Thomas R Walters

Insider

First SEC filing: June 11, 2009 · Latest: June 11, 2009

On this page

Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 43 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

43 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Dec. 1, 2016	XOM	F	11,501	$87.70	$1,008,638	625,069 Direct	-1.81%	Disposed
Nov. 30, 2016	XOM	A	77,000	—	—	636,570 Direct	+13.76%	Acquired
June 10, 2016	XOM	G	2,645	—	—	0 Indirect	-100.00%	Disposed
June 10, 2016	XOM	G	2,645	—	—	2,645 Indirect	-50.00%	Disposed
Nov. 24, 2015	XOM	A	77,000	—	—	553,245 Direct	+16.17%	Acquired
Nov. 24, 2015	XOM	F	9,817	$79.88	$784,182	476,245 Direct	-2.02%	Disposed
Nov. 25, 2014	XOM	A	64,400	—	—	481,423 Direct	+15.44%	Acquired
Nov. 25, 2014	XOM	F	9,817	$96.02	$942,628	417,023 Direct	-2.30%	Disposed
May 15, 2014	XOM	G	2,901	—	—	0 Indirect	-100.00%	Disposed
May 15, 2014	XOM	G	2,902	—	—	2,901 Indirect	-50.01%	Disposed
May 2, 2013	XOM	S	3,300	$88.63	$292,479	321,667 Direct	-1.02%	Disposed
May 2, 2013	XOM	S	500	$88.63	$44,315	324,967 Direct	-0.15%	Disposed
May 2, 2013	XOM	S	1,200	$88.64	$106,368	325,467 Direct	-0.37%	Disposed
May 1, 2013	XOM	S	1,700	$88.01	$149,617	22,134 Indirect	-7.13%	Disposed
May 1, 2013	XOM	S	3,300	$88.02	$290,466	23,834 Indirect	-12.16%	Disposed
Dec. 13, 2012	XOM	G	2,800	—	—	317,744 Direct	-0.87%	Disposed
Dec. 13, 2012	XOM	G	2,800	—	—	320,544 Direct	-0.87%	Disposed
Nov. 29, 2012	XOM	F	7,126	$87.24	$621,672	323,344 Direct	-2.16%	Disposed
Nov. 28, 2012	XOM	A	55,000	—	—	330,470 Direct	+19.97%	Acquired
Nov. 30, 2011	XOM	A	55,000	—	—	315,459 Direct	+21.12%	Acquired
Nov. 30, 2011	XOM	F	4,520	$74.92	$338,638	260,459 Direct	-1.71%	Disposed
Nov. 30, 2011	XOM	F	5,723	$75.92	$434,490	264,979 Direct	-2.11%	Disposed
Nov. 18, 2011	XOM	M	11,000	—	—	0 Direct	-100.00%	Disposed
Nov. 18, 2011	XOM	S	11,000	$78.52	$863,720	270,702 Direct	-3.90%	Disposed
Nov. 18, 2011	XOM	M	11,000	$37.12	$408,320	281,702 Direct	+4.06%	Acquired
Nov. 1, 2011	XOM	M	2,693	—	—	11,000 Direct	-19.67%	Disposed
Nov. 1, 2011	XOM	M	2,693	$37.12	$99,964	270,702 Direct	+1.00%	Acquired
Oct. 28, 2011	XOM	M	10,307	—	—	13,693 Direct	-42.95%	Disposed
Oct. 28, 2011	XOM	S	10,307	$81.64	$841,463	268,009 Direct	-3.70%	Disposed
Oct. 28, 2011	XOM	M	10,307	$37.12	$382,596	278,316 Direct	+3.85%	Acquired
Sept. 16, 2011	XOM	M	3,307	—	—	0 Indirect	-100.00%	Disposed
Sept. 16, 2011	XOM	M	20,000	—	—	24,000 Direct	-45.45%	Disposed
Sept. 16, 2011	XOM	S	3,307	$73.76	$243,924	15,084 Indirect	-17.98%	Disposed
Sept. 16, 2011	XOM	M	3,307	$37.12	$122,756	18,391 Indirect	+21.92%	Acquired
Sept. 16, 2011	XOM	S	20,000	$73.72	$1,474,400	268,009 Direct	-6.94%	Disposed
Sept. 16, 2011	XOM	M	20,000	$37.12	$742,400	288,009 Direct	+7.46%	Acquired
Dec. 2, 2010	XOM	F	5,723	$69.04	$395,116	318,009 Direct	-1.77%	Disposed
Dec. 1, 2010	XOM	F	3,311	$69.17	$229,022	323,732 Direct	-1.01%	Disposed
Nov. 23, 2010	XOM	A	46,800	—	—	327,043 Direct	+16.70%	Acquired
Nov. 16, 2010	XOM	M	2,190	—	—	0 Indirect	-100.00%	Disposed
Nov. 16, 2010	XOM	M	2,190	$45.22	$99,032	15,084 Indirect	+16.98%	Acquired
Dec. 2, 2009	XOM	F	133	$74.86	$9,956	12,894 Indirect	-1.02%	Disposed
Dec. 2, 2009	XOM	F	2,209	$74.86	$165,366	280,243 Direct	-0.78%	Disposed
Dec. 1, 2009	XOM	M	1,608	—	—	0 Indirect	-100.00%	Disposed
Dec. 1, 2009	XOM	M	1,608	$41.78	$67,182	13,027 Indirect	+14.08%	Acquired
Nov. 24, 2009	XOM	A	46,800	—	—	282,452 Direct	+19.86%	Acquired
June 9, 2009	XOM	M	2,693	$37.12	$99,964	3,307 Indirect	-44.88%	Disposed
June 9, 2009	XOM	M	2,210	$45.22	$99,936	2,190 Indirect	-50.23%	Disposed
June 9, 2009	XOM	M	2,392	$41.78	$99,938	1,608 Indirect	-59.80%	Disposed
June 9, 2009	XOM	M	2,693	$37.12	$99,964	11,419 Indirect	+30.86%	Acquired
June 9, 2009	XOM	M	2,210	$45.22	$99,936	8,726 Indirect	+33.92%	Acquired
June 9, 2009	XOM	M	2,392	$41.78	$99,938	6,516 Indirect	+58.00%	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 18, 2011	XOM	Employee Stock Option (Right to Buy)	Common Stock (11,000)	$37.12	Nov. 28, 2011	11,000	Disposed
Nov. 1, 2011	XOM	Employee Stock Option (Right to Buy)	Common Stock (2,693)	$37.12	Nov. 28, 2011	2,693	Disposed
Oct. 28, 2011	XOM	Employee Stock Option (Right to Buy)	Common Stock (10,307)	$37.12	Nov. 28, 2011	10,307	Disposed
Sept. 16, 2011	XOM	Employee Stock Option (Right to Buy)	Common Stock (3,307)	$37.12	Nov. 28, 2011	3,307	Disposed
Sept. 16, 2011	XOM	Employee Stock Option (Right to Buy)	Common Stock (20,000)	$37.12	Nov. 28, 2011	20,000	Disposed
Nov. 16, 2010	XOM	Employee Stock Option (Right to Buy)	Common Stock (2,190)	$45.22	Nov. 29, 2010	2,190	Disposed
Dec. 1, 2009	XOM	Employee Stock Option (Right to Buy)	Common Stock (1,608)	$41.78	Dec. 8, 2009	1,608	Disposed
June 9, 2009	XOM	Employee Stock Option (Right to Buy)	Common Stock (2,693)	$37.12	Nov. 28, 2011	2,693	Disposed
June 9, 2009	XOM	Employee Stock Option (Right to Buy)	Common Stock (2,210)	$45.22	Nov. 29, 2010	2,210	Disposed
June 9, 2009	XOM	Employee Stock Option (Right to Buy)	Common Stock (2,392)	$41.78	Dec. 8, 2009	2,392	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 10 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
April 3, 2009	XOM	Common Stock	235,652	Direct
April 3, 2009	XOM	Common Stock	12,318	Indirect
April 3, 2009	XOM	Common Stock	4,124	Indirect
April 3, 2009	XOM	Common Stock	12,263	Indirect
April 3, 2009	XOM	Common Stock	400	Indirect
April 3, 2009	XOM	Common Stock	11,000	Indirect
April 3, 2009	XOM	Employee Stock Option (Right to Buy)→ Common Stock (44,000)	44,000	Direct
April 3, 2009	XOM	Employee Stock Option (Right to Buy)→ Common Stock (4,000)	4,000	Indirect
April 3, 2009	XOM	Employee Stock Option (Right to Buy)→ Common Stock (4,400)	4,400	Indirect
April 3, 2009	XOM	Employee Stock Option (Right to Buy)→ Common Stock (6,000)	6,000	Indirect