VERTICAL GROUP LP

Insider

First SEC filing: Oct. 3, 2019 · Latest: Oct. 3, 2019

On this page

Institution

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
Oct. 1, 2019	1180179	J	850,875	—	—	850,875 Direct	—	Acquired
Oct. 1, 2019	1180179	J	40,948	—	—	41,689 Indirect	+5526.05%	Acquired
Oct. 1, 2019	1180179	J	3,358,939	—	—	196,855 Indirect	-94.46%	Disposed
Oct. 1, 2019	1180179	J	136,341	—	—	3,555,794 Indirect	+3.99%	Acquired
Oct. 1, 2019	1180179	J	810,284	—	—	49,212 Indirect	-94.27%	Disposed
April 8, 2019	1180179	X	98,328	$6.11	$600,784	859,496	—	—
April 8, 2019	1180179	C	3,412,133	—	—	859,496	—	—
July 23, 2013	1180179	C	278,764	—	—	0 Indirect	-100.00%	Disposed
July 23, 2013	1180179	C	666,661	—	—	0 Indirect	-100.00%	Disposed
July 23, 2013	1180179	C	287,527	—	—	0 Indirect	-100.00%	Disposed
July 23, 2013	1180179	C	547,205	—	—	0 Indirect	-100.00%	Disposed
July 23, 2013	1180179	C	237,403	—	—	0 Indirect	-100.00%	Disposed
July 23, 2013	1180179	C	473,122	—	—	0 Indirect	-100.00%	Disposed
July 23, 2013	1180179	C	278,764	—	—	803,694 Indirect	+53.10%	Acquired
July 23, 2013	1180179	C	287,527	—	—	524,930 Indirect	+121.11%	Acquired
July 23, 2013	1180179	C	237,403	—	—	237,403 Indirect	—	Acquired
July 23, 2013	1180179	C	666,661	—	—	1,686,988 Indirect	+65.34%	Acquired
July 23, 2013	1180179	C	547,205	—	—	1,020,327 Indirect	+115.66%	Acquired
July 23, 2013	1180179	C	473,122	—	—	473,122 Indirect	—	Acquired
July 30, 2003	1180179	S	30,000	$22.36	$670,800	1,135,175 Indirect	-2.57%	Disposed
July 29, 2003	1180179	S	70,000	$20.36	$1,425,200	1,165,175 Indirect	-5.67%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 23, 2013	1180179	Series B-1 Preferred Stock [F1]	Common Stock (278,764)	—	—	278,764	Disposed
July 23, 2013	1180179	Series B-1 Preferred Stock [F1]	Common Stock (666,661)	—	—	666,661	Disposed
July 23, 2013	1180179	Series B Preferred Stock [F1]	Common Stock (287,527)	—	—	287,527	Disposed
July 23, 2013	1180179	Series B Preferred Stock [F1]	Common Stock (547,205)	—	—	547,205	Disposed
July 23, 2013	1180179	Series A Preferred Stock [F1]	Common Stock (237,403)	—	—	237,403	Disposed
July 23, 2013	1180179	Series A Preferred Stock [F1]	Common Stock (473,122)	—	—	473,122	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).