Timothy R Barakett
CIK 1039546 · View on SEC EDGAR ↗
First SEC filing: Oct. 23, 2007 · Latest: Oct. 23, 2007
On this page
- Institution The 13F filer entity this person is associated with.
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
Institution
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 4, 2026 | KKRS | P | 50,000 | $94.47 | $4,723,500 | 285,000 Indirect | +21.28% | Acquired | -82.9% (price as of 2026-08-21) |
| Feb. 9, 2026 | KKRS | P | 50,000 | $104.93 | $5,246,500 | 235,000 Indirect | +27.03% | Acquired | -84.6% (price as of 2026-08-21) |
| May 22, 2025 | KKRS | P | 35,000 | $117.92 | $4,127,200 | 185,000 Indirect | +23.33% | Acquired | -86.3% (price as of 2026-08-21) |
| Feb. 2, 2005 | 1039546 | P | 77,000 | $17.51 | $1,348,270 | 10,418,077 Indirect | +0.74% | Acquired | |
| Feb. 1, 2005 | 1039546 | P | 71,300 | $17.41 | $1,241,333 | 10,341,077 Indirect | +0.69% | Acquired | |
| Jan. 31, 2005 | 1039546 | P | 77,500 | $17.31 | $1,341,525 | 10,269,777 Indirect | +0.76% | Acquired | |
| Nov. 23, 2004 | EXP | P | 2,000 | $71.62 | $143,240 | 963,700 Indirect | +0.21% | Acquired | 758.2% (price as of 2026-08-21) |
| Oct. 19, 2004 | EXP | P | 15,000 | $64.83 | $972,450 | 961,700 Indirect | +1.58% | Acquired | 848.1% (price as of 2026-08-21) |
| Oct. 18, 2004 | EXP | P | 10,000 | $64.74 | $647,400 | 946,700 Indirect | +1.07% | Acquired | 849.4% (price as of 2026-08-21) |
| Oct. 15, 2004 | EXP | P | 10,000 | $65.20 | $652,000 | 936,700 Indirect | +1.08% | Acquired | 842.7% (price as of 2026-08-21) |
| Oct. 14, 2004 | EXP | P | 4,400 | $64.76 | $284,944 | 926,700 Indirect | +0.48% | Acquired | 849.1% (price as of 2026-08-21) |
| Oct. 13, 2004 | EXP | P | 4,800 | $64.89 | $311,472 | 922,300 Indirect | +0.52% | Acquired | 847.2% (price as of 2026-08-21) |
| Oct. 5, 2004 | EXP | P | 10,000 | $66.79 | $667,900 | 917,500 Indirect | +1.10% | Acquired | 820.3% (price as of 2026-08-21) |
| Sept. 30, 2004 | EXP | P | 6,700 | $68.86 | $461,362 | 907,500 Indirect | +0.74% | Acquired | 792.6% (price as of 2026-08-21) |
| Sept. 2, 2004 | 1039546 | P | 33,000 | $8.62 | $284,460 | 4,060,052 Indirect | +0.82% | Acquired | |
| Sept. 1, 2004 | 1039546 | P | 345,400 | $8.24 | $2,846,096 | 4,027,052 Indirect | +9.38% | Acquired | |
| Aug. 31, 2004 | 1039546 | P | 247,300 | $7.73 | $1,911,629 | 3,681,652 Indirect | +7.20% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 22, 2007 | 1039546 | Warrant to Purchase Common Stock (the "Warrant") | Common Stock (70,356) | — | Dec. 17, 2007 | 70,356 | Disposed |
| Oct. 22, 2007 | 1039546 | 5.50% Convertible Subordinated Notes Due 2007 (the "Notes") | Common Stock (281,425) | — | Dec. 17, 2007 | 3,000,000 | Disposed |
| Sept. 22, 2005 | 1039546 | Non-qualified Stock Option | Common Stock (6,000) | $4.94 | Sept. 30, 2005 | 6,000 | Disposed |
| Sept. 22, 2005 | 1039546 | Non-qualified Stock Option | Common Stock (5,000) | $5.75 | Sept. 30, 2005 | 5,000 | Disposed |
| Sept. 22, 2005 | 1039546 | Non-qualified Stock Option | Common Stock (5,000) | $4.00 | Sept. 30, 2005 | 5,000 | Disposed |
| Aug. 5, 2004 | 1039546 | Non-Qualifed Stock Options | Common Stock, par value $0.01 (10,000) | $7.85 | Aug. 5, 2014 | 10,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.