Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 49 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
July 16, 2026 PPLI A 5,490 · · 5,490 Direct · Acquired (price as of 2026-10-02)
June 18, 2026 PPLI M 2,263 · · 4,528 Direct -33.32% Disposed (price as of 2026-10-02)
June 18, 2026 PPLI M 2,263 · · 17,263 Direct +15.09% Acquired (price as of 2026-10-02)
April 22, 2026 ATEN A 7,233 · · 192,812 Direct +3.90% Acquired (price as of 2026-10-02)
June 18, 2025 PPLI A 6,791 · · 6,791 Direct · Acquired (price as of 2026-10-02)
April 17, 2025 ATEN A 12,698 · · 185,579 Direct +7.34% Acquired (price as of 2026-10-02)
Nov. 6, 2024 VIAV M 26,819 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Nov. 6, 2024 VIAV M 26,819 · · 188,524 Direct +16.59% Acquired (price as of 2026-10-02)
May 9, 2024 ATEN A 12,903 · · 172,881 Direct +8.07% Acquired (price as of 2026-10-02)
Nov. 9, 2023 VIAV A 26,819 · · 26,819 Direct · Acquired (price as of 2026-10-02)
Nov. 8, 2023 VIAV M 15,418 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Nov. 8, 2023 VIAV M 15,418 · · 161,705 Direct +10.54% Acquired (price as of 2026-10-02)
May 17, 2023 ATEN A 10b5-1 14,104 · · 159,978 Direct +9.67% Acquired (price as of 2026-10-02)
Nov. 11, 2022 VIAV M 13,544 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Nov. 11, 2022 VIAV M 13,544 · · 146,287 Direct +10.20% Acquired (price as of 2026-10-02)
Nov. 10, 2022 VIAV A 15,418 · · 15,418 Direct · Acquired (price as of 2026-10-02)
June 24, 2022 ATEN A 10,316 · · 145,874 Direct +7.61% Acquired (price as of 2026-10-02)
Nov. 12, 2021 VIAV M 15,775 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Nov. 12, 2021 VIAV M 15,775 · · 132,743 Direct +13.49% Acquired (price as of 2026-10-02)
Nov. 11, 2021 VIAV A 13,544 · · 13,544 Direct · Acquired (price as of 2026-10-02)
April 29, 2021 ATEN A 16,949 · · 135,558 Direct +14.29% Acquired (price as of 2026-10-02)
Nov. 14, 2020 VIAV M 13,058 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Nov. 14, 2020 VIAV M 13,058 · · 116,968 Direct +12.57% Acquired (price as of 2026-10-02)
Nov. 12, 2020 VIAV A 15,775 · · 15,775 Direct · Acquired (price as of 2026-10-02)
May 27, 2020 ATEN A 21,865 · · 118,609 Direct +22.60% Acquired (price as of 2026-10-02)
Dec. 4, 2019 ATEN A 23,547 · · 96,744 Direct +32.17% Acquired (price as of 2026-10-02)
Nov. 15, 2019 VIAV M 17,743 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Nov. 15, 2019 VIAV M 17,743 · · 103,910 Direct +20.59% Acquired (price as of 2026-10-02)
Nov. 14, 2019 VIAV A 13,058 · · 13,058 Direct · Acquired (price as of 2026-10-02)
Nov. 15, 2018 VIAV A 17,743 · · 17,743 Direct · Acquired (price as of 2026-10-02)
Nov. 7, 2018 ATEN A 13,482 · · 73,197 Direct +22.58% Acquired (price as of 2026-10-02)
March 14, 2018 ATEN A 34,615 · · 59,715 Direct +137.91% Acquired (price as of 2026-10-02)
Nov. 16, 2017 VIAV A 22,148 · · 86,167 Direct +34.60% Acquired (price as of 2026-10-02)
Nov. 18, 2016 VIAV M 32,733 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Nov. 18, 2016 VIAV M 32,733 · · 59,833 Direct +120.79% Acquired (price as of 2026-10-02)
Nov. 16, 2016 VIAV A 27,100 · · 27,100 Direct · Acquired (price as of 2026-10-02)
Oct. 10, 2016 VIAV M 4,186 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Oct. 10, 2016 VIAV M 4,186 · · 4,186 Direct · Acquired (price as of 2026-10-02)
April 4, 2016 NTAP M 5,712 · · 11,634 Direct +96.45% Acquired (price as of 2026-10-02)
April 4, 2016 NTAP M 5,712 · · 7,916 Direct -41.91% Disposed (price as of 2026-10-02)
Jan. 1, 2016 NTAP M 5,922 · · 5,922 Direct · Acquired (price as of 2026-10-02)
Jan. 1, 2016 NTAP M 5,922 · · 13,628 Direct -30.29% Disposed (price as of 2026-10-02)
Nov. 18, 2015 VIAV A 32,733 · · 32,733 Direct · Acquired (price as of 2026-10-02)
Oct. 8, 2015 VIAV A 4,186 · · 4,186 Direct · Acquired (price as of 2026-10-02)
Sept. 11, 2015 NTAP A 7,916 · · 19,550 Direct +68.04% Acquired (price as of 2026-10-02)
Sept. 5, 2014 NTAP A 5,922 · · 5,922 Direct · Acquired (price as of 2026-10-02)
Sept. 4, 2014 NTAP M 5,712 · · 5,712 Direct · Acquired (price as of 2026-10-02)
Sept. 4, 2014 NTAP M 5,712 · · 0 Direct -100.00% Disposed (price as of 2026-10-02)
Sept. 13, 2013 NTAP A 5,712 · · 5,712 Direct · Acquired (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
July 16, 2026 PPLI Restricted Stock Units Common Stock, par value $0.0001 (5,490) · · 5,490 Acquired
June 18, 2026 PPLI Restricted Stock Units Common Stock, par value $0.0001 (2,263) $0.00 · 2,263 Disposed
June 18, 2025 PPLI Restricted Stock Units [F1] Common Stock, par value $0.0001 (6,791) $0.00 · 6,791 Acquired
Nov. 6, 2024 VIAV Restricted Stock Unit Common Stock (26,819) $0.00 · 26,819 Disposed
Nov. 9, 2023 VIAV Restricted Stock Unit Common Stock (26,819) $0.00 · 26,819 Acquired
Nov. 8, 2023 VIAV Restricted Stock Unit Common Stock (15,418) $0.00 · 15,418 Disposed
Nov. 11, 2022 VIAV Restricted Stock Units Common Stock (13,544) $0.00 · 13,544 Disposed
Nov. 10, 2022 VIAV Restricted Stock Unit Common Stock (15,418) $0.00 · 15,418 Acquired
Nov. 12, 2021 VIAV Restricted Stock Units Common Stock (15,775) $0.00 · 15,775 Disposed
Nov. 11, 2021 VIAV Restricted Stock Units Common Stock (13,544) $0.00 · 13,544 Acquired
Nov. 14, 2020 VIAV Restricted Stock Units Common Stock (13,058) $0.00 · 13,058 Disposed
Nov. 12, 2020 VIAV Restricted Stock Units Common Stock (15,775) $0.00 · 15,775 Acquired
Nov. 15, 2019 VIAV Restricted Stock Units Common Stock (17,743) $0.00 · 17,743 Disposed
Nov. 14, 2019 VIAV Restricted Stock Units Common Stock (13,058) $0.00 · 13,058 Acquired
Nov. 15, 2018 VIAV Restricted Stock Unit Common Stock (17,743) $0.00 · 17,743 Acquired
Nov. 18, 2016 VIAV Restricted Stock Unit Common Stock (32,733) $0.00 · 32,733 Disposed
Oct. 10, 2016 VIAV Restricted Stock Unit Common Stock (4,186) $0.00 · 4,186 Disposed
April 4, 2016 NTAP Restricted Stock Unit Common Stock (5,712) · · 5,712 Disposed
Jan. 1, 2016 NTAP Restricted Stock Unit Common Stock (5,922) · · 5,922 Disposed
Nov. 18, 2015 VIAV Restricted Stock Unit Common Stock (32,733) $0.00 · 32,733 Acquired
Oct. 8, 2015 VIAV Restricted Stock Unit Common Stock (4,186) $0.00 · 4,186 Acquired
Sept. 11, 2015 NTAP Restricted Stock Unit Common Stock (7,916) · · 7,916 Acquired
Sept. 5, 2014 NTAP Restricted Stock Unit Common Stock (5,922) $0.00 · 5,922 Acquired
Sept. 4, 2014 NTAP Restricted Stock Unit Common Stock (5,712) $0.00 · 5,712 Disposed
Sept. 13, 2013 NTAP Restricted Stock Unit Common Stock (5,712) $0.00 · 5,712 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
June 23, 2025 PPLI Common Stock, par value $0.0001 15,000 Direct
March 16, 2018 ATEN Common Stock 25,100 Direct