Thomas R Tremaine

CIK 1219575 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 25, 2008 · Latest: Nov. 25, 2008

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

RJF selling Nov. 24, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 15, 2011	RJF	A	826	—	—	826 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 22, 2011	RJF	A	10,000	—	—	10,000 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 15, 2010	RJF	A	532	—	—	532 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 15, 2009	RJF	A	343	—	—	51,557 Direct	+0.67%	Acquired	(price as of 2026-08-21)
Nov. 24, 2009	RJF	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 24, 2009	RJF	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 3, 2009	RJF	M	18,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 3, 2009	RJF	F	14,933	$20.25	$302,393	51,214 Direct	-22.58%	Disposed	1198.6% (price as of 2026-08-21)
Feb. 3, 2009	RJF	M	18,000	$16.80	$302,400	66,147 Direct	+37.39%	Acquired	1465.3% (price as of 2026-08-21)
Dec. 5, 2008	RJF	A	976	—	—	48,147 Direct	+2.07%	Acquired	(price as of 2026-08-21)
Nov. 24, 2008	RJF	S	6,500	$17.11	$111,215	47,171 Direct	-12.11%	Disposed	1436.9% (price as of 2026-08-21)
Nov. 21, 2008	RJF	S	8,000	$13.24	$105,920	53,671 Direct	-12.97%	Disposed	1886.1% (price as of 2026-08-21)
Feb. 8, 2008	RJF	M	11,250	$14.02	$157,725	0 Direct	-100.00%	Disposed	1775.6% (price as of 2026-08-21)
Feb. 8, 2008	RJF	M	11,250	$14.02	$157,725	61,671 Direct	+22.31%	Acquired	1775.6% (price as of 2026-08-21)
Dec. 7, 2007	RJF	A	725	—	—	50,421 Direct	+1.46%	Acquired	(price as of 2026-08-21)
Nov. 27, 2007	RJF	M	15,000	$30.44	$456,600	15,000 Direct	—	Acquired	763.9% (price as of 2026-08-21)
Jan. 26, 2007	RJF	M	13,500	$14.22	$191,970	0 Direct	-100.00%	Disposed	1749.3% (price as of 2026-08-21)
Jan. 26, 2007	RJF	M	13,500	$14.22	$191,970	49,696 Direct	+37.30%	Acquired	1749.3% (price as of 2026-08-21)
Dec. 11, 2006	RJF	A	526	—	—	36,196 Direct	+1.47%	Acquired	(price as of 2026-08-21)
Dec. 7, 2005	RJF	A	389	—	—	23,780 Direct	+1.66%	Acquired	(price as of 2026-08-21)
Dec. 1, 2005	RJF	M	2,494	$37.46	$93,425	2,494 Direct	—	Acquired	953.0% (price as of 2026-08-21)
Dec. 1, 2005	RJF	M	7,425	$37.46	$278,140	7,425 Direct	—	Acquired	953.0% (price as of 2026-08-21)
Jan. 10, 2005	RJF	M	1,050	$13.75	$14,438	0 Direct	-100.00%	Disposed	2768.7% (price as of 2026-08-21)
Jan. 10, 2005	RJF	M	1,050	$13.75	$14,438	23,391 Direct	+4.70%	Acquired	2768.7% (price as of 2026-08-21)
Dec. 29, 2004	RJF	A	411	—	—	22,341 Direct	+1.87%	Acquired	(price as of 2026-08-21)
Jan. 23, 2004	RJF	M	2,800	$20.63	$57,764	14,620 Direct	+23.69%	Acquired	2768.0% (price as of 2026-08-21)
Jan. 23, 2004	RJF	M	2,800	$20.63	$57,764	700 Direct	-80.00%	Disposed	2768.0% (price as of 2026-08-21)
Dec. 4, 2003	RJF	M	5,608	$37.80	$211,982	5,068 Direct	—	Acquired	1465.3% (price as of 2026-08-21)
Dec. 4, 2003	RJF	M	2,392	$37.80	$90,418	2,392 Direct	—	—	1465.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 15, 2011	RJF	Restricted Stock Units	Common Stock (826)	—	Dec. 15, 2014	826	Acquired
Nov. 22, 2011	RJF	Employee Stock Option (right to buy)	Common Stock (10,000)	$27.10	Jan. 22, 2017	10,000	Acquired
Dec. 15, 2010	RJF	Restricted Stock Units	Common Stock (532)	—	Dec. 15, 2013	532	Acquired
Nov. 24, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (25,000)	$25.28	Jan. 24, 2016	25,000	Acquired
Nov. 24, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (25,000)	$25.28	Nov. 24, 2015	25,000	Acquired
Feb. 3, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (18,000)	$16.80	Feb. 4, 2009	18,000	Disposed
Feb. 8, 2008	RJF	Employee Stock Option (right to buy)	Common Stock (11,250)	$14.02	Feb. 10, 2008	11,250	Disposed
Nov. 27, 2007	RJF	Employee Stock Option (right to buy)	Common Stock	$30.44	Jan. 27, 2013	15,000	Acquired
Jan. 26, 2007	RJF	Employee Stock Option (right to buy)	Common Stock (13,500)	$14.22	Jan. 28, 2007	13,500	Disposed
Dec. 1, 2005	RJF	Employee Stock Option (right to buy)	Common Stock (2,494)	$37.46	Feb. 1, 2011	2,494	Acquired
Dec. 1, 2005	RJF	Employee Stock Option (right to buy)	Common Stock (7,425)	$37.46	Feb. 1, 2011	7,425	Acquired
Jan. 10, 2005	RJF	Employee Stock Option (right to buy)	Common Stock (1,050)	$13.75	Jan. 18, 2005	1,050	Disposed
Jan. 23, 2004	RJF	Employee Stock Option (right to buy)	Common Stock (2,800)	$20.63	Jan. 18, 2005	2,800	Disposed
Dec. 4, 2003	RJF	Employee Stock Option (right to buy)	Common Stock	$37.80	Feb. 4, 2009	5,608	Acquired
Dec. 4, 2003	RJF	Employee Stock Option (right to buy)	Common Stock (2,392)	$37.80	Feb. 4, 2009	2,392	—

Exercise/conversion price is blank when not applicable (e.g. RSUs).