Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

4 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Jan. 13, 2022 ASTI S 841,098 · · 806,167,902 Direct -0.10% Disposed (price as of 2026-10-02)
Jan. 12, 2022 ASTI S 491,000 · · 807,009,000 Direct -0.06% Disposed (price as of 2026-10-02)
Jan. 11, 2022 ASTI S 2,509,000 · · 807,500,000 Direct -0.31% Disposed (price as of 2026-10-02)
Jan. 10, 2022 ASTI S 14,823,755 · · 810,009,000 Direct -1.80% Disposed (price as of 2026-10-02)
Jan. 5, 2022 ASTI S 56,728,315 $0.01 $567,283 824,832,755 Direct -6.43% Disposed -98.8% (price as of 2026-10-02)
Jan. 4, 2022 ASTI S 17,880,371 $0.01 $178,804 881,561,070 Direct -1.99% Disposed -98.8% (price as of 2026-10-02)
Dec. 10, 2021 ASTI S 411,800 · · 899,441,411 Direct -0.05% Disposed (price as of 2026-10-02)
Dec. 9, 2021 ASTI S 5,915,201 · · 899,853,241 Direct -0.65% Disposed (price as of 2026-10-02)
Dec. 1, 2021 ASTI S 24,231,558 · · 905,768,442 Direct -2.61% Disposed (price as of 2026-10-02)
Nov. 30, 2021 ASTI S 20,000,000 $0.01 $200,000 930,000,000 Direct -2.11% Disposed -98.8% (price as of 2026-10-02)
Nov. 18, 2021 ASTI S 36,500,000 $0.01 $365,000 950,000,000 Direct -3.70% Disposed -98.8% (price as of 2026-10-02)
Nov. 17, 2021 ASTI S 7,000,000 $0.01 $70,000 986,500,000 Direct -0.70% Disposed -98.8% (price as of 2026-10-02)
Nov. 16, 2021 ASTI S 6,500,000 $0.01 $65,000 993,500,000 Direct -0.65% Disposed -98.8% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Sept. 3, 2021 ASTI Series 1A Preferred Stock, par value $0.0001 Common Stock, par value $0.0001 per share (24,000,000,000) · · 40 Disposed
July 19, 2021 ASTI Series 1A Preferred Stock, par value $0.0001 Common Stock, par value $0.0001 per share (24,400,000,000) · · 60 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Jan. 15, 2021 ASTI Series 1A Preferred Stock, par value $0.0001 [F1]→ Common Stock, par value $0.0001 per share (25,000,000,000) 25,000,000,000 Direct