Thomas W Smith Jr
CIK 1493153 · View on SEC EDGAR ↗
Insider
First SEC filing: July 21, 2010 · Latest: July 21, 2010
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 27, 2010 | GDOT | P | 2,777 | $36.00 | $99,972 | 2,777 Direct | — | Acquired | -62.7% (price as of 2026-08-20) |
| July 27, 2010 | GDOT | S | 675,000 | $33.48 | $22,599,000 | 0 Indirect | -100.00% | Disposed | -59.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 27, 2010 | GDOT | Class B Common Stock [F3] | Class A Common Stock (675,000) | $0.00 | — | 675,000 | Disposed |
| July 27, 2010 | GDOT | Class B Common Stock [F3] | Class A Common Stock (4,106,783) | $0.00 | — | 4,106,783 | Acquired |
| July 27, 2010 | GDOT | Series C-1 Convertible Preferred Stock [F2] | Class B Common Stock [F3] (722,152) | $0.00 | — | 722,152 | Disposed |
| July 27, 2010 | GDOT | Series C Convertible Preferred Stock [F2] | Class B Common Stock [F3] (1,055,727) | $0.00 | — | 1,055,727 | Disposed |
| July 27, 2010 | GDOT | Series B Convertible Preferred Stock [F2] | Class B Common Stock [F3] (363,372) | $0.00 | — | 363,372 | Disposed |
| July 27, 2010 | GDOT | Series A Convertible Preferred Stock [F2] | Class B Common Stock [F3] (1,965,532) | $0.00 | — | 1,965,532 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 21, 2010 | GDOT | Class A Common Stock | 0 | Direct |
| July 21, 2010 | GDOT | Series A Convertible Preferred Stock [F1]→ Class B Common Stock [F2] (1,965,532) | 1,965,532 | Indirect |
| July 21, 2010 | GDOT | Series B Convertible Preferred Stock [F1]→ Class B Common Stock [F2] (363,372) | 363,372 | Indirect |
| July 21, 2010 | GDOT | Series C Convertible Preferred Stock [F1]→ Class B Common Stock [F2] (1,055,727) | 1,055,727 | Indirect |
| July 21, 2010 | GDOT | Series C-1 Convertible Preferred Stock [F1]→ Class B Common Stock [F2] (722,152) | 722,152 | Indirect |