Viet-An Hoan Ly
CIK 1735523 · View on SEC EDGAR ↗
Insider
First SEC filing: March 29, 2018 · Latest: March 29, 2018
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 5 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 27, 2018 | GNPX | J | 475,974 | — | — | 36,067 Indirect | -92.96% | Disposed | (price as of 2026-08-21) |
| Sept. 27, 2018 | GNPX | J | 102,000 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| Sept. 27, 2018 | GNPX | J | 583,008 | — | — | 0 Indirect | -100.00% | Disposed | (price as of 2026-08-21) |
| July 27, 2018 | GNPX | A | 425,000 | — | — | 425,000 Indirect | — | Acquired | (price as of 2026-08-21) |
| July 27, 2018 | GNPX | A | 144,351 | — | — | 144,351 Indirect | — | Acquired | (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 27, 2018 | GNPX | Warrant Agreement (right to buy) | Common Stock (425,000) | $5.00 | July 27, 2023 | 425,000 | Acquired |
| July 27, 2018 | GNPX | Warrant Agreement (right to buy) | Common Stock (144,351) | $5.00 | July 27, 2023 | 144,351 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 7 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 29, 2018 | GNPX | Common Stock | 583,008 | Indirect |
| March 29, 2018 | GNPX | Common Stock | 3,154 | Indirect |
| March 29, 2018 | GNPX | Common Stock | 475,974 | Indirect |
| March 29, 2018 | GNPX | Common Stock | 102,000 | Indirect |
| March 29, 2018 | GNPX | Common Stock | 9,023 | Indirect |
| March 29, 2018 | GNPX | Stock Option (right to buy)→ Common Stock (56,815) | 56,815 | Direct |
| March 29, 2018 | GNPX | Warrant Agreement (right to buy)→ Common Stock (542,656) | 542,656 | Direct |