Thomas Pontarelli

Insider

First SEC filing: March 17, 2017 · Latest: March 17, 2017

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

CNA selling Feb. 7, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 25 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

25 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 15, 2017	CNA	F	18,511	$44.30	$820,037	80,077 Direct	-18.78%	Disposed	11.7% (price as of 2026-08-20)
March 15, 2017	CNA	A	40,508	—	—	98,588 Direct	+69.75%	Acquired	(price as of 2026-08-20)
Feb. 7, 2017	CNA	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 7, 2017	CNA	S	236	$42.58	$10,049	58,080 Direct	-0.40%	Disposed	16.2% (price as of 2026-08-20)
Feb. 7, 2017	CNA	M	236	$42.53	$10,037	58,316 Direct	+0.41%	Acquired	16.3% (price as of 2026-08-20)
Jan. 31, 2017	CNA	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 31, 2017	CNA	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Jan. 31, 2017	CNA	M	15,000	$41.49	$622,350	58,080 Direct	+34.82%	Acquired	19.2% (price as of 2026-08-20)
Jan. 31, 2017	CNA	M	15,000	$41.49	$622,350	54,845 Direct	+37.65%	Acquired	19.2% (price as of 2026-08-20)
March 15, 2016	CNA	F	9,791	$31.21	$305,577	44,007 Direct	-18.20%	Disposed	58.5% (price as of 2026-08-20)
March 15, 2016	CNA	A	21,425	$31.21	$668,674	53,798 Direct	+66.18%	Acquired	58.5% (price as of 2026-08-20)
Nov. 19, 2015	CNA	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 19, 2015	CNA	F	1,079	$36.77	$39,675	32,373 Direct	-3.23%	Disposed	34.6% (price as of 2026-08-20)
Nov. 19, 2015	CNA	M	15,000	$36.77	$551,550	33,452 Direct	+81.29%	Acquired	34.6% (price as of 2026-08-20)
March 13, 2015	CNA	F	14,119	$40.84	$576,620	31,091 Direct	-31.23%	Disposed	21.1% (price as of 2026-08-20)
March 13, 2015	CNA	A	30,896	$40.84	$1,261,793	45,210 Direct	+215.84%	Acquired	21.1% (price as of 2026-08-20)
Nov. 6, 2014	CNA	M	7,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 6, 2014	CNA	F	6,459	$38.86	$250,997	14,314 Direct	-31.09%	Disposed	27.3% (price as of 2026-08-20)
Nov. 6, 2014	CNA	M	7,500	$27.27	$204,525	20,773 Direct	+56.51%	Acquired	81.4% (price as of 2026-08-20)
Feb. 18, 2014	CNA	M	7,500	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 18, 2014	CNA	F	5,626	$42.85	$241,074	13,273 Direct	-29.77%	Disposed	15.5% (price as of 2026-08-20)
Feb. 18, 2014	CNA	M	7,500	$26.27	$197,025	18,899 Direct	+65.80%	Acquired	88.3% (price as of 2026-08-20)
March 15, 2013	CNA	F	9,298	$32.46	$301,813	11,399 Direct	-44.92%	Disposed	52.4% (price as of 2026-08-20)
March 15, 2013	CNA	A	19,806	$32.46	$642,903	20,697 Direct	+2222.90%	Acquired	52.4% (price as of 2026-08-20)
Feb. 25, 2013	CNA	M	3,750	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Feb. 25, 2013	CNA	S	3,259	$32.01	$104,321	891 Direct	-78.53%	Disposed	54.6% (price as of 2026-08-20)
Feb. 25, 2013	CNA	M	3,750	$24.69	$92,588	4,150 Direct	+937.50%	Acquired	100.4% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 7, 2017	CNA	Stock Appreciation Rights	Common Stock (15,000)	$41.86	Feb. 7, 2017	15,000	Disposed
Jan. 31, 2017	CNA	Stock Appreciation Rights	Common Stock (15,000)	$32.54	Feb. 6, 2018	15,000	Disposed
Jan. 31, 2017	CNA	Stock Appreciation Rights	Common Stock (15,000)	$11.51	Feb. 4, 2019	15,000	Disposed
Nov. 19, 2015	CNA	Stock Appreciation Rights	Common Stock (15,000)	$30.98	Feb. 8, 2016	15,000	Disposed
Nov. 6, 2014	CNA	Stock Options	Common Stock (7,500)	$27.27	Feb. 9, 2015	7,500	Disposed
Feb. 18, 2014	CNA	Stock Options	Common Stock (7,500)	$26.27	April 28, 2014	7,500	Disposed
Feb. 25, 2013	CNA	Stock Option	Common Stock (3,750)	$24.69	May 7, 2013	3,750	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 6, 2009	CNA	Common Stock $2.50 par value	400	Direct
Feb. 6, 2009	CNA	Stock Appreciation Rights [F1]→ Common Stock (15,000)	15,000	Direct
Feb. 6, 2009	CNA	Stock Appreciation Rights [F2]→ Common Stock (15,000)	15,000	Direct
Feb. 6, 2009	CNA	Stock Appreciation Rights [F3]→ Common Stock (15,000)	15,000	Direct
Feb. 6, 2009	CNA	Stock Appreciation Rights [F4]→ Common Stock (15,000)	15,000	Direct
Feb. 6, 2009	CNA	Stock Options [F5]→ Common Stock (7,500)	7,500	Direct
Feb. 6, 2009	CNA	Stock Options [F6]→ Common Stock (7,500)	7,500	Direct
Feb. 6, 2009	CNA	Stock Options [F7]→ Common Stock (3,750)	3,750	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CNA

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$700,000	—	$1,312,492	—	$1,475,000	$0	$150,382	$3,637,874
2015	$700,000	—	$437,474	—	$2,121,875	$469,895	$58,085	$3,787,329
2014	$700,000	—	$437,483	—	$2,125,000	$1,230,979	$39,125	$4,532,587

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.