Timothy Mark Dunbar
CIK 1565742 · View on SEC EDGAR ↗
First SEC filing: Jan. 11, 2013 · Latest: Feb. 12, 2021
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 25, 2021 | PFG | S | 10,000 | $60.40 | $604,000 | 58,584 Direct | -14.58% | Disposed | 83.3% (price as of 2026-08-20) |
| Feb. 3, 2021 | PFG | S | 11,125 | $51.11 | $568,599 | 70,884 Direct | -13.57% | Disposed | 116.7% (price as of 2026-08-20) |
| Jan. 2, 2018 | PFG | S 10b5-1 | 10,000 | $70.29 | $702,900 | 43,436 Direct | -18.71% | Disposed | 57.5% (price as of 2026-08-20) |
| Jan. 2, 2018 | PFG | S 10b5-1 | 6,400 | $70.14 | $448,896 | 43,436 Direct | -12.84% | Disposed | 57.9% (price as of 2026-08-20) |
| April 27, 2017 | PFG | S 10b5-1 | 19,905 | $65.00 | $1,293,825 | 44,537 Direct | -30.89% | Disposed | 70.4% (price as of 2026-08-20) |
| April 27, 2017 | PFG | S 10b5-1 | 5,000 | $65.00 | $325,000 | 44,537 Direct | -10.09% | Disposed | 70.4% (price as of 2026-08-20) |
Showing latest 100 of 272 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 3, 2021 | PFG | Employee Stock Option (Right to Buy) | Common Stock (3,709) | $34.26 | Feb. 28, 2021 | 3,709 | Disposed |
| Feb. 3, 2021 | PFG | Employee Stock Option (Right to Buy) | Common Stock (3,708) | $34.26 | Feb. 28, 2021 | 3,708 | Disposed |
| Feb. 3, 2021 | PFG | Employee Stock Option (Right to Buy) | Common Stock (3,708) | $34.26 | Feb. 28, 2021 | 3,708 | Disposed |
| Dec. 21, 2020 | PFG | Phantom Stock Units | Common Stock (101) | — | — | 101 | Acquired |
| Sept. 25, 2020 | PFG | Phantom Stock Units | Common Stock (122) | — | — | 122 | Acquired |
| June 26, 2020 | PFG | Phantom Stock Units | Common Stock (119) | — | — | 119 | Acquired |
| March 27, 2020 | PFG | Phantom Stock Units | Common Stock (140) | — | — | 140 | Acquired |
| Feb. 24, 2020 | PFG | Employee Stock Option (Right to Buy) | Common Stock (124,480) | $51.73 | Feb. 24, 2030 | 124,480 | Acquired |
| Dec. 27, 2019 | PFG | Phantom Stock Units | Common Stock (81) | — | — | 81 | Acquired |
| Sept. 27, 2019 | PFG | Phantom Stock Units | Common Stock (77) | — | — | 77 | Acquired |
| June 28, 2019 | PFG | Phantom Stock Units | Common Stock (74) | — | — | 74 | Acquired |
| April 5, 2019 | PFG | Phantom Stock Units | Common Stock (47) | — | — | 47 | Acquired |
| March 29, 2019 | PFG | Phantom Stock Units | Common Stock (80) | — | — | 80 | Acquired |
| March 12, 2019 | PFG | Phantom Stock Units | Common Stock (375) | — | — | 375 | Acquired |
| Feb. 25, 2019 | PFG | Employee Stock Option (Right to Buy) | Common Stock (120,000) | $53.09 | Feb. 25, 2029 | 120,000 | Acquired |
| Dec. 28, 2018 | PFG | Phantom Stock Units | Common Stock (102) | — | — | 102 | Acquired |
| Dec. 14, 2018 | PFG | Phantom Stock Units | Common Stock (12) | — | — | 12 | Acquired |
| Nov. 30, 2018 | PFG | Phantom Stock Units | Common Stock (10) | — | — | 10 | Acquired |
| Nov. 16, 2018 | PFG | Phantom Stock Units | Common Stock (10) | — | — | 10 | Acquired |
| Nov. 2, 2018 | PFG | Phantom Stock Units | Common Stock (11) | — | — | 11 | Acquired |
| Oct. 19, 2018 | PFG | Phantom Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| Oct. 5, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| Sept. 28, 2018 | PFG | Phantom Stock Units | Common Stock (65) | — | — | 65 | Acquired |
| Sept. 21, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| Sept. 7, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| Aug. 24, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| Aug. 10, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| July 27, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| July 13, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| June 29, 2018 | PFG | Phantom Stock Units | Common Stock (78) | — | — | 78 | Acquired |
| June 15, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| June 1, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| May 18, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| May 4, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| April 20, 2018 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| April 6, 2018 | PFG | Phantom Stock Units | Common Stock (22) | — | — | 22 | Acquired |
| April 2, 2018 | PFG | Phantom Stock Units | Common Stock (74) | — | — | 74 | Acquired |
| March 29, 2018 | PFG | Phantom Stock Units | Common Stock (56) | — | — | 56 | Acquired |
| March 23, 2018 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| March 13, 2018 | PFG | Phantom Stock Units | Common Stock (136) | — | — | 136 | Acquired |
| March 9, 2018 | PFG | Phantom Stock Units | Common Stock (4) | — | — | 4 | Acquired |
| Feb. 26, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock (40,340) | $63.98 | Feb. 26, 2018 | 40,340 | Acquired |
| Feb. 23, 2018 | PFG | Phantom Stock Units | Common Stock (4) | — | — | 4 | Acquired |
| Feb. 9, 2018 | PFG | Phantom Stock Units | Common Stock (4) | — | — | 4 | Acquired |
| Jan. 26, 2018 | PFG | Phantom Stock Units | Common Stock (3) | — | — | 3 | Acquired |
| Jan. 12, 2018 | PFG | Phantom Stock Units | Common Stock (3) | — | — | 3 | Acquired |
| Jan. 2, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock (10,000) | $27.46 | Feb. 27, 2022 | 10,000 | Disposed |
| Jan. 2, 2018 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,400) | $22.21 | Feb. 23, 2020 | 6,400 | Disposed |
| Dec. 29, 2017 | PFG | Phantom Stock Units | Common Stock (12) | — | — | 12 | Acquired |
| Dec. 28, 2017 | PFG | Phantom Stock Units | Common Stock (46) | — | — | 46 | Acquired |
| Dec. 1, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Nov. 17, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Nov. 3, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Oct. 20, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Oct. 6, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Sept. 29, 2017 | PFG | Phantom Stock Units | Common Stock (48) | — | — | 48 | Acquired |
| Sept. 22, 2017 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| Sept. 8, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Aug. 25, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Aug. 11, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| July 28, 2017 | PFG | Phantom Stock Units | Common Stock (5) | — | — | 5 | Acquired |
| July 14, 2017 | PFG | Phantom Stock Units | Common Stock (5) | — | — | 5 | Acquired |
| June 30, 2017 | PFG | Phantom Stock Units | Common Stock (52) | — | — | 52 | Acquired |
| June 16, 2017 | PFG | Phantom Stock Units | Common Stock (5) | — | — | 5 | Acquired |
| May 19, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| May 19, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| May 5, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| April 27, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (19,905) | $60.10 | Feb. 26, 2018 | 19,905 | Disposed |
| April 27, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (5,000) | $22.21 | Feb. 23, 2020 | 5,000 | Disposed |
| April 21, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| April 7, 2017 | PFG | Phantom Stock Units | Common Stock (15) | — | — | 15 | Acquired |
| March 31, 2017 | PFG | Phantom Stock Units | Common Stock (44) | — | — | 44 | Acquired |
| March 24, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| March 13, 2017 | PFG | Phantom Stock Units | Common Stock (210) | — | — | 210 | Acquired |
| March 10, 2017 | PFG | Phantom Stock Units | Common Stock (5) | — | — | 5 | Acquired |
| Feb. 27, 2017 | PFG | Employee Stock Option (Right to Buy) | Common Stock (41,395) | $62.78 | Feb. 27, 2027 | 41,395 | Acquired |
| Feb. 24, 2017 | PFG | Phantom Stock Units | Common Stock (5) | — | — | 5 | Acquired |
| Feb. 10, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Jan. 27, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Jan. 13, 2017 | PFG | Phantom Stock Units | Common Stock (6) | — | — | 6 | Acquired |
| Jan. 3, 2017 | PFG | Phantom Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| Dec. 30, 2016 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| Dec. 27, 2016 | PFG | Phantom Stock Units | Common Stock (45) | — | — | 45 | Acquired |
| Dec. 16, 2016 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| Dec. 2, 2016 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| Nov. 18, 2016 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| Oct. 28, 2016 | PFG | Employee Stock Option (Right to Buy) | Common Stock (6,704) | $11.07 | Feb. 24, 2019 | 6,704 | Disposed |
| Oct. 21, 2016 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| Oct. 21, 2016 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| Oct. 7, 2016 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| Sept. 30, 2016 | PFG | Phantom Stock Units | Common Stock (48) | — | — | 48 | Acquired |
| Sept. 23, 2016 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| Sept. 9, 2016 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| Aug. 26, 2016 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| Aug. 12, 2016 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| July 29, 2016 | PFG | Phantom Stock Units | Common Stock (7) | — | — | 7 | Acquired |
| July 15, 2016 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| July 1, 2016 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| June 24, 2016 | PFG | Phantom Stock Units | Common Stock (58) | — | — | 58 | Acquired |
| June 17, 2016 | PFG | Phantom Stock Units | Common Stock (8) | — | — | 8 | Acquired |
Showing latest 100 of 207 transactions
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 14 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 11, 2013 | PFG | Common Stock | 45,593 | Direct |
| Jan. 11, 2013 | PFG | Common Stock | 114 | Indirect |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (4,930) | 4,930 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (4,280) | 4,280 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (685) | 685 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (8,745) | 8,745 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (8,275) | 8,275 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (7,925) | 7,925 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (19,905) | 19,905 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (17,704) | 17,704 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (11,400) | 11,400 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (11,125) | 11,125 | Direct |
| Jan. 11, 2013 | PFG | Employee Stock Option (Right to Buy)→ Common Stock (15,685) | 15,685 | Direct |
| Jan. 11, 2013 | PFG | Phantom Stock Units→ Common Stock (4,083) | 4,083 | Direct |