Tracy D Daw

CIK 1501098 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 2, 2017 · Latest: Nov. 2, 2017

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 53 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

53 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 2, 2023 FNKO S 10b5-1 3,004 $9.40 $28,238 46,362 Direct -6.09% Disposed -35.4% (price as of 2026-08-19)
March 9, 2023 FNKO S 10b5-1 2,284 $8.29 $18,934 41,857 Direct -5.17% Disposed -26.7% (price as of 2026-08-19)
Jan. 18, 2023 FNKO S 10b5-1 2,164 $12.08 $26,141 38,430 Direct -5.33% Disposed -49.7% (price as of 2026-08-19)
Jan. 17, 2023 FNKO S 10b5-1 6,136 $12.00 $73,632 40,594 Direct -13.13% Disposed -49.4% (price as of 2026-08-19)
Sept. 19, 2022 FNKO S 10b5-1 26,800 $22.78 $610,504 46,730 Direct -36.45% Disposed -73.3% (price as of 2026-08-19)
June 28, 2022 FNKO S 10b5-1 802 $24.25 $19,448 6,529 Direct -10.94% Disposed -74.9% (price as of 2026-08-19)
June 23, 2022 FNKO S 10b5-1 7,893 $22.64 $178,698 5,326 Direct -59.71% Disposed -73.2% (price as of 2026-08-19)
May 2, 2022 FNKO S 10b5-1 1,808 $16.24 $29,362 13,219 Direct -12.03% Disposed -62.6% (price as of 2026-08-19)
April 22, 2022 FNKO S 10b5-1 1,195 $17.07 $20,399 10,507 Direct -10.21% Disposed -64.4% (price as of 2026-08-19)
March 8, 2022 FNKO S 546 $17.77 $9,702 8,714 Direct -5.90% Disposed -65.8% (price as of 2026-08-19)
May 20, 2021 FNKO S 30,000 $24.59 $737,700 5,888 Direct -83.59% Disposed -75.3% (price as of 2026-08-19)
March 17, 2021 FNKO S 4,946 $18.08 $89,424 1,799 Direct -73.33% Disposed -66.4% (price as of 2026-08-19)
April 9, 2020 FNKO S 431 $3.56 $1,534 5,888 Direct -6.82% Disposed 70.6% (price as of 2026-08-19)
May 1, 2019 FNKO S 10b5-1 10,000 $20.13 $201,300 0 Direct -100.00% Disposed -69.8% (price as of 2026-08-19)
Sept. 18, 2018 FNKO S 10b5-1 8,300 $20.48 $169,984 0 Direct -100.00% Disposed -70.3% (price as of 2026-08-19)
Sept. 18, 2018 FNKO S 10b5-1 1,700 $19.73 $33,541 8,300 Direct -17.00% Disposed -69.2% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 11, 2023 FNKO Restricted Stock Units Class A Common Stock (15,000) — — 15,000 Acquired
May 1, 2023 FNKO Restricted Stock Units Class A Common Stock (4,520) — — 4,520 Disposed
April 21, 2023 FNKO Restricted Stock Units Class A Common Stock (2,989) — — 2,989 Disposed
March 8, 2023 FNKO Restricted Stock Units Class A Common Stock (4,343) — — 4,343 Disposed
March 6, 2023 FNKO Option to Purchase Class A Common Stock Class A Common Stock (26,400) $9.77 March 6, 2033 26,400 Acquired
March 6, 2023 FNKO Restricted Stock Units Class A Common Stock (21,094) — — 21,094 Acquired
March 4, 2023 FNKO Restricted Stock Units Class A Common Stock (1,368) — — 1,368 Disposed
Sept. 16, 2022 FNKO Restricted Stock Units Class A Common Stock (67,001) — — 67,001 Disposed
June 27, 2022 FNKO Restricted Stock Units Class A Common Stock (2,005) — — 2,005 Disposed
April 29, 2022 FNKO Restricted Stock Units Class A Common Stock (4,520) — — 4,520 Disposed
April 21, 2022 FNKO Restricted Stock Units Class A Common Stock (2,988) — — 2,988 Disposed
March 8, 2022 FNKO Option to Purchase Class A Common Stock Class A Common Stock (21,700) $17.09 March 2, 2032 21,700 Acquired
March 8, 2022 FNKO Restricted Stock Units Class A Common Stock (17,372) — — 17,372 Acquired
March 4, 2022 FNKO Restricted Stock Units Class A Common Stock (1,367) — — 1,367 Disposed
June 27, 2021 FNKO Restricted Stock Units Class A Common Stock (2,005) — — 2,005 Disposed
May 20, 2021 FNKO OPTION TO PURCHASE CLASS A COMMON STOCK CLASS A COMMON STOCK (30,000) $12.00 Oct. 31, 2027 30,000 Disposed
April 29, 2021 FNKO Restricted Stock Units Class A Common Stock (4,520) — — 4,520 Disposed
April 21, 2021 FNKO Option to Purchase Class A Common Stock Class A Common Stock (31,300) $19.91 April 21, 2031 31,300 Acquired
April 21, 2021 FNKO Restricted Stock Units Class A Common Stock (11,955) — — 11,955 Acquired
March 4, 2021 FNKO Restricted Stock Units Class A Common Stock (1,368) — — 1,368 Disposed
June 27, 2020 FNKO Restricted Stock Units Class A Common Stock (2,005) — — 2,005 Disposed
April 29, 2020 FNKO Option to Purchase Class A Common Stock Class A Common Stock (29,300) $4.01 April 29, 2030 29,300 Acquired
April 29, 2020 FNKO Restricted Stock Units Class A Common Stock (18,081) — — 18,081 Acquired
March 4, 2020 FNKO Restricted Stock Units Class A Common Stock (1,367) — — 1,367 Disposed
June 27, 2019 FNKO Restricted Stock Units Class A Common Stock (2,005) — — 2,005 Disposed
May 1, 2019 FNKO Common Units Class A Common Stock (10,000) — — 10,000 Disposed
March 4, 2019 FNKO Option to Purchase Class A Common Stock Class A Common Stock (49,700) $19.89 March 4, 2029 49,700 Acquired
March 4, 2019 FNKO Restricted Stock Units Class A Common Stock (5,470) — — 5,470 Acquired
Sept. 18, 2018 FNKO Common Units Class A Common Stock (10,000) — — 10,000 Disposed
June 27, 2018 FNKO Option to Purchase Class A Common Stock Class A Common Stock (72,890) $11.71 June 27, 2028 72,890 Acquired
June 27, 2018 FNKO Restricted Stock Units Class A Common Stock (8,020) — — 8,020 Acquired
Nov. 6, 2017 FNKO Option to Purchase Class A Common Stock Class A Common Stock (103,000) $12.00 Oct. 31, 2027 103,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 2, 2017 FNKO Class B Common Stock [F1] 43,436 Direct
Nov. 2, 2017 FNKO Common Units [F2]→ Class A Common Stock — Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

FNKO

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $477,622 — $288,329 $152,849 — — $14,496 $933,296
2024 $450,000 — $416,598 $574,217 $195,794 — $14,712 $1,651,321
2023 $450,000 — $400,183 $180,436 $168,750 — $13,200 $1,212,569

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.