Thomas W Weisel

CIK 1207218 · View on SEC EDGAR ↗

Insider

First SEC filing: June 19, 2018 · Latest: June 19, 2018

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 87 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

87 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Nov. 22, 2024 SFB S 13,000 $115.01 $1,495,130 13,178 Direct -49.66% Disposed -83.1% (price as of 2026-08-19)
March 18, 2021 SFB S 5,413 $68.20 $369,167 40,427 Direct -11.81% Disposed -71.5% (price as of 2026-08-19)
March 12, 2021 SFB S 8,329 $67.11 $558,959 45,840 Direct -15.38% Disposed -71.0% (price as of 2026-08-19)
Feb. 3, 2020 SFB S 5,792 $66.09 $382,793 41,737 Direct -12.19% Disposed -70.6% (price as of 2026-08-19)
Jan. 31, 2020 SFB S 11,791 $65.75 $775,258 47,529 Direct -19.88% Disposed -70.4% (price as of 2026-08-19)
Jan. 31, 2020 SFB S 10,000 $64.55 $645,500 59,320 Direct -14.43% Disposed -69.9% (price as of 2026-08-19)
Nov. 29, 2016 SFB S 30,000 $49.32 $1,479,600 70,529 Direct -29.84% Disposed -60.6% (price as of 2026-08-19)
Nov. 22, 2016 SFB S 20,000 $50.20 $1,004,000 100,529 Direct -16.59% Disposed -61.3% (price as of 2026-08-19)
March 24, 2015 SFB S 3,031 $56.90 $172,464 7,995 Direct -27.49% Disposed -65.8% (price as of 2026-08-19)
Nov. 26, 2013 SFB S 18,231 $45.22 $824,406 0 Indirect -100.00% Disposed -57.0% (price as of 2026-08-19)
Nov. 22, 2013 SFB S 6,686 $45.63 $305,082 0 Indirect -100.00% Disposed -57.4% (price as of 2026-08-19)
Nov. 22, 2013 SFB S 93,014 $45.63 $4,244,229 160,795 Direct -36.65% Disposed -57.4% (price as of 2026-08-19)
Aug. 13, 2013 SFB S 150,000 $40.14 $6,021,000 6,686 Indirect -95.73% Disposed -51.5% (price as of 2026-08-19)

Showing latest 100 of 169 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 18, 2026 SFB Phantom Stock Units Common Stock (4,623) $0.00 — 4,623 Disposed
Feb. 18, 2026 SFB Phantom Stock Units Common Stock (5,778) $0.00 — 5,778 Acquired
Jan. 30, 2026 SFB Phantom Stock Units Common Stock (628) $0.00 — 628 Disposed
Feb. 3, 2025 SFB Phantom Stock Units Common Stock (2,508) $0.00 — 2,508 Disposed
Feb. 3, 2025 SFB Phantom Stock Units Common Stock (3,136) $0.00 — 3,136 Acquired
March 2, 2023 SFB Phantom Stock Units Common Stock (857) $0.00 — 857 Disposed
March 2, 2022 SFB Phantom Stock Units Common Stock (3,429) $0.00 — 3,429 Disposed
March 2, 2022 SFB Phantom Stock Units Common Stock (2,187) $0.00 — 2,187 Disposed
March 2, 2022 SFB Phantom Stock Units Common Stock (4,286) $0.00 — 4,286 Acquired
Jan. 7, 2022 SFB Phantom Stock Units Common Stock (2,599) $0.00 — 2,599 Disposed
March 8, 2021 SFB Phantom Stock Units Common Stock (8,747) $0.00 — 8,747 Disposed
March 8, 2021 SFB Phantom Stock Units Common Stock (6,670) $0.00 — 6,670 Disposed
March 8, 2021 SFB Phantom Stock Units Common Stock (10,934) $0.00 — 10,934 Acquired
Jan. 12, 2021 SFB Phantom Stock Units Common Stock (23) $0.00 — 23 Disposed
March 3, 2020 SFB Phantom Stock Units Common Stock (17,787) $0.00 — 17,787 Disposed
March 3, 2020 SFB Phantom Stock Units Common Stock (22,233) $0.00 — 22,233 Acquired
Jan. 2, 2020 SFB Phantom Stock Units Common Stock (678) $0.00 — 678 Disposed
Jan. 2, 2019 SFB Phantom Stock Units Common Stock (3,701) $0.00 — 3,701 Disposed
Dec. 17, 2018 SFB Phantom Stock Units Common Stock (15) $0.00 — 15 Acquired
Sept. 17, 2018 SFB Phantom Stock Units Common Stock (13) $0.00 — 13 Acquired
June 15, 2018 SFB Phantom Stock Units Common Stock (12) $0.00 — 12 Acquired
March 15, 2018 SFB Phantom Stock Units Common Stock (10) $0.00 — 10 Acquired
Dec. 29, 2017 SFB Phantom Stock Units Common Stock (11,233) $0.00 — 11,233 Disposed
Dec. 27, 2017 SFB Phantom Stock Units Common Stock (11,242) $0.00 — 11,242 Disposed
Dec. 27, 2017 SFB Phantom Stock Units Common Stock (1,368) $0.00 — 1,368 Disposed
Dec. 27, 2017 SFB Phantom Stock Units Common Stock (1,368) $0.00 — 1,368 Disposed
Dec. 27, 2017 SFB Phantom Stock Units Common Stock (1,368) $0.00 — 1,368 Disposed
Dec. 27, 2017 SFB Phantom Stock Units Common Stock (2,277) $0.00 — 2,277 Disposed
Dec. 27, 2017 SFB Phantom Stock Units Common Stock (2,277) $0.00 — 2,277 Disposed
Dec. 27, 2017 SFB Phantom Stock Units Common Stock (2,277) $0.00 — 2,277 Disposed
March 2, 2017 SFB Phantom Stock Units Common Stock (69) $0.00 — 69 Acquired
March 2, 2017 SFB Phantom Stock Units Common Stock (277) $0.00 — 277 Acquired
Dec. 30, 2016 SFB Phantom Stock Units Common Stock (18,868) — — 18,868 Disposed
Feb. 25, 2016 SFB Phantom Stock Units Common Stock (5,611) $0.00 — 5,611 Acquired
Feb. 25, 2016 SFB Phantom Stock Units Common Stock (13,094) $0.00 — 13,094 Acquired
Feb. 25, 2016 SFB Phantom Stock Units Common Stock (5,611) $0.00 — 5,611 Acquired
Jan. 22, 2016 SFB Phantom Stock Units Common Stock (22,003) $0.00 — 22,003 Disposed
March 13, 2015 SFB Phantom Stock Units Common Stock (242) $0.00 — 242 Acquired
March 13, 2015 SFB Phantom Stock Units Common Stock (3,031) $0.00 — 3,031 Acquired
Jan. 22, 2015 SFB Phantom Stock Units Common Stock (6,434) $0.00 — 6,434 Disposed
March 3, 2014 SFB Phantom Stock Units Common Stock (533) $0.00 — 533 Acquired
March 3, 2014 SFB Phantom Stock Units Common Stock (1,599) $0.00 — 1,599 Acquired
March 3, 2014 SFB Phantom Stock Units Common Stock (6,399) $0.00 — 6,399 Acquired
Jan. 24, 2014 SFB Phantom Stock Units Common Stock (5,048) $0.00 — 5,048 Disposed
July 8, 2013 SFB Phantom Stock Units Common Stock (51,150) $0.00 — 51,150 Disposed
April 26, 2013 SFB Phantom Stock Units Common Stock (51,150) $0.00 — 51,150 Disposed
March 8, 2013 SFB Phantom Stock Units Common Stock (983) $0.00 — 983 Acquired
March 8, 2013 SFB Phantom Stock Units Common Stock (3,935) $0.00 — 3,935 Acquired
Feb. 21, 2013 SFB Phantom Stock Units Common Stock (13,137) $0.00 — 13,137 Disposed
Jan. 24, 2013 SFB Phantom Stock Units Common Stock (4,261) $0.00 — 4,261 Disposed
Feb. 23, 2012 SFB Phantom Stock Units Common Stock (18,726) $0.00 — 18,726 Disposed
Feb. 23, 2012 SFB Phantom Stock Units Common Stock (13,137) $0.00 — 13,137 Disposed
Feb. 14, 2012 SFB Phantom Stock Units Common Stock (13,661) $0.00 — 13,661 Acquired
Feb. 14, 2012 SFB Phantom Stock Units Common Stock (1,775) $0.00 — 1,775 Acquired
Feb. 14, 2012 SFB Phantom Stock Units Common Stock (7,103) $0.00 — 7,103 Acquired
Jan. 17, 2012 SFB Phantom Stock Units Common Stock (2,841) $0.00 — 2,841 Disposed
Feb. 23, 2011 SFB Phantom Stock Units Common Stock (14,254) $0.00 — 14,254 Disposed
Feb. 14, 2011 SFB Phantom Stock Units Common Stock (15,152) $0.00 — 15,152 Acquired
Feb. 14, 2011 SFB Phantom Stock Units Common Stock (2,367) $0.00 — 2,367 Acquired
Feb. 14, 2011 SFB Phantom Stock Units Common Stock (9,469) $0.00 — 9,469 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 13, 2010 SFB Common Stock 239,037 Direct
Aug. 13, 2010 SFB Common Stock 104,457 Indirect
Aug. 13, 2010 SFB Common Stock 12,154 Indirect
Aug. 13, 2010 SFB Phantom Stock Units→ Common Stock (103,696) 103,696 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SFB

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 $200,000 $787,500 — — — — $300,692 $2,113,192
2011 $200,000 $1,040,000 $1,781,250 — — — $300,731 $3,321,981
2000 $1,040,000 $1,781,250 — — — — $3,321,981 —

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.