Tien-Li Lee

CIK 1940120 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 12, 2025 · Latest: Feb. 12, 2025

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Insider at

Insider transactions

6 buys (P) 0 sells (S) Net: $358,575 + 9 non-open-market transactions below Avg return of open purchases vs now: -34.5% last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 11, 2025 AARD P 7,000 $14.48 $101,360 1,551,613 Direct +0.45% Acquired -58.0% (price as of 2026-08-21)
Sept. 15, 2025 AARD P 3,500 $9.94 $34,790 1,543,384 Direct +0.23% Acquired -38.8% (price as of 2026-08-21)
Sept. 15, 2025 AARD P 6,500 $9.51 $61,815 1,539,884 Direct +0.42% Acquired -36.1% (price as of 2026-08-21)
Sept. 12, 2025 AARD P 5,000 $8.50 $42,500 1,533,384 Direct +0.33% Acquired -28.5% (price as of 2026-08-21)
Sept. 11, 2025 AARD P 6,000 $7.82 $46,920 1,528,384 Direct +0.39% Acquired -22.3% (price as of 2026-08-21)
Sept. 10, 2025 AARD P 9,000 $7.91 $71,190 1,522,384 Direct +0.59% Acquired -23.1% (price as of 2026-08-21)
Feb. 14, 2025 AARD P 16,542 $16.00 $264,672 1,496,175 Direct +1.12% Acquired -62.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 9, 2026 AARD Stock option (right to buy) Common Stock (203,851) $13.48 Feb. 9, 2036 203,851 Disposed
Oct. 15, 2025 AARD Stock option (right to buy) Common Stock (1,229) $4.24 July 20, 2034 1,229 Disposed
Aug. 28, 2025 AARD Stock option (right to buy) Common Stock (17,209) $4.24 July 20, 2034 17,209 Disposed
June 11, 2025 AARD Stock option (right to buy) Common Stock (549,534) $11.29 June 11, 2035 549,534 Acquired
Feb. 14, 2025 AARD Series A Convertible Preferred Stock Common Stock (41,303) 350,002 Disposed
Jan. 17, 2023 SCLXW Nonstatutory Stock Option (right to buy) Common Stock (250,000) $8.08 Jan. 17, 2033 250,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 12, 2025 AARD Common Stock 1,438,330 Direct
Feb. 12, 2025 AARD Common Stock 1,474,028 Indirect
Feb. 12, 2025 AARD Series A Convertible Preferred Stock→ Common Stock (41,303) 41,303 Direct
Feb. 12, 2025 AARD Stock Option (Right to Buy)→ Common Stock (59,004) 59,004 Direct
Nov. 15, 2022 SCLXW Nonstatutory Stock Option (right to buy)→ Common Stock (23,572) 23,572 Direct
Nov. 15, 2022 SCLXW Nonstatutory Stock Option (right to buy)→ Common Stock (404,098) 404,098 Direct