Virginia M Rometty

Insider

First SEC filing: Jan. 4, 2008 · Latest: Jan. 4, 2008

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 30, 2026	JPM	A	122	$327.33	$39,934	15,032 Direct	+0.82%	Acquired	8.6% (price as of 2026-08-21)
March 31, 2026	JPM	A	136	$294.16	$40,006	14,836 Direct	+0.93%	Acquired	20.8% (price as of 2026-08-21)
Jan. 20, 2026	JPM	A	914	$306.50	$280,141	14,700 Direct	+6.63%	Acquired	15.9% (price as of 2026-08-21)
Dec. 31, 2025	JPM	A	113	$322.22	$36,411	13,726 Direct	+0.83%	Acquired	10.3% (price as of 2026-08-21)
Sept. 30, 2025	JPM	A	111	$315.43	$35,013	13,549 Direct	+0.83%	Acquired	12.7% (price as of 2026-08-21)
June 30, 2025	JPM	A	121	$289.91	$35,079	13,376 Direct	+0.91%	Acquired	22.6% (price as of 2026-08-21)
March 31, 2025	JPM	A	143	$245.30	$35,078	13,170 Direct	+1.10%	Acquired	44.9% (price as of 2026-08-21)
Jan. 21, 2025	JPM	A	1,012	$261.88	$265,023	13,027 Direct	+8.42%	Acquired	35.7% (price as of 2026-08-21)
Dec. 31, 2024	JPM	A	146	$239.71	$34,998	11,955 Direct	+1.24%	Acquired	48.3% (price as of 2026-08-21)
Sept. 30, 2024	JPM	A	178	$210.86	$37,533	11,741 Direct	+1.54%	Acquired	68.5% (price as of 2026-08-21)
June 30, 2024	JPM	A	173	$202.26	$34,991	11,500 Direct	+1.53%	Acquired	75.7% (price as of 2026-08-21)
March 29, 2024	JPM	A	200	$200.30	$40,060	11,263 Direct	+1.81%	Acquired	77.4% (price as of 2026-08-21)
Jan. 16, 2024	JPM	A	1,595	$166.20	$265,089	11,063 Direct	+16.85%	Acquired	113.8% (price as of 2026-08-21)
Dec. 31, 2023	JPM	A	213	$170.10	$36,231	9,413 Direct	+2.32%	Acquired	108.9% (price as of 2026-08-21)
Sept. 30, 2023	JPM	A	233	$145.02	$33,790	9,136 Direct	+2.62%	Acquired	145.1% (price as of 2026-08-21)
June 30, 2023	JPM	A	232	$145.44	$33,742	8,843 Direct	+2.69%	Acquired	144.3% (price as of 2026-08-21)
March 31, 2023	JPM	A	259	$130.31	$33,750	8,546 Direct	+3.13%	Acquired	172.7% (price as of 2026-08-21)
Jan. 17, 2023	JPM	A	1,781	$140.38	$250,017	8,287 Direct	+27.37%	Acquired	153.2% (price as of 2026-08-21)
Dec. 31, 2022	JPM	A	252	$134.10	$33,793	6,462 Direct	+4.06%	Acquired	165.0% (price as of 2026-08-21)
Sept. 30, 2022	JPM	A	299	$104.50	$31,246	6,156 Direct	+5.11%	Acquired	240.1% (price as of 2026-08-21)
June 30, 2022	JPM	A	255	$112.61	$28,716	5,807 Direct	+4.59%	Acquired	215.6% (price as of 2026-08-21)
March 31, 2022	JPM	A	229	$136.32	$31,217	5,512 Direct	+4.33%	Acquired	160.7% (price as of 2026-08-21)
Jan. 18, 2022	JPM	A	1,632	$153.16	$249,957	5,283 Direct	+44.70%	Acquired	132.0% (price as of 2026-08-21)
Dec. 31, 2021	JPM	A	197	$158.35	$31,195	3,630 Direct	+5.74%	Acquired	124.4% (price as of 2026-08-21)
Sept. 30, 2021	JPM	A	221	$163.69	$36,175	3,415 Direct	+6.92%	Acquired	117.1% (price as of 2026-08-21)
June 30, 2021	JPM	A	217	$155.54	$33,752	3,176 Direct	+7.33%	Acquired	128.5% (price as of 2026-08-21)
March 31, 2021	JPM	A	189	$152.23	$28,771	2,943 Direct	+6.86%	Acquired	133.4% (price as of 2026-08-21)
Jan. 19, 2021	JPM	A	1,795	$139.26	$249,972	2,750 Direct	+187.96%	Acquired	155.2% (price as of 2026-08-21)
Dec. 31, 2020	JPM	A	226	$127.07	$28,718	955 Direct	+31.00%	Acquired	179.7% (price as of 2026-08-21)
Sept. 30, 2020	JPM	A	299	$96.27	$28,785	724 Direct	+70.35%	Acquired	269.1% (price as of 2026-08-21)
June 30, 2020	JPM	A	144	$94.06	$13,545	424 Direct	+51.43%	Acquired	277.8% (price as of 2026-08-21)
May 6, 2015	IBM	A	118	—	—	15,514 Direct	+0.77%	Acquired	(price as of 2026-08-21)
April 29, 2015	IBM	M	23,518	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
April 29, 2015	IBM	S	100	$173.54	$17,354	6,019 Direct	-1.63%	Disposed	40.8% (price as of 2026-08-21)
April 29, 2015	IBM	S	200	$173.53	$34,706	6,119 Direct	-3.17%	Disposed	40.8% (price as of 2026-08-21)
April 29, 2015	IBM	S	300	$173.52	$52,056	6,319 Direct	-4.53%	Disposed	40.8% (price as of 2026-08-21)
April 29, 2015	IBM	S	100	$173.49	$17,349	6,619 Direct	-1.49%	Disposed	40.8% (price as of 2026-08-21)
April 29, 2015	IBM	S	200	$173.48	$34,696	6,719 Direct	-2.89%	Disposed	40.8% (price as of 2026-08-21)
April 29, 2015	IBM	S	700	$173.46	$121,422	6,919 Direct	-9.19%	Disposed	40.8% (price as of 2026-08-21)
April 29, 2015	IBM	S	300	$173.45	$52,035	7,619 Direct	-3.79%	Disposed	40.9% (price as of 2026-08-21)
April 29, 2015	IBM	S	197	$173.44	$34,168	7,919 Direct	-2.43%	Disposed	40.9% (price as of 2026-08-21)
April 29, 2015	IBM	S	100	$173.42	$17,342	8,116 Direct	-1.22%	Disposed	40.9% (price as of 2026-08-21)
April 29, 2015	IBM	S	200	$173.35	$34,670	8,216 Direct	-2.38%	Disposed	40.9% (price as of 2026-08-21)
April 29, 2015	IBM	S	400	$173.34	$69,336	8,416 Direct	-4.54%	Disposed	40.9% (price as of 2026-08-21)
April 29, 2015	IBM	S	800	$173.32	$138,656	8,816 Direct	-8.32%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	600	$173.31	$103,986	9,616 Direct	-5.87%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	647	$173.30	$112,125	10,216 Direct	-5.96%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	300	$173.29	$51,987	10,863 Direct	-2.69%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	500	$173.27	$86,635	11,163 Direct	-4.29%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	1,300	$173.26	$225,238	11,663 Direct	-10.03%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	1,689	$173.25	$292,619	12,963 Direct	-11.53%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	3,187	$173.24	$552,116	14,652 Direct	-17.87%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	100	$173.24	$17,324	17,839 Direct	-0.56%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	2,510	$173.23	$434,807	17,939 Direct	-12.27%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	1,390	$173.22	$240,776	20,449 Direct	-6.36%	Disposed	41.0% (price as of 2026-08-21)
April 29, 2015	IBM	S	300	$173.21	$51,963	21,839 Direct	-1.36%	Disposed	41.1% (price as of 2026-08-21)
April 29, 2015	IBM	S	900	$173.20	$155,880	22,139 Direct	-3.91%	Disposed	41.1% (price as of 2026-08-21)
April 29, 2015	IBM	S	100	$173.19	$17,319	23,039 Direct	-0.43%	Disposed	41.1% (price as of 2026-08-21)
April 29, 2015	IBM	S	200	$173.18	$34,636	23,139 Direct	-0.86%	Disposed	41.1% (price as of 2026-08-21)
April 29, 2015	IBM	S	900	$173.17	$155,853	23,339 Direct	-3.71%	Disposed	41.1% (price as of 2026-08-21)
April 29, 2015	IBM	M	23,518	$92.51	$2,175,650	24,239 Direct	+3261.86%	Acquired	164.1% (price as of 2026-08-21)
Feb. 6, 2015	IBM	A	108	—	—	15,403 Direct	+0.71%	Acquired	(price as of 2026-08-21)
Feb. 1, 2015	IBM	F	20,193	$154.14	$3,112,549	21,524 Direct	-48.40%	Disposed	58.5% (price as of 2026-08-21)
Feb. 1, 2015	IBM	A	41,000	—	—	41,717 Direct	+5718.27%	Acquired	(price as of 2026-08-21)
Nov. 25, 2014	IBM	G	619	—	—	137,116 Indirect	-0.45%	Disposed	(price as of 2026-08-21)
Nov. 6, 2014	IBM	A	104	—	—	15,302 Direct	+0.68%	Acquired	(price as of 2026-08-21)
Aug. 27, 2014	IBM	S	600	$191.93	$115,158	7,053 Direct	-7.84%	Disposed	27.3% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	1,500	$191.92	$287,880	7,653 Direct	-16.39%	Disposed	27.3% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	101	$191.91	$19,383	9,153 Direct	-1.09%	Disposed	27.3% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	698	$191.90	$133,946	9,254 Direct	-7.01%	Disposed	27.3% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	136	$191.89	$26,097	9,952 Direct	-1.35%	Disposed	27.3% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	1,664	$191.88	$319,288	10,088 Direct	-14.16%	Disposed	27.3% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	400	$191.87	$76,748	11,752 Direct	-3.29%	Disposed	27.3% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	500	$191.86	$95,930	12,152 Direct	-3.95%	Disposed	27.3% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	600	$191.84	$115,104	12,652 Direct	-4.53%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	2,000	$191.83	$383,660	13,252 Direct	-13.11%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	100	$191.82	$19,182	15,252 Direct	-0.65%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	300	$191.81	$57,543	15,352 Direct	-1.92%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	200	$191.80	$38,360	15,652 Direct	-1.26%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	2,020	$191.79	$387,416	15,852 Direct	-11.30%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	M	25,680	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 27, 2014	IBM	M	1,998	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Aug. 27, 2014	IBM	S	4,019	$191.78	$770,764	17,872 Direct	-18.36%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	100	$191.77	$19,177	21,891 Direct	-0.45%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	700	$191.76	$134,232	21,991 Direct	-3.08%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	400	$191.73	$76,692	22,691 Direct	-1.73%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	399	$191.72	$76,496	23,091 Direct	-1.70%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	100	$191.70	$19,170	23,490 Direct	-0.42%	Disposed	27.4% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	100	$191.68	$19,168	23,590 Direct	-0.42%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	1,200	$191.68	$230,016	23,690 Direct	-4.82%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	300	$191.67	$57,501	24,890 Direct	-1.19%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	400	$191.65	$76,660	25,190 Direct	-1.56%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	200	$191.64	$38,328	25,590 Direct	-0.78%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	300	$191.63	$57,489	25,790 Direct	-1.15%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	400	$191.62	$76,648	26,090 Direct	-1.51%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	300	$191.61	$57,483	26,490 Direct	-1.12%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	100	$191.60	$19,160	26,790 Direct	-0.37%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	1,200	$191.60	$229,920	26,890 Direct	-4.27%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	200	$191.59	$38,318	28,090 Direct	-0.71%	Disposed	27.5% (price as of 2026-08-21)
Aug. 27, 2014	IBM	S	100	$191.57	$19,157	28,290 Direct	-0.35%	Disposed	27.5% (price as of 2026-08-21)

Showing latest 100 of 339 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
May 6, 2015	IBM	Phantom Stock Unit	Common Stock (118)	—	—	118	Acquired
April 29, 2015	IBM	Emp. Stock Option (right to buy)	Common Stock (23,518)	$92.51	July 25, 2015	23,518	Disposed
Feb. 6, 2015	IBM	Phantom Stock Unit	Common Stock (108)	—	—	108	Acquired
Nov. 6, 2014	IBM	Phantom Stock Unit	Common Stock (104)	—	—	104	Acquired
Aug. 27, 2014	IBM	Emp. Stock Option (right to buy)	Common Stock (25,680)	$101.33	March 7, 2015	25,680	Disposed
Aug. 27, 2014	IBM	Emp. Stock Option (right to buy)	Common Stock (1,998)	$92.12	March 7, 2015	1,998	Disposed
Aug. 6, 2014	IBM	Phantom Stock Unit	Common Stock (90)	—	—	90	Acquired
May 7, 2014	IBM	Phantom Stock Unit	Common Stock (88)	—	—	88	Acquired
Feb. 6, 2014	IBM	Phantom Stock Unit	Common Stock (82)	—	—	82	Acquired
Nov. 6, 2013	IBM	Phantom Stock Unit	Common Stock (79)	—	—	79	Acquired
Aug. 7, 2013	IBM	Phantom Stock Unit	Common Stock (75)	—	—	75	Acquired
May 8, 2013	IBM	Phantom Stock Unit	Common Stock (69)	—	—	69	Acquired
Feb. 6, 2013	IBM	Phantom Stock Unit	Common Stock (62)	—	—	62	Acquired
Jan. 29, 2013	IBM	Emp. Stock Option (right to buy)	Common Stock (30,369)	$105.96	Feb. 23, 2014	30,369	Disposed
Dec. 18, 2012	IBM	Rst. Stock Unit	Common Stock (35,399)	—	—	35,399	Disposed
Nov. 7, 2012	IBM	Phantom Stock Unit	Common Stock (65)	—	—	65	Acquired
Aug. 8, 2012	IBM	Phantom Stock Unit	Common Stock (63)	—	—	63	Acquired
May 8, 2012	IBM	Phantom Stock Unit	Common Stock (61)	—	—	61	Acquired
Feb. 8, 2012	IBM	Phantom Stock Unit	Common Stock (56)	—	—	56	Acquired
Nov. 8, 2011	IBM	Phantom Stock Unit	Common Stock (58)	—	—	58	Acquired
Oct. 31, 2011	IBM	Emp. Stock Option (right to buy)	Common Stock (29,446)	$97.59	Feb. 25, 2012	29,446	Disposed
Aug. 8, 2011	IBM	Phantom Stock Unit	Common Stock (65)	—	—	65	Acquired
May 8, 2011	IBM	Rst. Stock Unit	Common Stock (2,804)	—	—	2,804	Disposed
May 6, 2011	IBM	Phantom Stock Unit	Common Stock (64)	—	—	64	Acquired
March 7, 2011	IBM	Rst. Stock Unit	Common Stock (8,824)	—	—	8,824	Disposed
Feb. 8, 2011	IBM	Phantom Stock Unit	Common Stock (56)	—	—	56	Acquired
Nov. 8, 2010	IBM	Phantom Stock Unit	Common Stock (63)	—	—	63	Acquired
Oct. 27, 2010	IBM	Emp. Stock Option (right to buy)	Common Stock (24,245)	$104.71	Feb. 26, 2011	24,245	Disposed
Oct. 27, 2010	IBM	Emp. Stock Option (right to buy)	Common Stock (955)	$104.71	Feb. 26, 2011	955	Disposed
Aug. 6, 2010	IBM	Phantom Stock Unit	Common Stock (71)	—	—	71	Acquired
May 8, 2010	IBM	Rst. Stock Unit	Common Stock (2,804)	—	—	2,804	Disposed
May 8, 2010	IBM	Rst. Stock Unit	Common Stock (2,632)	—	—	2,632	Disposed
May 6, 2010	IBM	Phantom Stock Unit	Common Stock (74)	—	—	74	Acquired
March 7, 2010	IBM	Rst. Stock Unit	Common Stock (8,824)	—	—	8,824	Disposed
Feb. 8, 2010	IBM	Phantom Stock Unit	Common Stock (63)	—	—	63	Acquired
Nov. 6, 2009	IBM	Phantom Stock Unit	Common Stock (62)	—	—	62	Acquired
Nov. 5, 2009	IBM	Emp. Stock Option (right to buy)	Common Stock (24,232)	$103.25	Feb. 28, 2010	24,232	Disposed
Nov. 5, 2009	IBM	Emp. Stock Option (right to buy)	Common Stock (968)	$103.25	Feb. 28, 2010	968	Disposed
Oct. 22, 2009	IBM	Rst. Stock Unit	Common Stock (10,000)	—	—	10,000	Disposed
Aug. 6, 2009	IBM	Phantom Stock Unit	Common Stock (65)	—	—	65	Acquired
May 8, 2009	IBM	Rst. Stock Unit	Common Stock (2,804)	—	—	2,804	Disposed
May 8, 2009	IBM	Rst. Stock Unit	Common Stock (2,632)	—	—	2,632	Disposed
May 8, 2009	IBM	Rst. Stock Unit	Common Stock (2,875)	—	—	2,875	Disposed
May 6, 2009	IBM	Phantom Stock Unit	Common Stock (73)	—	—	73	Acquired
Feb. 6, 2009	IBM	Phantom Stock Unit	Common Stock (72)	—	—	72	Acquired
Nov. 6, 2008	IBM	Phantom Stock Unit	Common Stock (80)	—	—	80	Acquired
Oct. 1, 2008	AIG	Deferred Stock Unit	Common Stock (275)	—	—	275	Acquired
Aug. 6, 2008	IBM	Phantom Stock Unit	Common Stock (53)	—	—	53	Acquired
July 1, 2008	AIG	Deferred Stock Unit	Common Stock (36)	—	—	36	Acquired
May 14, 2008	AIG	Deferred Stock Unit	Common Stock (3,169)	—	—	3,169	Acquired
May 8, 2008	IBM	Rst. Stock Unit	Common Stock (2,631)	—	—	2,631	Disposed
May 8, 2008	IBM	Rst. Stock Unit	Common Stock (2,875)	—	—	2,875	Disposed
May 8, 2008	IBM	Rst. Stock Unit	Common Stock (8,412)	—	—	8,412	Acquired
May 7, 2008	IBM	Phantom Stock Unit	Common Stock (55)	—	—	55	Acquired
May 1, 2008	IBM	Emp. Stock Option (right to buy)	Common Stock (28,276)	$88.96	Feb. 22, 2009	28,276	Disposed
May 1, 2008	IBM	Emp. Stock Option (right to buy)	Common Stock (1,124)	$88.96	Feb. 22, 2009	1,124	Disposed
April 1, 2008	AIG	Deferred Stock Unit	Common Stock (7)	—	—	7	Acquired
Feb. 6, 2008	IBM	Phantom Stock Unit	Common Stock (52)	—	—	52	Acquired
Jan. 6, 2008	IBM	Rst. Stock Unit	Common Stock (11,495)	—	—	11,495	Disposed
Jan. 2, 2008	AIG	Deferred Stock Unit	Common Stock (6)	—	—	6	Acquired
Dec. 27, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Dec. 18, 2007	IBM	Rst. Stock Unit	Common Stock (35,399)	—	—	35,399	Acquired
Dec. 14, 2007	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 30, 2007	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 15, 2007	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 7, 2007	IBM	Phantom Stock Unit	Common Stock (49)	—	—	49	Acquired
Oct. 31, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Oct. 15, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Oct. 1, 2007	AIG	Deferred Stock Unit	Common Stock (5)	—	—	5	Acquired
Oct. 1, 2007	AIG	Deferred Stock Unit	Common Stock (4)	—	—	4	Acquired
Sept. 28, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Sept. 14, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Aug. 31, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Aug. 15, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
Aug. 8, 2007	IBM	Phantom Stock Unit	Common Stock (48)	—	—	48	Acquired
July 31, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
July 13, 2007	IBM	Phantom Stock Unit	Common Stock (7)	—	—	7	Acquired
June 29, 2007	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
June 15, 2007	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
May 31, 2007	IBM	Phantom Stock Unit	Common Stock (3)	—	—	3	Acquired
May 18, 2007	IBM	Emp. Stock Option (right to buy)	Common Stock (7,336)	$78.13	Feb. 24, 2013	7,336	Disposed
May 16, 2007	AIG	Deferred Stock Unit	Common Stock (1,725)	—	—	1,725	Acquired
May 8, 2007	IBM	Phantom Stock Unit	Common Stock (52)	—	—	52	Acquired
May 8, 2007	IBM	Rst. Stock Unit	Common Stock (2,875)	—	—	2,875	Disposed
May 8, 2007	IBM	Rst. Stock Unit	Common Stock (7,895)	—	—	7,895	Acquired
March 15, 2007	IBM	Phantom Stock Unit	Common Stock (266)	—	—	266	Acquired
Feb. 16, 2007	IBM	Emp. Stock Option (right to buy)	Common Stock (22,006)	$78.13	Feb. 24, 2013	22,006	Disposed
Feb. 7, 2007	IBM	Phantom Stock Unit	Common Stock (39)	—	—	39	Acquired
Jan. 31, 2007	IBM	Phantom Stock Unit	Common Stock (10,642)	—	—	10,642	Acquired
Dec. 29, 2006	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Dec. 15, 2006	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 30, 2006	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 15, 2006	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Nov. 8, 2006	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Oct. 31, 2006	IBM	Phantom Stock Unit	Common Stock (8)	—	—	8	Acquired
Oct. 13, 2006	IBM	Phantom Stock Unit	Common Stock (9)	—	—	9	Acquired
Sept. 29, 2006	IBM	Phantom Stock Unit	Common Stock (9)	—	—	9	Acquired
Sept. 20, 2006	AIG	Employee Stock Option (Right to Buy)	Common Stock (2,500)	$65.58	Sept. 20, 2016	2,500	Acquired
Sept. 15, 2006	IBM	Phantom Stock Unit	Common Stock (9)	—	—	9	Acquired
Aug. 31, 2006	IBM	Phantom Stock Unit	Common Stock (9)	—	—	9	Acquired

Showing latest 100 of 128 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
May 22, 2020	JPM	Common Stock	280	Direct
Sept. 21, 2006	AIG	Common Stock	320	Direct
July 26, 2005	IBM	Common Stock	8,581	Direct
July 26, 2005	IBM	Emp. Stock Option (right to buy)→ Common Stock (29,400)	29,400	Direct
July 26, 2005	IBM	Emp. Stock Option (right to buy)→ Common Stock (25,200)	25,200	Direct
July 26, 2005	IBM	Emp. Stock Option (right to buy)→ Common Stock (25,200)	25,200	Direct
July 26, 2005	IBM	Emp. Stock Option (right to buy)→ Common Stock (29,446)	29,446	Direct
July 26, 2005	IBM	Emp. Stock Option (right to buy)→ Common Stock (29,342)	29,342	Direct
July 26, 2005	IBM	Emp. Stock Option (right to buy)→ Common Stock (30,369)	30,369	Direct
July 26, 2005	IBM	Emp. Stock Option (right to buy)→ Common Stock (25,680)	25,680	Direct
July 26, 2005	IBM	Emp. Stock Option (right to buy)→ Common Stock (1,998)	1,998	Direct
July 26, 2005	IBM	Rst. Stock Unit→ Common Stock (1,134)	1,134	Direct
July 26, 2005	IBM	Rst. Stock Unit→ Common Stock (11,495)	11,495	Direct
July 26, 2005	IBM	Rst. Stock Unit→ Common Stock (10,000)	10,000	Direct
July 26, 2005	IBM	Phantom Stock Unit→ Common Stock (2,053)	2,053	Direct
July 26, 2005	IBM	Rst. Stock Unit→ Common Stock (27,904)	27,904	Direct