Uday Kompella
CIK 1791821 · View on SEC EDGAR ↗
Insider
First SEC filing: Dec. 16, 2019 · Latest: June 15, 2026
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 16 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
16 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 26, 2021 | OCGN | S 10b5-1 | 25,000 | $12.05 | $301,250 | 204,416 Indirect | -10.90% | Disposed | -88.0% (price as of 2026-08-20) |
| Oct. 25, 2021 | OCGN | S 10b5-1 | 46,371 | $9.08 | $421,049 | 229,416 Indirect | -16.81% | Disposed | -84.1% (price as of 2026-08-20) |
| July 30, 2021 | OCGN | S 10b5-1 | 10,000 | $6.81 | $68,100 | 550,674 Direct | -1.78% | Disposed | -78.8% (price as of 2026-08-20) |
| June 25, 2021 | OCGN | S 10b5-1 | 10,000 | $8.13 | $81,300 | 550,674 Direct | -1.78% | Disposed | -82.2% (price as of 2026-08-20) |
| May 28, 2021 | OCGN | S 10b5-1 | 7,191 | $8.82 | $63,425 | 550,674 Direct | -1.29% | Disposed | -83.6% (price as of 2026-08-20) |
| May 3, 2021 | OCGN | S 10b5-1 | 25,000 | $16.02 | $400,500 | 550,674 Direct | -4.34% | Disposed | -91.0% (price as of 2026-08-20) |
| May 3, 2021 | OCGN | S 10b5-1 | 25,000 | $14.00 | $350,000 | 575,674 Direct | -4.16% | Disposed | -89.7% (price as of 2026-08-20) |
| April 30, 2021 | OCGN | S 10b5-1 | 20,000 | $11.56 | $231,200 | 600,674 Direct | -3.22% | Disposed | -87.5% (price as of 2026-08-20) |
| April 26, 2021 | OCGN | S 10b5-1 | 350,000 | $11.70 | $4,095,000 | 600,674 Direct | -36.82% | Disposed | -87.6% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| June 11, 2026 | OCGN | Stock Option (Right to Buy) | Common Stock (170,100) | $1.22 | June 11, 2036 | 170,100 | Acquired |
| June 5, 2025 | OCGN | Option (Right to Buy) | Common Stock (151,316) | $0.95 | June 5, 2035 | 151,316 | Acquired |
| June 28, 2024 | OCGN | Option (Right to Buy) | Common Stock (66,929) | $1.55 | June 28, 2034 | 66,929 | Acquired |
| June 9, 2023 | OCGN | Option (Right to Buy) | Common Stock (112,205) | $0.46 | June 9, 2033 | 112,205 | Acquired |
| June 7, 2022 | OCGN | Option (Right to Buy) | Common Stock (140,091) | $2.49 | June 7, 2032 | 140,091 | Acquired |
| Dec. 16, 2021 | OCGN | Option (Right to Buy) | Common Stock (16,335) | $5.02 | Dec. 16, 2031 | 16,335 | Acquired |
| July 30, 2021 | OCGN | Option (right to buy) | Common Stock (10,000) | $1.83 | Jan. 1, 2031 | 10,000 | Disposed |
| June 25, 2021 | OCGN | Option (right to buy) | Common Stock (10,000) | $1.83 | Jan. 1, 2031 | 10,000 | Disposed |
| May 28, 2021 | OCGN | Option (right to buy) | Common Stock (7,191) | $1.88 | Aug. 26, 2025 | 7,191 | Disposed |
| April 30, 2021 | OCGN | Option (right to buy) | Common Stock (20,000) | $0.51 | Jan. 2, 2030 | 20,000 | Disposed |
| Jan. 1, 2021 | OCGN | Option (Right to Buy) | Common Stock (126,000) | $1.83 | Jan. 1, 2031 | 126,000 | Acquired |
| Jan. 2, 2020 | OCGN | Options (Right to Buy) | Common Stock (54,000) | $0.51 | Jan. 2, 2030 | 54,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.