Todd M Ricketts
CIK 1533741 · View on SEC EDGAR ↗
First SEC filing: Dec. 18, 2020 · Latest: Dec. 18, 2020
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 14, 2023 | SCHW | P | 10,000 | $56.79 | $567,900 | 230,892 Direct | +4.53% | Acquired | 95.6% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 22, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,464) | $51.97 | May 22, 2033 | 5,464 | Acquired |
| May 19, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (4,703) | $62.66 | May 19, 2032 | 4,703 | Acquired |
| May 17, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (4,390) | $73.00 | May 17, 2031 | 4,390 | Acquired |
| Oct. 22, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,243) | $40.13 | Oct. 22, 2030 | 1,243 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Dec. 18, 2020 | SCHW | Common Stock | 135 | Direct |