Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 16 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

16 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Nov. 2, 2021 OCGN S 10b5-1 25,000 $16.01 $400,250 154,416 Indirect -13.93% Disposed -93.6% (price as of 2026-10-05)
Nov. 1, 2021 OCGN S 10b5-1 25,000 $14.05 $351,250 179,416 Indirect -12.23% Disposed -92.7% (price as of 2026-10-05)
Oct. 26, 2021 OCGN S 10b5-1 25,000 $12.05 $301,250 204,416 Indirect -10.90% Disposed -91.5% (price as of 2026-10-05)
Oct. 25, 2021 OCGN S 10b5-1 46,371 $9.08 $421,049 229,416 Indirect -16.81% Disposed -88.7% (price as of 2026-10-05)
Oct. 21, 2021 OCGN S 10b5-1 1,898 $9.01 $17,101 275,787 Indirect -0.68% Disposed -88.6% (price as of 2026-10-05)
Oct. 20, 2021 OCGN S 10b5-1 1,731 $9.02 $15,614 277,685 Indirect -0.62% Disposed -88.6% (price as of 2026-10-05)
Oct. 18, 2021 OCGN S 10b5-1 200,000 $8.41 $1,682,000 279,416 Indirect -41.72% Disposed -87.8% (price as of 2026-10-05)
July 30, 2021 OCGN S 10b5-1 10,000 $6.81 $68,100 550,674 Direct -1.78% Disposed -84.9% (price as of 2026-10-05)
June 25, 2021 OCGN S 10b5-1 10,000 $8.13 $81,300 550,674 Direct -1.78% Disposed -87.4% (price as of 2026-10-05)
May 28, 2021 OCGN S 10b5-1 7,191 $8.82 $63,425 550,674 Direct -1.29% Disposed -88.4% (price as of 2026-10-05)
May 3, 2021 OCGN S 10b5-1 25,000 $16.02 $400,500 550,674 Direct -4.34% Disposed -93.6% (price as of 2026-10-05)
May 3, 2021 OCGN S 10b5-1 25,000 $14.00 $350,000 575,674 Direct -4.16% Disposed -92.7% (price as of 2026-10-05)
April 30, 2021 OCGN S 10b5-1 20,000 $11.56 $231,200 600,674 Direct -3.22% Disposed -91.1% (price as of 2026-10-05)
April 26, 2021 OCGN S 10b5-1 350,000 $11.70 $4,095,000 600,674 Direct -36.82% Disposed -91.2% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
June 11, 2026 OCGN Stock Option (Right to Buy) Common Stock (170,100) $1.22 June 11, 2036 170,100 Acquired
June 5, 2025 OCGN Option (Right to Buy) Common Stock (151,316) $0.95 June 5, 2035 151,316 Acquired
June 28, 2024 OCGN Option (Right to Buy) Common Stock (66,929) $1.55 June 28, 2034 66,929 Acquired
June 9, 2023 OCGN Option (Right to Buy) Common Stock (112,205) $0.46 June 9, 2033 112,205 Acquired
June 7, 2022 OCGN Option (Right to Buy) Common Stock (140,091) $2.49 June 7, 2032 140,091 Acquired
Dec. 16, 2021 OCGN Option (Right to Buy) Common Stock (16,335) $5.02 Dec. 16, 2031 16,335 Acquired
July 30, 2021 OCGN Option (right to buy) Common Stock (10,000) $1.83 Jan. 1, 2031 10,000 Disposed
June 25, 2021 OCGN Option (right to buy) Common Stock (10,000) $1.83 Jan. 1, 2031 10,000 Disposed
May 28, 2021 OCGN Option (right to buy) Common Stock (7,191) $1.88 Aug. 26, 2025 7,191 Disposed
April 30, 2021 OCGN Option (right to buy) Common Stock (20,000) $0.51 Jan. 2, 2030 20,000 Disposed
Jan. 1, 2021 OCGN Option (Right to Buy) Common Stock (126,000) $1.83 Jan. 1, 2031 126,000 Acquired
Jan. 2, 2020 OCGN Options (Right to Buy) Common Stock (54,000) $0.51 Jan. 2, 2030 54,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 16, 2019 OCGN Common Stock 950,674 Direct
Dec. 16, 2019 OCGN Common Stock 479,416 Indirect
Dec. 16, 2019 OCGN Warrants (Right to Buy)→ Common Stock · Direct
Dec. 16, 2019 OCGN Stock Options (Right to Buy)→ Common Stock · Direct