Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 14, 2026 HGBL M 31,875 · · 85,000 Direct -27.27% Disposed (price as of 2026-10-02)
May 14, 2026 HGBL F 23,919 $1.22 $29,181 222,608 Direct +12.04% Acquired 5.7% (price as of 2026-10-02)
May 14, 2026 HGBL M 31,875 $0.70 $22,312 246,527 Direct +14.85% Acquired 84.3% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
May 14, 2026 HGBL Options to purchase common stock Common Stock (31,875) $0.70 June 1, 2029 31,875 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 25, 2026 HGBL Common Stock 214,652 Direct
March 25, 2026 HGBL Options to purchase common stock→ Common Stock (31,875) 31,875 Direct
March 25, 2026 HGBL Options to purchase common stock→ Common Stock (45,000) 45,000 Direct
March 25, 2026 HGBL Options to purchase common stock→ Common Stock (40,000) 40,000 Direct