Insider at

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Insider transactions

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0 buys (P) 3 sells (S) Net: $-1,137,348 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

11 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Sept. 9, 2026 SMBC S 10,422 $72.63 $756,950 534,169 Direct -1.91% Disposed -0.1% (price as of 2026-10-02)
Sept. 9, 2026 SMBC S 429 $73.29 $31,441 533,740 Direct -0.08% Disposed -1.0% (price as of 2026-10-02)
Sept. 8, 2026 SMBC S 4,749 $73.48 $348,957 544,591 Direct -0.86% Disposed -1.2% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Feb. 14, 2024 SMBC Stock Option (Right to Buy) Common Stock (10,000) $17.55 Sept. 5, 2024 10,000 Disposed
Sept. 5, 2014 SMBC Stock Option (Right to Buy) Common Stock (5,000) $35.10 Sept. 5, 2024 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).