Ting Y Liu
CIK 1186009 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 6, 2004 · Latest: Feb. 6, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 6 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
6 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 25, 2013 | CATY | S | 2,500 | $25.49 | $63,725 | 374,164 Indirect | -0.66% | Disposed | 146.1% (price as of 2026-08-21) |
| Oct. 25, 2013 | CATY | S | 2,500 | $25.47 | $63,675 | 371,664 Indirect | -0.67% | Disposed | 146.3% (price as of 2026-08-21) |
| Dec. 5, 2008 | CATY | S | 2,000 | $20.00 | $40,000 | 376,664 Indirect | -0.53% | Disposed | 213.6% (price as of 2026-08-21) |
| Dec. 5, 2008 | CATY | S | 2,000 | $20.00 | $40,000 | 376,664 Indirect | -0.53% | Disposed | 213.6% (price as of 2026-08-21) |
| Dec. 4, 2008 | CATY | S | 1,000 | $20.00 | $20,000 | 378,664 Indirect | -0.26% | Disposed | 213.6% (price as of 2026-08-21) |
| Dec. 3, 2008 | CATY | S | 1,000 | $20.00 | $20,000 | 378,664 Indirect | -0.26% | Disposed | 213.6% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 20, 2012 | CATY | Stock Option | Common Stock (0) | $11.34 | Dec. 31, 2012 | 5,120 | Disposed |
| Feb. 21, 2008 | CATY | Stock Option | Common Stock (3,500) | $23.37 | Feb. 21, 2018 | 3,500 | Acquired |
| Jan. 25, 2006 | CATY | Stock Option | Common Stock (3,500) | $36.24 | Jan. 25, 2016 | 3,500 | Acquired |
| Feb. 17, 2005 | CATY | Stock Option | Common Stock (3,500) | $37.00 | Feb. 17, 2015 | 3,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 6, 2004 | CATY | Common Stock | — | Direct |
| Oct. 30, 2003 | CATY | Common Stock | 189,832 | Indirect |
| Oct. 30, 2003 | CATY | Stock Option→ Common Stock | — | Direct |
| Oct. 30, 2003 | CATY | Stock Option→ Common Stock (2,560) | 2,560 | Direct |
| Oct. 30, 2003 | CATY | Stock Option→ Common Stock (2,560) | 2,560 | Direct |
| Oct. 30, 2003 | CATY | Stock Option→ Common Stock (2,560) | 2,560 | Direct |