Tracy G Smith
CIK 1241192 · View on SEC EDGAR ↗
Insider
First SEC filing: March 29, 2004 · Latest: March 29, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 63 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
63 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 31, 2018 | OCC | F | 8,944 | $2.35 | $21,018 | 332,533 Direct | -2.62% | Disposed | 540.4% (price as of 2026-08-19) |
| Jan. 29, 2018 | OCC | A | 51,824 | $2.50 | $129,560 | 341,477 Direct | +17.89% | Acquired | 502.0% (price as of 2026-08-19) |
| Oct. 31, 2017 | OCC | F | 418 | $2.45 | $1,024 | 289,653 Direct | -0.14% | Disposed | 514.3% (price as of 2026-08-19) |
| July 31, 2017 | OCC | F | 407 | $2.30 | $936 | 290,071 Direct | -0.14% | Disposed | 554.3% (price as of 2026-08-19) |
| April 30, 2017 | OCC | F | 3,552 | $2.95 | $10,478 | 290,478 Direct | -1.21% | Disposed | 410.2% (price as of 2026-08-19) |
| Jan. 31, 2017 | OCC | F | 5,131 | $3.27 | $16,778 | 294,030 Direct | -1.72% | Disposed | 360.2% (price as of 2026-08-19) |
| Jan. 31, 2017 | OCC | F | 977 | $3.27 | $3,195 | 299,161 Direct | -0.33% | Disposed | 360.2% (price as of 2026-08-19) |
| Jan. 20, 2017 | OCC | A | 40,071 | $3.45 | $138,245 | 300,138 Direct | +15.41% | Acquired | 336.2% (price as of 2026-08-19) |
| Oct. 31, 2016 | OCC | F | 842 | $2.80 | $2,358 | 260,067 Direct | -0.32% | Disposed | 437.5% (price as of 2026-08-19) |
| July 31, 2016 | OCC | F | 819 | $2.20 | $1,802 | 260,909 Direct | -0.31% | Disposed | 584.1% (price as of 2026-08-19) |
| April 30, 2016 | OCC | F | 3,507 | $2.51 | $8,803 | 261,728 Direct | -1.32% | Disposed | 499.6% (price as of 2026-08-19) |
| Jan. 31, 2016 | OCC | F | 1,589 | $2.40 | $3,814 | 265,235 Direct | -0.60% | Disposed | 527.1% (price as of 2026-08-19) |
| Oct. 31, 2015 | OCC | F | 1,367 | $3.13 | $4,279 | 266,824 Direct | -0.51% | Disposed | 380.8% (price as of 2026-08-19) |
| July 31, 2015 | OCC | F | 1,367 | $3.39 | $4,634 | 268,191 Direct | -0.51% | Disposed | 343.9% (price as of 2026-08-19) |
| April 30, 2015 | OCC | F | 1,619 | $4.09 | $6,622 | 269,558 Direct | -0.60% | Disposed | 268.0% (price as of 2026-08-19) |
| April 6, 2015 | OCC | A | 40,218 | — | — | 271,177 Direct | +17.41% | Acquired | (price as of 2026-08-19) |
| Jan. 31, 2015 | OCC | F | 8,173 | $5.21 | $42,581 | 230,959 Direct | -3.42% | Disposed | 188.9% (price as of 2026-08-19) |
| Oct. 31, 2014 | OCC | F | 1,615 | $4.61 | $7,445 | 239,132 Direct | -0.67% | Disposed | 226.5% (price as of 2026-08-19) |
| July 31, 2014 | OCC | F | 1,571 | $4.31 | $6,771 | 240,747 Direct | -0.65% | Disposed | 249.2% (price as of 2026-08-19) |
| April 30, 2014 | OCC | F | 1,388 | $3.72 | $5,163 | 242,318 Direct | -0.57% | Disposed | 304.6% (price as of 2026-08-19) |
| April 1, 2014 | OCC | A | 40,455 | — | — | 243,706 Direct | +19.90% | Acquired | (price as of 2026-08-19) |
| Jan. 31, 2014 | OCC | F | 1,388 | $3.93 | $5,455 | 203,251 Direct | -0.68% | Disposed | 282.9% (price as of 2026-08-19) |
| Oct. 31, 2013 | OCC | F | 1,197 | $3.84 | $4,596 | 204,639 Direct | -0.58% | Disposed | 291.9% (price as of 2026-08-19) |
| July 31, 2013 | OCC | F | 1,197 | $4.40 | $5,267 | 205,836 Direct | -0.58% | Disposed | 242.0% (price as of 2026-08-19) |
| June 17, 2013 | OCC | A | 40,969 | — | — | 207,033 Direct | +24.67% | Acquired | (price as of 2026-08-19) |
| April 30, 2013 | OCC | F | 1,283 | $4.18 | $5,363 | 166,064 Direct | -0.77% | Disposed | 260.0% (price as of 2026-08-19) |
| Jan. 31, 2013 | OCC | F | 11,209 | $4.16 | $46,629 | 167,347 Direct | -6.28% | Disposed | 261.8% (price as of 2026-08-19) |
| Oct. 31, 2012 | OCC | F | 1,648 | $4.15 | $6,839 | 178,556 Direct | -0.91% | Disposed | 262.6% (price as of 2026-08-19) |
| July 31, 2012 | OCC | F | 1,648 | $3.68 | $6,065 | 180,204 Direct | -0.91% | Disposed | 309.0% (price as of 2026-08-19) |
| April 30, 2012 | OCC | F | 1,648 | $3.15 | $5,191 | 181,852 Direct | -0.90% | Disposed | 377.8% (price as of 2026-08-19) |
| April 3, 2012 | OCC | A | 50,796 | — | — | 183,500 Direct | +38.28% | Acquired | (price as of 2026-08-19) |
| Jan. 31, 2012 | OCC | F | 6,137 | $3.54 | $21,725 | 132,704 Direct | -4.42% | Disposed | 325.1% (price as of 2026-08-19) |
| Oct. 31, 2011 | OCC | F | 1,136 | $3.58 | $4,067 | 138,841 Direct | -0.81% | Disposed | 320.4% (price as of 2026-08-19) |
| July 31, 2011 | OCC | F | 1,136 | $4.03 | $4,578 | 139,977 Direct | -0.81% | Disposed | 273.4% (price as of 2026-08-19) |
| April 30, 2011 | OCC | F | 1,081 | $4.49 | $4,854 | 141,113 Direct | -0.76% | Disposed | 235.2% (price as of 2026-08-19) |
| April 10, 2011 | OCC | A | 29,955 | — | — | 142,194 Direct | +26.69% | Acquired | (price as of 2026-08-19) |
| Jan. 31, 2011 | OCC | F | 5,283 | $6.10 | $32,226 | 112,239 Direct | -4.50% | Disposed | 146.7% (price as of 2026-08-19) |
| Oct. 31, 2010 | OCC | F | 1,535 | $3.22 | $4,943 | 117,522 Direct | -1.29% | Disposed | 367.4% (price as of 2026-08-19) |
| Oct. 31, 2010 | OCC | F | 6,575 | $3.22 | $21,172 | 119,057 Direct | -5.23% | Disposed | 367.4% (price as of 2026-08-19) |
| July 31, 2010 | OCC | F | 1,530 | $2.99 | $4,575 | 125,632 Direct | -1.20% | Disposed | 403.3% (price as of 2026-08-19) |
| April 30, 2010 | OCC | F | 1,825 | $3.16 | $5,767 | 127,162 Direct | -1.41% | Disposed | 376.3% (price as of 2026-08-19) |
| Jan. 31, 2010 | OCC | F | 1,824 | $3.51 | $6,402 | 128,987 Direct | -1.39% | Disposed | 328.8% (price as of 2026-08-19) |
| Oct. 31, 2009 | OCC | F | 1,530 | $3.00 | $4,590 | 130,811 Direct | -1.16% | Disposed | 401.7% (price as of 2026-08-19) |
| July 31, 2009 | OCC | F | 1,530 | $3.45 | $5,278 | 132,341 Direct | -1.14% | Disposed | 336.2% (price as of 2026-08-19) |
| April 30, 2009 | OCC | F | 1,037 | $2.95 | $3,059 | 133,871 Direct | -0.77% | Disposed | 410.2% (price as of 2026-08-19) |
| April 21, 2009 | OCC | A | 48,984 | — | — | 134,908 Direct | +57.01% | Acquired | (price as of 2026-08-19) |
| Jan. 31, 2009 | OCC | F | 3,267 | $2.85 | $9,311 | 85,924 Direct | -3.66% | Disposed | 428.1% (price as of 2026-08-19) |
| Jan. 31, 2009 | OCC | F | 3,896 | $2.85 | $11,104 | 85,295 Direct | -4.37% | Disposed | 428.1% (price as of 2026-08-19) |
| Oct. 31, 2008 | OCC | F | 1,584 | $4.59 | $7,271 | 89,191 Direct | -1.74% | Disposed | 227.9% (price as of 2026-08-19) |
| Oct. 22, 2008 | OCC | A | 20,002 | $4.20 | $84,008 | 90,775 Direct | -18.06% | Disposed | 258.3% (price as of 2026-08-19) |
| July 31, 2008 | OCC | F | 634 | $6.63 | $4,203 | 70,773 Direct | -0.89% | Disposed | 127.0% (price as of 2026-08-19) |
| Jan. 31, 2008 | OCC | F | 1,585 | $4.09 | $6,483 | 71,407 Direct | -2.17% | Disposed | 268.0% (price as of 2026-08-19) |
| Oct. 31, 2007 | OCC | F | 927 | $4.55 | $4,218 | 72,992 Direct | -1.25% | Disposed | 230.8% (price as of 2026-08-19) |
| Oct. 17, 2007 | OCC | C | 2,500 | $1.20 | $3,000 | 0 Direct | -100.00% | Disposed | 1154.1% (price as of 2026-08-19) |
| Oct. 17, 2007 | OCC | C | 2,500 | $4.88 | $12,200 | 73,919 Direct | +3.50% | Acquired | 208.4% (price as of 2026-08-19) |
| July 31, 2007 | OCC | F | 926 | $5.06 | $4,686 | 71,419 Direct | -1.28% | Disposed | 197.4% (price as of 2026-08-19) |
| April 30, 2007 | OCC | F | 887 | $5.27 | $4,674 | 72,345 Direct | -1.21% | Disposed | 185.6% (price as of 2026-08-19) |
| April 2, 2007 | OCC | A | 18,161 | $5.25 | $95,345 | 73,232 Direct | +32.98% | Acquired | 186.7% (price as of 2026-08-19) |
| Jan. 31, 2007 | OCC | F | 887 | $5.19 | $4,604 | 55,071 Direct | -1.59% | Disposed | 190.0% (price as of 2026-08-19) |
| Jan. 28, 2006 | OCC | A | 22,500 | $5.37 | $120,825 | 55,958 Direct | +67.25% | Acquired | 180.3% (price as of 2026-08-19) |
| Dec. 17, 2004 | OCC | A | 18,500 | — | — | 33,458 Direct | +123.68% | Acquired | (price as of 2026-08-19) |
| Oct. 31, 2004 | OCC | F | 292 | $4.59 | $1,340 | 14,958 Direct | -1.91% | Disposed | 227.9% (price as of 2026-08-19) |
| March 26, 2004 | OCC | P | 2,500 | $1.20 | $3,000 | 2,500 Direct | — | Acquired | 1154.1% (price as of 2026-08-19) |
| Dec. 30, 2003 | OCC | A | 14,500 | — | — | 15,250 Direct | +1933.33% | Acquired | (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 17, 2007 | OCC | Common Stock Purchase Warrants [F1] | Common Stock (2,500) | $4.88 | Oct. 24, 2007 | 2,500 | Disposed |
| March 26, 2004 | OCC | Common Stock Purchase Warrants [F1] | Common Stock (2,500) | $4.88 | Oct. 24, 2007 | 2,500 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).