Torry Berntsen — SEC Insider Profile, Roles & Companies

Insider at

04

BNY selling May 20, 2009

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 23 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

23 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
May 20, 2009	BNY	S	41,692	$28.24	$1,177,382	88,844 Direct	-31.94%	Disposed	414.4% (price as of 2026-10-23)
April 9, 2009	BNY	S 10b5-1	4,526	$29.50	$133,517	130,536 Direct	-3.35%	Disposed	392.4% (price as of 2026-10-23)
April 7, 2009	BNY	F	3,901	$27.31	$106,536	135,062 Direct	-2.81%	Disposed	431.9% (price as of 2026-10-23)
March 23, 2009	BNY	F	9,531	$27.73	$264,295	138,963 Direct	-6.42%	Disposed	423.9% (price as of 2026-10-23)
March 9, 2009	BNY	A	23,566	$18.02	$424,659	148,494 Direct	+18.86%	Acquired	706.2% (price as of 2026-10-23)
March 9, 2009	BNY	A	84,151	·	·	84,151 Direct	·	Acquired
March 31, 2008	BNY	F	6,889	$41.73	$287,478	123,039 Direct	-5.30%	Disposed	248.1% (price as of 2026-10-23)
March 10, 2008	BNY	A	6,484	$42.31	$274,338	129,928 Direct	+5.25%	Acquired	243.3% (price as of 2026-10-23)
March 10, 2008	BNY	A	97,255	·	·	97,255 Direct	·	Acquired
March 10, 2008	BNY	A	6,484	·	·	6,484 Direct	·	Acquired
July 23, 2007	BNY	A	77,694	$44.59	$3,464,375	122,505 Direct	+173.38%	Acquired	225.8% (price as of 2026-10-23)
July 23, 2007	BNY	A	8,964	·	·	8,964 Direct	·	Acquired
July 1, 2007	BNY	A	9,475	$41.51	$393,307	9,475 Indirect	·	Acquired	230.2% (price as of 2026-10-23)
July 1, 2007	BNY	A	44,811	$41.51	$1,860,105	44,811 Direct	·	Acquired	230.2% (price as of 2026-10-23)
July 1, 2007	BNY	A	15,095	$37.70	$569,082	15,095 Direct	·	Acquired
July 1, 2007	BNY	A	18,868	$57.26	$1,080,382	18,868 Direct	·	Acquired
July 1, 2007	BNY	A	18,868	$41.67	$786,230	18,868 Direct	·	Acquired
July 1, 2007	BNY	A	24,529	$44.36	$1,088,106	24,529 Direct	·	Acquired
July 1, 2007	BNY	A	43,419	$40.40	$1,754,128	43,419 Direct	·	Acquired
July 1, 2007	BNY	A	33,019	$37.09	$1,224,675	33,019 Direct	·	Acquired
July 1, 2007	BNY	A	16,981	$35.08	$595,693	16,981 Direct	·	Acquired
July 1, 2007	BNY	A	33,019	$32.21	$1,063,542	33,019 Direct	·	Acquired
July 1, 2007	BNY	A	25,896	$42.83	$1,109,126	25,896 Direct	·	Acquired
July 1, 2007	BNY	A	26,415	$37.05	$978,676	26,415 Direct	·	Acquired
July 1, 2007	BNY	A	8,632	$42.83	$369,709	8,632 Direct	·	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 9, 2009	BNY	EMP OPT-Right to Buy-Type NQ 3/9/09	Common Stock (84,151)	$18.02	March 8, 2019	84,151	Acquired
March 10, 2008	BNY	Emp Opt-RTB-Type NQ 3/10/08	Common Stock (97,255)	$42.31	March 9, 2018	97,255	Acquired
March 10, 2008	BNY	Performance Shares [F5]	Common Stock (6,484)	·	March 15, 2011	6,484	Acquired
July 23, 2007	BNY	7/23/2007 Stock Options $44.59	Common Stock (Par Value $0.01) (8,964)	$44.59	July 22, 2017	8,964	Acquired
July 1, 2007	BNY	1/12/99 Stock Options $35.56	Common Stock (Par Value $0.01) (15,095)	$37.70	Jan. 12, 2009	15,095	Acquired
July 1, 2007	BNY	2/13/01 Stock Options $54.02	Common Stock (Par Value $0.01) (18,868)	$57.26	Feb. 13, 2011	18,868	Acquired
July 1, 2007	BNY	2/8/00 Stock Options $39.31	Common Stock (Par Value $0.01) (18,868)	$41.67	Feb. 8, 2010	18,868	Acquired
July 1, 2007	BNY	3/12/02 Stock Options $41.85	Common Stock (Par Value $0.01) (24,529)	$44.36	March 12, 2012	24,529	Acquired
July 1, 2007	BNY	3/13/2007 Stock Options $38.11	Common Stock (Par Value $0.01) (43,419)	$40.40	March 13, 2017	43,419	Acquired
July 1, 2007	BNY	3/14/06 Stock Options $34.99	Common Stock (Par Value $0.01) (33,019)	$37.09	March 14, 2016	33,019	Acquired
July 1, 2007	BNY	3/4/04 Stock Options $33.09	Common Stock (Par Value $0.01) (16,981)	$35.08	March 4, 2014	16,981	Acquired
July 1, 2007	BNY	3/9/2005 Stock Options $30.39	Common Stock (Par Value $0.01) (33,019)	$32.21	March 9, 2015	33,019	Acquired
July 1, 2007	BNY	4/2/2007 Stock Options $40.41	Common Stock (Par Value $0.01) (25,896)	$42.83	April 2, 2017	25,896	Acquired
July 1, 2007	BNY	Restricted Stock Units	Common Stock (Par Value $0.01) (26,415)	$37.05	March 23, 2010	26,415	Acquired
July 1, 2007	BNY	Restricted Stock Units	Common Stock (Par Value $0.01) (8,632)	$42.83	April 2, 2010	8,632	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Holdings reported on Form 4 8 reported holdings

08

Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.

Date	Ticker	Security	Shares	Exercise price	Expiration	Ownership
May 22, 2009	BNY	Common Stock	2,062	·	·	Indirect
April 9, 2009	BNY	Common Stock	2,062	·	·	Indirect
March 25, 2009	BNY	Common Stock	2,038	·	·	Indirect
March 10, 2009	BNY	Common Stock	2,038	·	·	Indirect
April 2, 2008	BNY	Common Stock	1,905	·	·	Indirect
March 12, 2008	BNY	Common Stock	1,905	·	·	Indirect
July 25, 2007	BNY	Common Stock (Par Value $0.01)	44,811	·	·	Direct
July 25, 2007	BNY	Common Stock (Par Value $0.01)	1,830	·	·	Indirect