Thomas R Swain

CIK 1249134 · View on SEC EDGAR ↗

Insider

First SEC filing: March 20, 2007 · Latest: March 20, 2007

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 18 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

18 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 31, 2006 NOVTU S 10b5-1 2,400 $13.00 $31,200 7,021 Direct -25.48% Disposed 392.2% (price as of 2026-08-20)
Jan. 30, 2006 NOVTU S 10b5-1 1,600 $13.00 $20,800 9,421 Direct -14.52% Disposed 392.2% (price as of 2026-08-20)
Jan. 3, 2005 NOVTU S 10b5-1 1,318 $11.40 $15,025 11,021 Direct -10.68% Disposed 461.2% (price as of 2026-08-20)
July 7, 2004 NOVTU S 10b5-1 500 $17.00 $8,500 12,339 Direct -3.89% Disposed 276.4% (price as of 2026-08-20)
July 7, 2004 NOVTU S 10b5-1 500 $17.00 $8,500 10,980 Direct -4.36% Disposed 276.4% (price as of 2026-08-20)
July 1, 2004 NOVTU S 10b5-1 987 $16.84 $16,621 10,980 Direct +9.88% Acquired 279.9% (price as of 2026-08-20)
June 30, 2004 NOVTU S 10b5-1 4,000 $17.00 $68,000 11,055 Direct -26.57% Disposed 276.4% (price as of 2026-08-20)
June 30, 2004 NOVTU P 912 $9.52 $8,682 11,967 Direct +8.25% Acquired 572.1% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 16, 2007 NOVTU Employee Stock Option (right to buy) Common Stock (45,500) $8.93 April 17, 2007 45,500 Disposed
March 16, 2007 NOVTU Employee Stock Option (right to buy) Common Stock (50,000) $8.93 April 17, 2007 50,000 Disposed
Sept. 3, 2004 NOVTU Employee Stock Option (right to buy) Common Stock (80,000) $10.09 Sept. 3, 2010 80,000 Acquired
July 7, 2004 NOVTU Employee Stock Option (right to buy) Common Stock (500) $8.93 April 17, 2007 500 Disposed
July 7, 2004 NOVTU Employee Stock Option (right to buy) Common Stock (500) $8.93 April 17, 2007 500 Disposed
June 30, 2004 NOVTU Employee Stock Option (right to buy) Common Stock (4,000) $8.93 April 17, 2007 4,000 Disposed
April 29, 2003 NOVTU Employee Stock Option (right to buy) Common Stock (15,000) $4.31 April 29, 2010 15,000 Acquired
Feb. 26, 2002 NOVTU Employee Stock Option (right to buy) Common Stock (100,000) $8.35 Feb. 26, 2008 100,000 Acquired
Sept. 22, 2000 NOVTU Employee Stock Option (right to buy) Common Stock (30,000) $19.38 Sept. 22, 2006 30,000 Acquired
March 11, 1998 NOVTU Employee Stock Option (right to buy) Common Stock (6,735) $14.66 March 11, 2008 7 Acquired
March 19, 1997 NOVTU Employee Stock Option (right to buy) Common Stock (10,776) $6.77 March 19, 2007 10,776 Acquired
Aug. 28, 1996 NOVTU Employee Stock Option (right to buy) Common Stock (13,470) $11.14 Aug. 28, 2006 13,470 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NOVTU

President, Finance
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2006 $275,000 — — — $114,594 — $870,085,001,124 $407,918
2004 $249,041 $216,409 — — — — $8,500 —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.