Vernon E Jordan JR
CIK 1172460 · View on SEC EDGAR ↗
First SEC filing: Oct. 4, 2005 · Latest: Oct. 4, 2005
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Dec. 5, 2013 | AXP | S | 8,760 | $84.48 | $740,045 | 38,183 Direct | -18.66% | Disposed | 296.7% (price as of 2026-08-21) |
| Dec. 5, 2013 | AXP | S | 38,183 | $84.39 | $3,222,263 | 0 Direct | -100.00% | Disposed | 297.1% (price as of 2026-08-21) |
| Nov. 22, 2013 | AXP | S | 2,100 | $83.75 | $175,875 | 46,836 Direct | -4.29% | Disposed | 300.1% (price as of 2026-08-21) |
| Nov. 1, 2013 | ABG | S | 9,011 | $48.36 | $435,772 | 10,169 Direct | -46.98% | Disposed | 336.4% (price as of 2026-08-21) |
| Oct. 31, 2013 | ABG | S | 5,900 | $48.20 | $284,380 | 22,852 Direct | -20.52% | Disposed | 337.8% (price as of 2026-08-21) |
| Oct. 30, 2013 | ABG | S | 10,118 | $47.47 | $480,301 | 28,752 Direct | -26.03% | Disposed | 344.6% (price as of 2026-08-21) |
| Oct. 29, 2013 | ABG | S | 4,900 | $47.69 | $233,681 | 38,870 Direct | -11.19% | Disposed | 342.5% (price as of 2026-08-21) |
| Aug. 1, 2012 | ABG | S | 1,667 | $25.90 | $43,175 | 41,768 Direct | -3.84% | Disposed | 714.8% (price as of 2026-08-21) |
| Aug. 1, 2012 | ABG | S | 3,334 | $25.77 | $85,917 | 41,768 Direct | -7.39% | Disposed | 718.9% (price as of 2026-08-21) |
| Nov. 24, 2010 | AXP | S | 6,854 | $42.40 | $290,610 | 42,783 Direct | -13.81% | Disposed | 690.4% (price as of 2026-08-21) |
| Aug. 6, 2010 | LAZ | S | 183,215 | $30.32 | $5,555,079 | 52,472 Direct | -77.74% | Disposed | 43.5% (price as of 2026-08-21) |
| April 28, 2010 | AXP | S | 3,427 | $45.76 | $156,820 | 42,783 Direct | -7.42% | Disposed | 632.3% (price as of 2026-08-21) |
| Sept. 11, 2009 | LAZ | S | 27,667 | $37.00 | $1,023,679 | 6,400 Direct | -81.21% | Disposed | 17.6% (price as of 2026-08-21) |
| June 5, 2009 | LAZ | S | 33,405 | $26.00 | $868,530 | 6,400 Direct | -83.92% | Disposed | 67.3% (price as of 2026-08-21) |
| Sept. 9, 2008 | LAZ | S | 68,948 | $37.00 | $2,551,076 | 6,400 Direct | -91.51% | Disposed | 17.6% (price as of 2026-08-21) |
| Sept. 7, 2007 | LAZ | P | 2,600 | $39.00 | $101,400 | 2,600 Direct | — | Acquired | 11.6% (price as of 2026-08-21) |
| Sept. 7, 2007 | LAZ | P | 2,800 | $39.01 | $109,228 | 5,400 Direct | +107.69% | Acquired | 11.5% (price as of 2026-08-21) |
| Sept. 7, 2007 | LAZ | P | 500 | $39.02 | $19,510 | 5,900 Direct | +9.26% | Acquired | 11.5% (price as of 2026-08-21) |
| Sept. 7, 2007 | LAZ | P | 500 | $38.99 | $19,495 | 6,400 Direct | +8.47% | Acquired | 11.6% (price as of 2026-08-21) |
| April 30, 2007 | ABG | S | 600 | $29.74 | $17,844 | 0 Direct | -100.00% | Disposed | 609.6% (price as of 2026-08-21) |
| April 30, 2007 | ABG | S | 1,500 | $29.75 | $44,625 | 600 Direct | -71.43% | Disposed | 609.3% (price as of 2026-08-21) |
| April 30, 2007 | ABG | S | 500 | $29.78 | $14,890 | 2,100 Direct | -19.23% | Disposed | 608.6% (price as of 2026-08-21) |
| April 30, 2007 | ABG | S | 1,499 | $29.80 | $44,670 | 2,600 Direct | -36.57% | Disposed | 608.2% (price as of 2026-08-21) |
| April 30, 2007 | ABG | S | 900 | $29.81 | $26,829 | 4,099 Direct | -18.00% | Disposed | 607.9% (price as of 2026-08-21) |
| April 30, 2007 | ABG | S | 2,400 | $29.81 | $71,544 | 4,999 Direct | -32.44% | Disposed | 607.9% (price as of 2026-08-21) |
| April 30, 2007 | ABG | S | 1,600 | $29.82 | $47,712 | 7,399 Direct | -17.78% | Disposed | 607.7% (price as of 2026-08-21) |
| April 30, 2007 | ABG | S | 300 | $29.83 | $8,949 | 8,999 Direct | -3.23% | Disposed | 607.4% (price as of 2026-08-21) |
Showing latest 100 of 143 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Aug. 1, 2012 | ABG | Stock option (right to buy) | Common stock, par value $.01 per share (1,667) | $14.33 | June 6, 2014 | 1,667 | Disposed |
| Aug. 1, 2012 | ABG | Stock option (right to buy) | Common stock, par value $.01 per share (3,334) | $14.06 | May 8, 2015 | 3,334 | Disposed |
| Nov. 24, 2010 | AXP | Director Stock Option (Right to Buy) | Common Stock (3,427) | $37.71 | April 21, 2012 | 3,427 | Disposed |
| Nov. 24, 2010 | AXP | Director Stock Option (Right to Buy) | Common Stock (3,427) | $35.56 | April 22, 2011 | 3,427 | Disposed |
| Aug. 30, 2010 | LAZ | Restricted Stock Units [F1] | Class A common stock (115) | — | Aug. 30, 2010 | 115 | Disposed |
| Aug. 27, 2010 | LAZ | Restricted Stock Units [F4] | Class A common stock | — | Aug. 30, 2010 | 115 | Acquired |
| Aug. 20, 2010 | LAZ | Restricted Stock Units [F1] | Class A common stock (29,445) | — | Aug. 20, 2010 | 29,445 | Disposed |
| Aug. 6, 2010 | LAZ | Class II Interests of LAZ-MD Holdings LLC | Class A Common Stock (183,215) | — | — | 183,215 | Disposed |
| May 28, 2010 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 117 | Acquired |
| April 22, 2010 | AXP | Director Stock Option (Right to Buy) | Common Stock (3,427) | $42.76 | April 24, 2010 | 3,427 | Disposed |
| March 5, 2010 | LAZ | Restricted Stock Units [F1] | Class A common stock (83,768) | — | March 5, 2010 | 83,768 | Disposed |
| Feb. 26, 2010 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 292 | Acquired |
| Feb. 11, 2010 | LAZ | Restricted Stock Units | Class A Common Stock (29,328) | — | — | 29,328 | Acquired |
| Nov. 27, 2009 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 275 | Acquired |
| Sept. 11, 2009 | LAZ | Class II Interests of LAZ-MD Holdings LLC | Class A Common Stock (27,667) | — | — | 27,667 | Disposed |
| Aug. 28, 2009 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 269 | Acquired |
| June 5, 2009 | LAZ | Class II Interests of LAZ-MD Holdings LLC | Class A Common Stock (33,405) | — | — | 33,405 | Disposed |
| May 29, 2009 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 294 | Acquired |
| Feb. 27, 2009 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 232 | Acquired |
| Feb. 10, 2009 | LAZ | Restricted Stock Units | Class A Common Stock (26,468) | — | — | 26,468 | Acquired |
| Dec. 31, 2008 | AXP | Share Equivalent Units | Common Stock (1,011) | — | — | 1,011 | Acquired |
| Nov. 28, 2008 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 180 | Acquired |
| Sept. 30, 2008 | AXP | Share Equivalent Units | Common Stock (510) | — | — | 510 | Acquired |
| Sept. 9, 2008 | LAZ | Class II Interests of LAZ-MD Holdings LLC | Class A Common Stock (68,948) | — | — | 68,948 | Disposed |
| Aug. 29, 2008 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 133 | Acquired |
| June 30, 2008 | AXP | Share Equivalent Units | Common Stock (274) | — | — | 274 | Acquired |
| May 30, 2008 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 147 | Acquired |
| April 25, 2008 | AXP | Director Stock Option (Right to Buy) | Common Stock (3,427) | $29.91 | April 27, 2008 | 3,427 | Disposed |
| March 31, 2008 | AXP | Share Equivalent Units | Common Stock (252) | — | — | 252 | Acquired |
| Feb. 29, 2008 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 144 | Acquired |
| Jan. 30, 2008 | LAZ | Restricted Stock Units | Class A Common Stock (29,093) | — | — | 29,093 | Acquired |
| Dec. 31, 2007 | AXP | Share Equivalent Units | Common Stock | — | — | 216 | Acquired |
| Nov. 30, 2007 | LAZ | Restricted Stock Units [F1] | Class A common stock | — | — | 48 | Acquired |
| Sept. 28, 2007 | AXP | Share Equivalent Units | Common Stock (189) | — | — | 189 | Acquired |
| Aug. 31, 2007 | LAZ | Restricted Stock Units [F1] | Class A Common Stock (59) | — | — | 59 | Acquired |
| June 29, 2007 | AXP | Share Equivalent Units | Common Stock (181) | — | — | 181 | Acquired |
| May 31, 2007 | LAZ | Restricted Stock Units [F1] | Class A Common Stock (44) | — | — | 44 | Acquired |
| April 30, 2007 | ABG | Stock Option (right to buy) | Common stock, par value $.01 per share (1,666) | $14.06 | May 9, 2015 | 1,666 | Disposed |
| April 30, 2007 | ABG | Stock Option (right to buy) | Common stock, par value $.01 per share (3,333) | $14.33 | June 7, 2014 | 3,333 | Disposed |
| April 30, 2007 | ABG | Stock Option (right to buy) | Common stock, par value $.01 per share (5,000) | $10.40 | May 12, 2013 | 5,000 | Disposed |
| April 30, 2007 | ABG | Stock Option (right to buy) | Common stock, par value $.01 per share (3,000) | $17.28 | April 19, 2012 | 3,000 | Disposed |
| April 23, 2007 | AXP | Share Equivalent Units | Common Stock (3,400) | — | — | 3,400 | Acquired |
| March 30, 2007 | AXP | Share Equivalent Units | Common Stock (199) | — | — | 199 | Acquired |
| Feb. 28, 2007 | LAZ | Restricted Stock Units [F1] | Class A Common Stock (46) | — | — | 46 | Acquired |
| Jan. 23, 2007 | LAZ | Restricted Stock Units | Class A Common Stock (12,979) | — | — | 12,979 | Acquired |
| Dec. 29, 2006 | AXP | Share Equivalent Units | Common Stock (183) | — | — | 183 | Acquired |
| Dec. 6, 2006 | LAZ | Class II Interests of LAZ-MD Holdings LLC | Class A Common Stock (53,196) | — | — | 53,196 | Disposed |
| Nov. 30, 2006 | LAZ | Restricted Stock Units [F1] | Class A Common Stock (26) | — | — | 26 | Acquired |
| Sept. 29, 2006 | AXP | Share Equivalent Units | Common Stock (206) | — | — | 206 | Acquired |
| Aug. 31, 2006 | LAZ | Restricted Stock Units [F1] | Class A Common Stock (31) | — | — | 31 | Acquired |
| June 30, 2006 | AXP | Share Equivalent Units | Common Stock (213) | — | — | 213 | Acquired |
| May 31, 2006 | LAZ | Restricted Stock Units [F1] | Class A Common Stock (29) | — | — | 29 | Acquired |
| April 24, 2006 | AXP | Share Equivalent Units | Common Stock (3,400) | — | — | 3,400 | Acquired |
| March 31, 2006 | AXP | Share Equivalent Units | Common Stock (188) | — | — | 188 | Acquired |
| Feb. 28, 2006 | LAZ | Restricted Stock Units [F1] | Class A Common Stock (30) | — | — | 30 | Acquired |
| Jan. 24, 2006 | LAZ | Restricted Stock Units | Class A Common Stock (12,950) | — | — | 12,950 | Acquired |
| Dec. 30, 2005 | AXP | Share Equivalent Units | Common Stock (155) | — | — | 155 | Acquired |
| Sept. 30, 2005 | AXP | Share Equivalent Units | Common Shares | — | — | 140 | Acquired |
| June 30, 2005 | AXP | Share Equivalent Units | Common Shares (148) | — | — | 148 | Acquired |
| May 9, 2005 | ABG | Non-Qualified Stock Option (right to buy) | Common Stock, par value $0.01 per share (5,000) | $14.06 | May 9, 2015 | 5,000 | Acquired |
| April 27, 2005 | AXP | Share Equivalent Units | Common Shares (2,225) | — | — | 2,225 | Acquired |
| March 31, 2005 | AXP | Share Equivalent Units | Common Shares (155) | — | — | 155 | Acquired |
| Dec. 31, 2004 | AXP | Share Equivalent Units | Common Shares (142) | — | — | 142 | Acquired |
| Nov. 8, 2004 | AXP | Director Stock Option (right to buy) | Common Shares (3,000) | $20.94 | April 28, 2007 | 3,000 | Disposed |
| Sept. 30, 2004 | AXP | Share Equivalent Units | Common Shares (156) | — | — | 156 | Acquired |
| June 30, 2004 | AXP | Share Equivalent Units | Common Shares (156) | — | — | 156 | Acquired |
| June 7, 2004 | ABG | Non-Qualified Stock Options | Common Stock, par value $0.01 per share (5,000) | $14.33 | June 8, 2009 | 5,000 | Acquired |
| April 26, 2004 | AXP | Share Equivalent Units | Common Shares (2,225) | — | — | 2,225 | Acquired |
| March 31, 2004 | AXP | Share Equivalent Units | Common Shares (158) | — | — | 158 | Acquired |
| Dec. 31, 2003 | AXP | Share Equivalent Units | Common Shares (166) | — | — | 166 | Acquired |
| Sept. 30, 2003 | AXP | Share Equivalent Units | Common Shares (178) | — | — | 178 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| May 20, 2005 | LAZ | Class II Interest of LAZ-MD Holdings LLC→ Class A Common Stock (366,431) | 366,431 | Direct |