Thomas W Ulrich

Insider

First SEC filing: Sept. 23, 2020 · Latest: Sept. 23, 2020

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Insider at

0 buys (P) 1 sells (S) Net: $-9,316 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 15, 2025	FUND	S	1,117	$8.34	$9,316	8,273 Indirect	-11.90%	Disposed	28.3% (price as of 2026-08-20)
July 21, 2022	FUND	P	890	$7.83	$6,969	890 Indirect	—	Acquired	36.7% (price as of 2026-08-20)
Sept. 22, 2020	FUND	P	1,000	$6.00	$6,000	5,567 Indirect	+21.90%	Acquired	78.3% (price as of 2026-08-20)
March 6, 2020	FUND	P	800	$6.44	$5,152	4,366 Indirect	+22.43%	Acquired	66.1% (price as of 2026-08-20)
April 10, 2019	FUND	P	1,415	$7.04	$9,962	3,393 Indirect	+71.54%	Acquired	52.0% (price as of 2026-08-20)
Dec. 14, 2018	FUND	P	300	$6.04	$1,812	1,859 Indirect	+19.24%	Acquired	77.2% (price as of 2026-08-20)
Oct. 12, 2018	FUND	P	509	$6.86	$3,492	1,559 Indirect	+48.48%	Acquired	56.0% (price as of 2026-08-20)
Feb. 2, 2018	FUND	P	250	$7.98	$1,995	1,000 Indirect	+33.33%	Acquired	34.1% (price as of 2026-08-20)
Dec. 22, 2017	FUND	P	300	$7.87	$2,361	750 Indirect	+66.67%	Acquired	36.0% (price as of 2026-08-20)
Dec. 22, 2017	FUND	P	450	$7.89	$3,550	450 Indirect	—	Acquired	35.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.