11, 2013 70,755 Disposed
Jan. 18, 2013 BNY 2/11/03 Stock Options $23.13 Common Stock (70,755) $24.52 Feb. 11, 2013 70,755 Disposed
Feb. 23, 2012 BNY EMP OPT-Right to Buy-Type NQ 2/23/2012 Common Stock (128,432) $22.03 Feb. 22, 2022 128,432 Acquired
Feb. 24, 2011 BNY EMP OPT-Right to Buy-Type NQ 2/24/11 Common Stock (190,124) $30.13 Feb. 23, 2021 190,124 Acquired
Feb. 7, 2011 BNY Performance Shares Common Stock (12,931) · March 15, 2011 12,931 Disposed
April 2, 2010 BNY Restricted Stock Units Common Stock (14,387) · April 2, 2010 14,387 Disposed
March 23, 2010 BNY Restricted Stock Units Common Stock (53,774) · March 23, 2010 53,774 Disposed
March 16, 2010 BNY EMP OPT-Right to Buy-Type NQ 3/16/10 Common Stock (193,726) $30.25 March 15, 2020 193,726 Acquired
March 9, 2009 BNY EMP OPT-Right to Buy-Type NQ 3/9/09 Common Stock (182,328) $18.02 March 8, 2019 182,328 Acquired
July 21, 2008 BNY EMP OPT-RTB-Type NQ 07/21/08 Common Stock (38,152) $34.63 July 20, 2018 38,152 Acquired
March 10, 2008 BNY Performance Shares [F4] Common Stock (12,292) · March 15, 2011 12,292 Acquired
March 10, 2008 BNY Emp Opt-RTB-Type NQ 3/10/08 Common Stock (184,380) $42.31 March 9, 2018 184,380 Acquired
July 23, 2007 BNY 7/23/2007 Stock Options $44.59 Common Stock (Par Value $0.01) (16,320) $44.59 July 22, 2017 16,320 Acquired
July 3, 2007 BNY Restricted Stock Units Common Stock (Par Value $0.01) (53,774) $37.05 March 23, 2010 53,774 Acquired
July 1, 2007 BNY 1/12/99 Stock Options $35.56 Common Stock (Par Value $0.01) (70,755) $37.70 Jan. 12, 2009 70,755 Acquired
July 1, 2007 BNY 2/11/03 Stock Options $23.13 Common Stock (Par Value $0.01) (141,510) $24.52 Feb. 11, 2013 141,510 Acquired
July 1, 2007 BNY 2/13/01 Stock Options $54.02 Common Stock (Par Value $0.01) (80,189) $57.26 Feb. 13, 2011 80,189 Acquired
July 1, 2007 BNY 2/8/00 Stock Options $39.31 Common Stock (Par Value $0.01) (80,189) $41.67 Feb. 8, 2010 80,189 Acquired
July 1, 2007 BNY 3/12/02 Stock Options $41.85 Common Stock (Par Value $0.01) (94,340) $44.36 March 12, 2012 94,340 Acquired
July 1, 2007 BNY 3/13/2007 Stock Options $38.11 Common Stock (Par Value $0.01) (79,022) $40.40 March 13, 2017 79,022 Acquired
July 1, 2007 BNY 3/14/06 Stock Options $34.99 Common Stock (Par Value $0.01) (127,359) $37.09 March 14, 2016 127,359 Acquired
July 1, 2007 BNY 3/4/04 Stock Options $33.09 Common Stock (Par Value $0.01) (117,925) $35.08 March 4, 2014 117,925 Acquired
July 1, 2007 BNY 3/9/2005 Stock Options $30.39 Common Stock (Par Value $0.01) (127,359) $32.21 March 9, 2015 127,359 Acquired
July 1, 2007 BNY 4/2/2007 Stock Options $40.41 Common Stock (Par Value $0.01) (43,161) $42.83 April 2, 2017 43,161 Acquired
July 1, 2007 BNY Restricted Stock Units Common Stock (Par Value $0.01) (14,387) $42.83 April 2, 2010 14,387 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Aug. 3, 2023 ALLY No securities are beneficially owned. 0 Direct
April 28, 2023 IVZ Common Shares 400 Direct