Thomas V Daula
CIK 1341664 · View on SEC EDGAR ↗
Insider
First SEC filing: Oct. 27, 2005 · Latest: Oct. 27, 2005
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 4 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
4 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 11, 2006 | MS | S | 200 | $74.57 | $14,914 | 75,707 Direct | -0.26% | Disposed | 191.4% (price as of 2026-08-19) |
| Oct. 11, 2006 | MS | S | 100 | $74.59 | $7,459 | 75,907 Direct | -0.13% | Disposed | 191.3% (price as of 2026-08-19) |
| Oct. 11, 2006 | MS | S | 2,066 | $74.60 | $154,124 | 76,007 Direct | -2.65% | Disposed | 191.3% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 10, 2006 | MS | Employee Stock Option (Right to Buy) | Common Stock (2,430) | $47.47 | Oct. 11, 2009 | 2,430 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 9 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 27, 2005 | MS | Common Stock | 21,083 | Direct |
| Oct. 27, 2005 | MS | Common Stock | 983 | Indirect |
| Oct. 27, 2005 | MS | Employee Stock Option (Right to Buy)→ Common Stock (2,430) | 2,430 | Direct |
| Oct. 27, 2005 | MS | Employee Stock Option (Right to Buy)→ Common Stock (1,090) | 1,090 | Direct |
| Oct. 27, 2005 | MS | Employee Stock Option (Right to Buy)→ Common Stock (1,305) | 1,305 | Direct |
| Oct. 27, 2005 | MS | Employee Stock Option (Right to Buy)→ Common Stock (4,109) | 4,109 | Direct |
| Oct. 27, 2005 | MS | Employee Stock Option (Right to Buy)→ Common Stock (7,313) | 7,313 | Direct |
| Oct. 27, 2005 | MS | Employee Stock Option (Right to Buy)→ Common Stock (86,765) | 86,765 | Direct |
| Oct. 27, 2005 | MS | Employee Stock Option (Right to Buy)→ Common Stock (8,048) | 8,048 | Direct |