Thomas P Smith
CIK 1167176 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 15, 2005 · Latest: Nov. 13, 2008
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 52 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
52 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 23, 2010 | AXON | P | 3,600 | $95.00 | $342,000 | 3,600 Direct | — | Acquired | 565.8% (price as of 2026-08-19) |
| Feb. 23, 2010 | AXON | S | 300,000 | $7.19 | $2,157,000 | 221,081 Direct | -57.57% | Disposed | 8696.5% (price as of 2026-08-19) |
| Oct. 27, 2009 | LWLG | S | 2,500 | $2.52 | $6,300 | 885,350 Direct | -0.28% | Disposed | 149.6% (price as of 2026-08-19) |
| Oct. 27, 2009 | LWLG | S | 1,500 | $2.55 | $3,825 | 887,850 Direct | -0.17% | Disposed | 146.7% (price as of 2026-08-19) |
| Oct. 27, 2009 | LWLG | S | 4,500 | $2.53 | $11,385 | 889,350 Direct | -0.50% | Disposed | 148.6% (price as of 2026-08-19) |
| Oct. 26, 2009 | LWLG | S | 500 | $2.52 | $1,260 | 893,850 Direct | -0.06% | Disposed | 149.6% (price as of 2026-08-19) |
| Oct. 26, 2009 | LWLG | S | 1,150 | $2.54 | $2,921 | 894,350 Direct | -0.13% | Disposed | 147.6% (price as of 2026-08-19) |
| Oct. 26, 2009 | LWLG | S | 2,500 | $2.56 | $6,400 | 895,500 Direct | -0.28% | Disposed | 145.7% (price as of 2026-08-19) |
| Oct. 26, 2009 | LWLG | S | 2,000 | $2.57 | $5,140 | 898,000 Direct | -0.22% | Disposed | 144.7% (price as of 2026-08-19) |
| Oct. 19, 2009 | LWLG | S | 11,500 | $1.84 | $21,160 | 750,000 Direct | -1.51% | Disposed | 241.8% (price as of 2026-08-19) |
| Oct. 16, 2009 | LWLG | S | 8,000 | $1.64 | $13,120 | 761,500 Direct | -1.04% | Disposed | 283.5% (price as of 2026-08-19) |
| Oct. 16, 2009 | LWLG | S | 9,500 | $1.63 | $15,485 | 769,500 Direct | -1.22% | Disposed | 285.9% (price as of 2026-08-19) |
| Oct. 16, 2009 | LWLG | S | 12,500 | $1.68 | $21,000 | 779,000 Direct | -1.58% | Disposed | 274.4% (price as of 2026-08-19) |
| Oct. 16, 2009 | LWLG | S | 15,000 | $1.65 | $24,750 | 791,500 Direct | -1.86% | Disposed | 281.2% (price as of 2026-08-19) |
| Oct. 15, 2009 | LWLG | S | 6,500 | $1.55 | $10,075 | 864,500 Direct | -0.75% | Disposed | 305.8% (price as of 2026-08-19) |
| Oct. 15, 2009 | LWLG | S | 10,000 | $1.60 | $16,000 | 871,000 Direct | -1.14% | Disposed | 293.1% (price as of 2026-08-19) |
| Oct. 15, 2009 | LWLG | S | 6,500 | $1.55 | $10,075 | 614,500 Direct | -1.05% | Disposed | 305.8% (price as of 2026-08-19) |
| Oct. 14, 2009 | LWLG | S | 14,500 | $1.50 | $21,750 | 850,000 Direct | -1.68% | Disposed | 319.3% (price as of 2026-08-19) |
| Oct. 14, 2009 | LWLG | S | 14,500 | $1.50 | $21,750 | 600,000 Direct | -2.36% | Disposed | 319.3% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 18,700 | $1.40 | $26,180 | 750,000 Direct | -2.43% | Disposed | 349.3% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 2,710 | $1.40 | $3,794 | 768,700 Direct | -0.35% | Disposed | 349.3% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 5,000 | $1.40 | $7,000 | 771,410 Direct | -0.64% | Disposed | 349.3% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 5,000 | $1.37 | $6,850 | 776,410 Direct | -0.64% | Disposed | 359.1% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 5,000 | $1.36 | $6,800 | 781,410 Direct | -0.64% | Disposed | 362.5% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 8,175 | $1.36 | $11,118 | 786,410 Direct | -1.03% | Disposed | 362.5% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 15,800 | $1.36 | $21,488 | 794,585 Direct | -1.95% | Disposed | 362.5% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 15,000 | $1.36 | $20,400 | 810,385 Direct | -1.82% | Disposed | 362.5% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 9,100 | $1.34 | $12,194 | 825,385 Direct | -1.09% | Disposed | 369.4% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 15,515 | $1.33 | $20,635 | 834,485 Direct | -1.83% | Disposed | 372.9% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 18,700 | $1.40 | $26,180 | 500,000 Direct | -3.61% | Disposed | 349.3% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 2,710 | $1.40 | $3,794 | 518,700 Direct | -0.52% | Disposed | 349.3% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 5,000 | $1.40 | $7,000 | 521,410 Direct | -0.95% | Disposed | 349.3% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 5,000 | $1.37 | $6,850 | 526,410 Direct | -0.94% | Disposed | 359.1% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 5,000 | $1.36 | $6,800 | 531,410 Direct | -0.93% | Disposed | 362.5% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 8,175 | $1.36 | $11,118 | 536,410 Direct | -1.50% | Disposed | 362.5% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 15,800 | $1.36 | $21,488 | 544,585 Direct | -2.82% | Disposed | 362.5% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 15,000 | $1.36 | $20,400 | 560,385 Direct | -2.61% | Disposed | 362.5% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 9,100 | $1.34 | $12,194 | 575,385 Direct | -1.56% | Disposed | 369.4% (price as of 2026-08-19) |
| Oct. 13, 2009 | LWLG | S | 15,515 | $1.33 | $20,635 | 584,485 Direct | -2.59% | Disposed | 372.9% (price as of 2026-08-19) |
| April 3, 2008 | AXON | S 10b5-1 | 100,000 | $10.45 | $1,045,000 | 521,081 Direct | -16.10% | Disposed | 5952.3% (price as of 2026-08-19) |
| Feb. 14, 2008 | AXON | S 10b5-1 | 100,000 | $11.88 | $1,188,000 | 565,088 Direct | -15.04% | Disposed | 5223.8% (price as of 2026-08-19) |
| Oct. 10, 2007 | AXON | S 10b5-1 | 120,000 | $18.20 | $2,184,000 | 665,088 Direct | -15.28% | Disposed | 3375.1% (price as of 2026-08-19) |
| Oct. 9, 2007 | AXON | S 10b5-1 | 5,000 | $19.02 | $95,100 | 785,088 Direct | -0.63% | Disposed | 3225.3% (price as of 2026-08-19) |
| Aug. 10, 2007 | AXON | S 10b5-1 | 125,000 | $15.58 | $1,947,500 | 790,088 Direct | -13.66% | Disposed | 3959.5% (price as of 2026-08-19) |
| Aug. 9, 2007 | AXON | S 10b5-1 | 125,000 | $16.12 | $2,015,000 | 915,088 Direct | -12.02% | Disposed | 3823.5% (price as of 2026-08-19) |
| Nov. 9, 2004 | AXON | S | 160,000 | $54.06 | $8,649,600 | 437,544 Direct | -26.78% | Disposed | 2239.9% (price as of 2026-08-19) |
| Oct. 28, 2004 | AXON | S | 100,000 | $40.99 | $4,099,000 | 597,544 Direct | -14.34% | Disposed | 2986.0% (price as of 2026-08-19) |
| Feb. 12, 2004 | AXON | S | 80,000 | $57.00 | $4,560,000 | 302,272 Direct | -20.93% | Disposed | 4338.4% (price as of 2026-08-19) |
Showing latest 100 of 127 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 14, 2011 | AXON | Employee Stock Option (Right to Buy) | Common Stock (25,996) | $1.33 | May 29, 2012 | 25,996 | Disposed |
| Nov. 11, 2011 | AXON | Employee Stock Option (Right to Buy) | Common Stock (92,787) | $1.33 | May 29, 2012 | 92,787 | Disposed |
| Nov. 9, 2011 | AXON | Employee Stock Option (Right to Buy) | Common Stock (62,101) | $1.33 | May 29, 2012 | 62,101 | Disposed |
| Nov. 8, 2011 | AXON | Employee Stock Option (Right to Buy) | Common Stock (69,116) | $1.33 | May 29, 2012 | 69,116 | Disposed |
| Jan. 3, 2011 | AXON | Employee Stock Option (Right to Buy) | Common Stock (50,000) | $4.70 | Jan. 3, 2021 | 50,000 | Acquired |
| Feb. 23, 2010 | AXON | Call Option (Right to Buy) | Common Stock (360,000) | $12.50 | Aug. 26, 2011 | 3,600 | Acquired |
| Jan. 29, 2010 | AXON | Employee Stock Option (Right to Buy) | Common Stock (200,000) | $5.64 | Jan. 29, 2020 | 200,000 | Acquired |
| Oct. 24, 2009 | LWLG | Warrant (Right to Buy) | Common Stock (150,000) | $1.00 | Oct. 24, 2009 | 150,000 | Disposed |
| Oct. 23, 2009 | LWLG | Warrant (Right to Buy) [F2] | Common Stock (150,000) | $1.00 | Oct. 24, 2009 | 150,000 | Acquired |
| Oct. 16, 2009 | LWLG | Warrant (Right to Buy) | Common Stock (56,500) | $1.00 | Oct. 18, 2009 | 56,500 | Disposed |
| Oct. 15, 2009 | LWLG | Warrant (Right to Buy) | Common Stock (131,000) | $1.00 | Oct. 18, 2009 | 131,000 | Disposed |
| Oct. 15, 2009 | LWLG | Warrant (Right to Buy) | Common Stock (121,000) | $1.00 | Oct. 18, 2009 | 121,000 | Disposed |
| Jan. 9, 2009 | LWLG | Right to Buy | Common Stock (40,000) | $0.25 | — | 40,000 | Acquired |
| Dec. 30, 2008 | AXON | Employee Stock Option (Right to Buy) | Common Stock (125,000) | $5.25 | Dec. 30, 2018 | 125,000 | Acquired |
| Dec. 19, 2008 | LWLG | Warrant to Purchase | Common Stock (62,500) | $1.00 | Oct. 18, 2009 | 62,500 | Disposed |
| Aug. 11, 2008 | AXON | Employee Stock Option (Right to Buy) | Common Stock (44,052) | $5.57 | Aug. 11, 2018 | 44,052 | Acquired |
| May 28, 2008 | AXON | Employee Stock Option (Right to Buy) | Common Stock (45,000) | $7.13 | May 28, 2018 | 45,000 | Acquired |
| Feb. 15, 2008 | AXON | Employee Stock Option (Right to Buy) | Common Stock (55,993) | $1.33 | May 29, 2012 | 55,993 | Acquired |
| May 25, 2007 | AXON | Employee Stock Option (Right to Buy) | Common Stock (58,962) | $10.29 | May 25, 2017 | 58,962 | Acquired |
| Dec. 30, 2005 | AXON | Employee Stock Optiom (Right to Buy) | Common Stock (120,000) | $0.32 | March 14, 2013 | 120,000 | Acquired |
| Dec. 30, 2005 | AXON | Employee Stock Option (Right to Buy) | Common Stock (50,000) | $0.60 | Jan. 1, 2006 | 50,000 | Acquired |
| April 22, 2005 | AXON | Employee Stock Option (Right to Buy) | Common Stock (74,100) | $8.81 | April 22, 2015 | 74,100 | Acquired |
| Nov. 10, 2004 | AXON | Employee Stock Option (Right to Buy) | Common Stock (50,000) | $1.20 | Jan. 1, 2006 | 50,000 | Disposed |
| Nov. 9, 2004 | AXON | Employee Stock Option (Right to Buy) | Common Stock (40,000) | $0.65 | March 4, 2008 | 40,000 | Disposed |
| March 25, 2004 | AXON | Employee Stock Option (Right to Buy) | Common Stock (3,750) | $2.40 | Jan. 1, 2006 | 3,750 | Acquired |
| March 25, 2004 | AXON | Employee Stock Option (Right to Buy) | Common Stock (42,750) | $2.64 | Nov. 1, 2006 | 42,750 | Acquired |
| Feb. 11, 2004 | AXON | Employee Stock Option (Right to Buy) | Common Stock (2,250) | $3.96 | Nov. 1, 2006 | 2,250 | Acquired |
| Feb. 11, 2004 | AXON | Employee Stock Option (Right to Buy) | Common Stock (78,750) | $2.40 | Jan. 1, 2006 | 78,750 | Acquired |
| Feb. 6, 2004 | AXON | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $7.21 | Jan. 1, 2006 | 10,000 | Disposed |
| Jan. 7, 2004 | AXON | Employee Stock Option (Right to Buy) | Common Stock (22,500) | $86.60 | Jan. 7, 2014 | 22,500 | Acquired |
| Jan. 7, 2004 | AXON | Employee Stock Option (Right to Buy) | Common Stock (22,500) | $86.60 | Jan. 30, 2009 | 22,500 | Acquired |
| Oct. 23, 2003 | AXON | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $7.21 | Jan. 1, 2006 | 10,000 | Disposed |
| Oct. 1, 2003 | AXON | Employee Stock Option (Right to Buy) | Common Stock (2,000) | $28.85 | Jan. 30, 2014 | 2,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 3 holdings
Securities held when first becoming an insider, per SEC Form 3.