Thomas P Mccarthy
CIK 1464686 · View on SEC EDGAR ↗
First SEC filing: May 21, 2009 · Latest: May 21, 2009
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 9, 2016 | RAIL | F | 302 | $18.50 | $5,587 | 11,218 Direct | -2.62% | Disposed | -61.1% (price as of 2026-08-19) |
| Jan. 13, 2016 | RAIL | A | 2,860 | — | — | 2,860 Direct | — | Acquired | (price as of 2026-08-19) |
| Jan. 13, 2016 | RAIL | A | 2,860 | — | — | 11,520 Direct | +33.03% | Acquired | (price as of 2026-08-19) |
| Feb. 27, 2015 | RAIL | F | 301 | $23.16 | $6,971 | 8,660 Direct | -3.36% | Disposed | -69.0% (price as of 2026-08-19) |
| Jan. 14, 2015 | RAIL | A | 2,636 | — | — | 2,636 Direct | — | Acquired | (price as of 2026-08-19) |
| Jan. 14, 2015 | RAIL | A | 2,636 | — | — | 8,961 Direct | +41.68% | Acquired | (price as of 2026-08-19) |
| Jan. 29, 2014 | RAIL | F | 311 | $25.28 | $7,862 | 6,325 Direct | -4.69% | Disposed | -71.6% (price as of 2026-08-19) |
| Jan. 15, 2014 | RAIL | A | 13,325 | — | — | 13,325 Direct | — | Acquired | (price as of 2026-08-19) |
| Jan. 18, 2013 | RAIL | A | 6,700 | — | — | 6,700 Direct | — | Acquired | (price as of 2026-08-19) |
| Jan. 18, 2013 | RAIL | A | 2,480 | — | — | 6,636 Direct | +59.67% | Acquired | (price as of 2026-08-19) |
| May 21, 2012 | RAIL | F | 69 | $21.67 | $1,495 | 4,156 Direct | -1.63% | Disposed | -66.8% (price as of 2026-08-19) |
| Jan. 12, 2012 | RAIL | A | 13,700 | — | — | 13,700 Direct | — | Acquired | (price as of 2026-08-19) |
| May 27, 2011 | RAIL | F | 77 | $28.08 | $2,162 | 4,225 Direct | -1.79% | Disposed | -74.4% (price as of 2026-08-19) |
| Feb. 11, 2011 | RAIL | F | 192 | $29.88 | $5,737 | 4,302 Direct | -4.27% | Disposed | -75.9% (price as of 2026-08-19) |
| Jan. 13, 2011 | RAIL | A | 10,500 | — | — | 10,500 Direct | — | Acquired | (price as of 2026-08-19) |
| June 23, 2010 | RAIL | F | 344 | $26.36 | $9,068 | 4,494 Direct | -7.11% | Disposed | -72.7% (price as of 2026-08-19) |
| May 27, 2010 | RAIL | F | 64 | $28.86 | $1,847 | 4,838 Direct | -1.31% | Disposed | -75.1% (price as of 2026-08-19) |
| Feb. 23, 2010 | RAIL | A | 7,250 | — | — | 17,790 Direct | +68.79% | Acquired | (price as of 2026-08-19) |
| Feb. 3, 2010 | RAIL | F | 192 | $21.22 | $4,074 | 4,902 Direct | -3.77% | Disposed | -66.1% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 13, 2016 | RAIL | Performance shares | Common stock (2,860) | — | — | 2,860 | Acquired |
| Jan. 14, 2015 | RAIL | Performance shares | Common stock (2,636) | — | — | 2,636 | Acquired |
| Jan. 15, 2014 | RAIL | Employee Stock Option (right to buy) | Common stock (13,325) | $25.55 | Jan. 15, 2024 | 13,325 | Acquired |
| Jan. 18, 2013 | RAIL | Employee Stock Option (right to buy) | Common stock (6,700) | $24.56 | Jan. 18, 2023 | 6,700 | Acquired |
| Jan. 12, 2012 | RAIL | Employee Stock Option (right to buy) | Common stock (13,700) | $23.40 | Jan. 12, 2022 | 13,700 | Acquired |
| Jan. 13, 2011 | RAIL | Employee Stock Option (right to buy) | Common stock (10,500) | $29.88 | Jan. 13, 2021 | 10,500 | Acquired |
| Feb. 23, 2010 | RAIL | Employee Stock Option (right to buy) | Common stock (7,250) | $20.69 | Feb. 23, 2020 | 7,250 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 21, 2009 | RAIL | Common Stock | 1,069 | Direct |
| May 21, 2009 | RAIL | Common Stock | 2,333 | Direct |
| May 21, 2009 | RAIL | Common Stock | 1,073 | Direct |
| May 21, 2009 | RAIL | Common Stock | 650 | Direct |
| May 21, 2009 | RAIL | Employee Stock Option (right to buy)→ Common Stock (10,540) | 10,540 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
RAIL
President, Human Resources 9| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | — | — | — | — | — | — | — | — |
| 2015 | — | — | — | — | — | — | — | — |
| 2014 | — | — | — | — | — | — | — | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.