Tracy L. Morris
CIK 1441303 · View on SEC EDGAR ↗
First SEC filing: July 28, 2008 · Latest: July 28, 2008
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 5, 2013 | CSWC | S | 1,220 | $124.06 | $151,353 | 200 Direct | -85.92% | Disposed | 117.0% (price as of 2026-08-20) |
| May 18, 2012 | CSWC | S | 2,000 | $101.58 | $203,160 | 0 Direct | -100.00% | Disposed | 165.1% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 5, 2013 | CSWC | Incentive Stock Option [F2] | Common Stock (220) | $96.92 | July 18, 2021 | 220 | Acquired |
| March 5, 2013 | CSWC | Incentive Stock Option [F1] | Common Stock (1,000) | $76.74 | Oct. 19, 2019 | 1,000 | Acquired |
| May 18, 2012 | CSWC | Incentive Stock Option [F1] | Common Stock (2,000) | $76.74 | Oct. 19, 2019 | 2,000 | Acquired |
| July 18, 2011 | CSWC | Incentive Stock Option [F1] | Common Stock | $96.92 | July 18, 2021 | 5,000 | Acquired |
| Oct. 19, 2009 | CSWC | Incentive Stock Option [F1] | Common Stock | $76.74 | Oct. 19, 2019 | 5,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 28, 2008 | CSWC | Incentive Stock Option [F1]→ Common Stock (5,000) | 5,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $229,200 | $250,000 | — | — | — | $63,604 | $45,590 | $588,394 |
| 2012 | — | — | — | — | — | — | — | — |
| 2011 | — | — | — | — | — | — | — | — |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.