Unterberg Capital LLC

CIK 1662237 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 6, 2017 · Latest: Sept. 6, 2017

On this page

Institution

View 13F portfolio

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

3 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Sept. 6, 2017 1662237 S 258,000 $2.85 $735,300 2,072,800 Direct -11.07% Disposed
Sept. 5, 2017 1662237 S 37,200 $2.87 $106,764 2,380,800 Direct -1.54% Disposed
Sept. 5, 2017 1662237 S 50,000 $2.91 $145,500 2,330,800 Direct -2.10% Disposed
Sept. 1, 2017 1662237 S 100,000 $2.98 $298,000 2,545,000 Direct -3.78% Disposed
Sept. 1, 2017 1662237 S 127,000 $2.97 $377,190 2,418,000 Direct -4.99% Disposed
Aug. 31, 2017 1662237 S 277,948 $3.40 $945,023 2,645,000 Direct -9.51% Disposed
Aug. 30, 2017 1662237 S 200,000 $3.06 $612,000 2,922,948 Direct -6.40% Disposed
Aug. 28, 2017 1662237 S 425,000 $2.14 $909,500 3,442,948 Direct -10.99% Disposed
Aug. 28, 2017 1662237 S 320,000 $2.10 $672,000 3,122,948 Direct -9.29% Disposed
June 14, 2017 1662237 S 3,700 $1.50 $5,550 3,867,948 Direct -0.10% Disposed
June 14, 2017 1662237 S 3,700 $1.50 $5,550 3,547,948 Direct -0.10% Disposed
June 13, 2017 1662237 S 156,934 $1.52 $238,540 3,871,648 Direct -3.90% Disposed
June 13, 2017 1662237 S 156,934 $1.52 $238,540 3,551,648 Direct -4.23% Disposed
May 31, 2017 1662237 S 300 $1.50 $450 4,028,582 Direct -0.01% Disposed
May 31, 2017 1662237 S 300 $1.50 $450 3,708,582 Direct -0.01% Disposed
May 30, 2017 1662237 S 617 $1.50 $926 4,028,882 Direct -0.02% Disposed
May 30, 2017 1662237 S 617 $1.50 $926 3,708,882 Direct -0.02% Disposed
Feb. 11, 2016 1662237 P 1,666,667 — — 4,012,346 Direct +71.05% Acquired
Feb. 11, 2016 1662237 P 17,153 — — 4,029,499 Direct +0.43% Acquired
Feb. 11, 2016 1662237 P 1,666,667 — — 3,692,346 Direct +82.28% Acquired
Feb. 11, 2016 1662237 P 17,153 — — 3,709,499 Direct +0.46% Acquired
Dec. 31, 2015 1662237 P 23,112 — — 2,345,679 Direct +1.00% Acquired
Dec. 31, 2015 1662237 P 23,112 — — 2,025,679 Direct +1.15% Acquired
Dec. 14, 2015 1662237 P 1,834,862 $2.18 $3,999,999 2,002,567 Direct +1094.10% Acquired
Sept. 30, 2015 1662237 P 33,848 — — 167,705 Direct +25.29% Acquired
June 30, 2015 1662237 P 35,047 — — 133,857 Direct +35.47% Acquired
March 31, 2015 1662237 P 17,067 — — 98,810 Direct +20.88% Acquired
Dec. 31, 2014 1662237 P 22,558 — — 81,743 Direct +38.11% Acquired
Nov. 10, 2014 1662237 P 5,000 $3.32 $16,600 59,185 Direct +9.23% Acquired
Nov. 6, 2014 1662237 P 9,600 $3.38 $32,448 54,185 Direct +21.53% Acquired
Sept. 30, 2014 1662237 P 17,708 — — 44,585 Direct +65.89% Acquired
June 30, 2014 1662237 P 12,356 — — 26,877 Direct +85.09% Acquired
March 31, 2014 1662237 P 14,521 — — 14,521 Direct — Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Dec. 31, 2013 1662237 Series B-2 Senior cumulative convertible preferred stock [F4] common (1,666,667) $3.00 Jan. 19, 2016 5,000 Disposed
Dec. 31, 2013 1662237 Fusion Telecom $6.25 warrants [F5] common (320,000) $6.25 Dec. 30, 2018 320,000 Acquired
Dec. 31, 2013 1662237 Series B-2 Senior cumulative convertible preferred stock [F4] common (1,666,667) $3.00 Jan. 19, 2016 5,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).