Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
March 18, 2013 TY P 3,200 $17.41 $55,712 19,000 Direct +20.25% Acquired 97.0% (price as of 2026-10-02)
March 18, 2013 TY P 200 $17.42 $3,484 15,800 Direct +1.28% Acquired 96.9% (price as of 2026-10-02)
March 18, 2013 TY P 6,600 $17.42 $114,972 15,600 Direct +73.33% Acquired 96.9% (price as of 2026-10-02)
March 4, 2013 TY P 3,000 $17.10 $51,300 9,000 Direct +50.00% Acquired 100.6% (price as of 2026-10-02)
March 4, 2013 TY P 1,400 $17.19 $24,066 6,000 Direct +30.43% Acquired 99.5% (price as of 2026-10-02)
March 4, 2013 TY P 4,400 $17.19 $75,636 4,600 Direct +2200.00% Acquired 99.5% (price as of 2026-10-02)
March 4, 2013 TY P 200 $17.19 $3,438 200 Direct · Acquired 99.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 18, 2013 TY Tri-Continental Corporation common stock 0 Direct