Victor J Dzau

CIK 1201252 · View on SEC EDGAR ↗

Insider

First SEC filing: March 12, 2008 · Latest: March 12, 2008

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 22, 2026 UTHR A 2,300 2,300 Direct Acquired (price as of 2026-08-21)
July 22, 2026 UTHR A 730 730 Direct Acquired (price as of 2026-08-21)
Dec. 2, 2013 PEP A 597 $83.70 $49,969 32,592 Direct +1.87% Acquired 70.4% (price as of 2026-08-21)
Oct. 1, 2013 PEP A 1,879 31,995 Direct +6.24% Acquired (price as of 2026-08-21)
Sept. 30, 2013 PEP A 725 30,116 Direct +2.47% Acquired (price as of 2026-08-21)
Oct. 1, 2012 PEP A 2,123 29,391 Direct +7.79% Acquired (price as of 2026-08-21)
Oct. 1, 2012 PEP A 944 $70.65 $66,694 27,268 Direct +3.59% Acquired 101.9% (price as of 2026-08-21)
Sept. 28, 2012 PEP A 675 26,324 Direct +2.63% Acquired (price as of 2026-08-21)
June 21, 2012 ALNY A 15,000 15,000 Direct Acquired (price as of 2026-08-21)
Oct. 1, 2011 PEP A 2,488 25,649 Direct +10.74% Acquired (price as of 2026-08-21)
Sept. 30, 2011 PEP A 607 23,161 Direct +2.69% Acquired (price as of 2026-08-21)
June 9, 2011 ALNY A 15,000 15,000 Direct Acquired (price as of 2026-08-21)
Oct. 1, 2010 PEP A 2,239 22,554 Direct +11.02% Acquired (price as of 2026-08-21)
Oct. 1, 2010 PEP A 1,493 $67.00 $100,031 20,315 Direct +7.93% Acquired 112.9% (price as of 2026-08-21)
Sept. 30, 2010 PEP A 460 18,823 Direct +2.51% Acquired (price as of 2026-08-21)
June 2, 2010 ALNY A 15,000 15,000 Direct Acquired (price as of 2026-08-21)
Oct. 1, 2009 PEP A 1,711 $58.46 $100,025 18,363 Direct +10.28% Acquired 143.9% (price as of 2026-08-21)
Oct. 1, 2009 PEP A 2,566 16,652 Direct +18.22% Acquired (price as of 2026-08-21)
Sept. 30, 2009 PEP A 351 14,086 Direct +2.56% Acquired (price as of 2026-08-21)
June 11, 2009 ALNY A 15,000 15,000 Direct Acquired (price as of 2026-08-21)
Oct. 1, 2008 PEP A 1,396 $71.64 $100,009 13,735 Direct +11.31% Acquired 99.1% (price as of 2026-08-21)
Oct. 1, 2008 PEP A 2,094 12,339 Direct +20.44% Acquired (price as of 2026-08-21)
Sept. 30, 2008 PEP A 168 10,246 Direct +1.67% Acquired (price as of 2026-08-21)
June 3, 2008 ALNY A 15,000 15,000 Direct Acquired (price as of 2026-08-21)
Feb. 27, 2008 PEP G 300 2,798 Direct -9.68% Disposed (price as of 2026-08-21)
Oct. 1, 2007 PEP A 1,351 $74.01 $99,988 7,280 Direct +22.79% Acquired 92.7% (price as of 2026-08-21)
Oct. 1, 2007 PEP A 2,027 5,929 Direct +51.95% Acquired (price as of 2026-08-21)
Sept. 28, 2007 PEP A 79 3,902 Direct +2.07% Acquired (price as of 2026-08-21)
April 2, 2007 ALNY A 30,000 30,000 Direct Acquired (price as of 2026-08-21)
Oct. 2, 2006 PEP A 1,554 $64.33 $99,969 3,824 Direct +68.46% Acquired 121.7% (price as of 2026-08-21)
Oct. 1, 2006 PEP A 3,064 3,064 Direct Acquired (price as of 2026-08-21)
Oct. 1, 2006 PEP F 192 $65.25 $12,528 2,798 Direct -6.42% Disposed 118.6% (price as of 2026-08-21)
Oct. 1, 2006 PEP A 766 2,990 Direct +34.44% Acquired (price as of 2026-08-21)
Sept. 29, 2006 PEP A 41 2,269 Direct +1.84% Acquired (price as of 2026-08-21)
Oct. 3, 2005 PEP A 1,770 $56.51 $100,023 2,228 Direct +386.46% Acquired 152.4% (price as of 2026-08-21)
Oct. 1, 2005 PEP A 3,524 3,524 Direct Acquired (price as of 2026-08-21)
Oct. 1, 2005 PEP A 881 2,224 Direct +65.60% Acquired (price as of 2026-08-21)
Sept. 30, 2005 PEP A 2 $56.71 $113 458 Direct +0.44% Acquired 151.5% (price as of 2026-08-21)
July 22, 2005 PEP A 456 $54.83 $25,002 456 Direct Acquired 160.1% (price as of 2026-08-21)
July 22, 2005 PEP A 343 1,343 Direct +34.30% Acquired (price as of 2026-08-21)
July 22, 2005 PEP A 1,000 1,000 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 22, 2026 UTHR Stock Option Common Stock (2,300) $527.07 July 22, 2033 2,300 Acquired
July 22, 2026 UTHR Restricted Stock Unit Common Stock (730) 730 Acquired
June 21, 2012 ALNY Stock Option (Right to Buy) Common Stock (15,000) $11.33 June 21, 2022 15,000 Acquired
June 9, 2011 ALNY Stock Option (right to buy) Common Stock (15,000) $9.30 June 9, 2021 15,000 Acquired
June 2, 2010 ALNY Non-Qualified Stock Option (right to buy) Common Stock (15,000) $15.82 June 2, 2020 15,000 Acquired
June 11, 2009 ALNY Non-Qualified Stock Option (right to buy) Common Stock (15,000) $22.09 June 11, 2019 15,000 Acquired
June 3, 2008 ALNY Non-Qualified Stock Option (right to buy) Common Stock (15,000) $27.28 June 2, 2018 15,000 Acquired
Oct. 1, 2007 PEP Phantom Stock Units PepsiCo, Inc. Common Stock (1,351) 1,351 Acquired
Oct. 1, 2007 PEP Phantom Stock Units PepsiCo, Inc. Common Stock (2,027) 2,027 Acquired
Sept. 28, 2007 PEP Phantom Stock Units PepsiCo, Inc. Common Stock (79) 79 Acquired
April 2, 2007 ALNY Stock Option (right to buy) Common Stock (30,000) $17.52 April 2, 2017 30,000 Acquired
Oct. 2, 2006 PEP Phantom Stock Units PepsiCo, Inc. Common Stock (1,554) 1,554 Acquired
Oct. 1, 2006 PEP Employee Stock Option (right to buy) PepsiCo, Inc. Common Stock (3,064) $65.25 Sept. 30, 2016 3,064 Acquired
Sept. 29, 2006 PEP Phantom Stock Units PepsiCo, Inc. Common Stock (41) 41 Acquired
Oct. 3, 2005 PEP Phantom Stock Units PepsiCo, Inc. Common Stock (1,770) 1,770 Acquired
Oct. 1, 2005 PEP Employee Stock Option (right to buy) PepsiCo, Inc. Common Stock (3,524) $56.75 Sept. 30, 2015 3,524 Acquired
Sept. 30, 2005 PEP Phantom Stock Units PepsiCo, Inc. Common Stock (2) 2 Acquired
July 22, 2005 PEP Phantom Stock Units PepsiCo, Inc. Common Stock (456) 456 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 12, 2008 PEP PepsiCo, Inc. Common Stock 300 Direct
April 4, 2007 ALNY No securities beneficially owned 0 Direct