Thomas W Brock
CIK 1280303 · View on SEC EDGAR ↗
Insider
First SEC filing: Aug. 12, 2005 · Latest: Jan. 28, 2021
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 2, 2020 | USA | P | 5,000 | $6.68 | $33,400 | 85,000 Direct | +6.25% | Acquired | -10.6% (price as of 2026-08-21) |
| Nov. 9, 2020 | USA | P | 25,000 | $6.45 | $161,250 | 80,000 Direct | +45.45% | Acquired | -7.4% (price as of 2026-08-21) |
| Aug. 31, 2020 | USA | P | 6,254 | $6.19 | $38,712 | 55,000 Direct | +12.83% | Acquired | -3.5% (price as of 2026-08-21) |
| June 19, 2020 | USA | S | 2,568 | $5.81 | $14,920 | 0 Indirect | -100.00% | Disposed | 2.8% (price as of 2026-08-21) |
| March 31, 2020 | ASG | P | 10,024 | $4.34 | $43,504 | 60,124 Direct | +20.01% | Acquired | 21.9% (price as of 2026-08-21) |
| April 23, 2019 | USA | P | 700 | $6.42 | $4,494 | 2,500 Indirect | +38.89% | Acquired | -6.9% (price as of 2026-08-21) |
| Feb. 20, 2019 | USA | P | 800 | $6.09 | $4,872 | 1,800 Indirect | +80.00% | Acquired | -1.9% (price as of 2026-08-21) |
| Nov. 13, 2018 | USA | P | 1,000 | $6.19 | $6,190 | 1,000 Indirect | — | Acquired | -3.5% (price as of 2026-08-21) |
| Nov. 6, 2018 | USA | P | 15,000 | $6.12 | $91,800 | 48,747 Direct | +44.45% | Acquired | -2.4% (price as of 2026-08-21) |
| March 10, 2011 | EDF | P | 700 | $24.00 | $16,800 | 700 Direct | — | Acquired | -78.9% (price as of 2026-08-21) |
| March 10, 2011 | EDF | P | 900 | $23.99 | $21,591 | 1,600 Direct | +128.57% | Acquired | -78.9% (price as of 2026-08-21) |
| March 10, 2011 | EDF | P | 400 | $23.98 | $9,592 | 2,000 Direct | +25.00% | Acquired | -78.9% (price as of 2026-08-21) |
| Jan. 8, 2008 | USA | P | 1,461 | $5.61 | $8,196 | 16,516 Direct | +9.70% | Acquired | 6.5% (price as of 2026-08-21) |
| Sept. 12, 2006 | ASG | P | 4,400 | $4.92 | $21,648 | 20,500 Direct | +27.33% | Acquired | 7.5% (price as of 2026-08-21) |
| Sept. 11, 2006 | USA | P | 13,500 | $7.42 | $100,170 | 13,500 Direct | — | Acquired | -19.5% (price as of 2026-08-21) |
| Sept. 11, 2006 | ASG | P | 16,100 | $4.86 | $78,246 | 16,100 Direct | — | Acquired | 8.8% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.