Ulf Rosberg
CIK 1714967 · View on SEC EDGAR ↗
Insider
First SEC filing: Feb. 14, 2018 · Latest: Feb. 14, 2018
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 2 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
2 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 7, 2020 | NEON | P | 1,717 | $1000.00 | $1,717,000 | 1,717 Indirect | — | Acquired | -99.9% (price as of 2026-08-20) |
| Dec. 28, 2018 | NEON | P | 1,138,796 | $1.60 | $1,822,074 | 1,589,956 Indirect | +252.42% | Acquired | -43.6% (price as of 2026-08-20) |
| June 15, 2018 | NEON | P | 200 | $0.35 | $70 | 4,511,604 Indirect | 0.00% | Acquired | -74.2% (price as of 2026-08-20) |
| June 14, 2018 | NEON | P | 150 | $0.35 | $52 | 4,511,404 Indirect | 0.00% | Acquired | -74.2% (price as of 2026-08-20) |
| June 13, 2018 | NEON | P | 1,100 | $0.35 | $385 | 4,511,254 Indirect | +0.02% | Acquired | -74.2% (price as of 2026-08-20) |
| June 12, 2018 | NEON | P | 215,000 | $0.32 | $68,800 | 4,510,154 Indirect | +5.01% | Acquired | -71.8% (price as of 2026-08-20) |
| June 11, 2018 | NEON | P | 11,282 | $0.32 | $3,610 | 4,295,154 Indirect | +0.26% | Acquired | -71.8% (price as of 2026-08-20) |
| March 22, 2018 | NEON | P | 232,326 | $0.44 | $102,223 | 4,283,872 Indirect | +5.73% | Acquired | -79.5% (price as of 2026-08-20) |
| March 21, 2018 | NEON | P | 421,396 | $0.43 | $181,200 | 4,051,546 Indirect | +11.61% | Acquired | -79.0% (price as of 2026-08-20) |
| Dec. 7, 2017 | NEON | P | 30,150 | $0.95 | $28,642 | 3,630,150 Indirect | +0.84% | Acquired | -90.5% (price as of 2026-08-20) |
| Dec. 6, 2017 | NEON | P | 100,000 | $0.90 | $90,000 | 3,600,000 Indirect | +2.86% | Acquired | -90.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 29, 2020 | NEON | Series C-2 5% Convertible Preferred Stock | Common Stock (264,112) | — | — | 1,717 | Disposed |
| Aug. 7, 2020 | NEON | Series C-2 5% Convertible Preferred Stock | Common Stock (264,112) | — | — | 1,717 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 14, 2018 | NEON | Common Stock | 3,500,000 | Indirect |
| Feb. 14, 2018 | NEON | Common Stock Warrant→ Common Stock (1,166,667) | 1,166,667 | Indirect |
| Sept. 22, 2017 | NEON | Common Stock | 3,500,000 | Indirect |
| Sept. 22, 2017 | NEON | Common Stock Warrant→ Common Stock (1,166,667) | 1,166,667 | Indirect |