WACHOVIA CORP NEW

CIK 36995 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 11, 2004 · Latest: Feb. 11, 2004

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Institution The 13F filer entity this person is associated with.
Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Institution

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Insider at

DLHC selling Jan. 10, 2006

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

7 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 10, 2006	DLHC	S	2,757,108	$1.20	$3,308,530	0 Indirect	-100.00%	Disposed	-5.6% (price as of 2026-08-21)
Jan. 30, 2004	36995	X	308,944	$1.57	$485,042	413,278 Indirect	-42.78%	Disposed
Jan. 30, 2004	36995	X	308,747	—	—	4,500,182 Indirect	+7.37%	Acquired
Sept. 24, 2003	DLHC	S	1,000	$2.20	$2,200	2,822,417 Indirect	-0.04%	Disposed	-48.5% (price as of 2026-08-21)
Sept. 19, 2003	DLHC	S	2,000	$2.25	$4,500	2,823,417 Indirect	-0.07%	Disposed	-49.7% (price as of 2026-08-21)
Sept. 18, 2003	DLHC	S	500	$2.25	$1,125	2,825,417 Indirect	-0.02%	Disposed	-49.7% (price as of 2026-08-21)
Sept. 17, 2003	DLHC	S	400	$2.25	$900	2,825,917 Indirect	-0.01%	Disposed	-49.7% (price as of 2026-08-21)
Sept. 16, 2003	DLHC	S	400	$2.30	$920	2,826,317 Indirect	-0.01%	Disposed	-50.8% (price as of 2026-08-21)
Sept. 12, 2003	DLHC	S	40,000	$2.33	$93,200	2,826,717 Indirect	-1.40%	Disposed	-51.4% (price as of 2026-08-21)
Sept. 11, 2003	DLHC	S	1,500	$2.35	$3,525	2,866,717 Indirect	-0.05%	Disposed	-51.8% (price as of 2026-08-21)
Sept. 10, 2003	DLHC	S	4,100	$2.35	$9,635	2,868,217 Indirect	-0.14%	Disposed	-51.8% (price as of 2026-08-21)
Sept. 9, 2003	DLHC	S	12,300	$2.35	$28,905	2,872,317 Indirect	-0.43%	Disposed	-51.8% (price as of 2026-08-21)
Sept. 8, 2003	DLHC	S	10,000	$2.38	$23,800	2,884,617 Indirect	-0.35%	Disposed	-52.4% (price as of 2026-08-21)
Sept. 5, 2003	DLHC	S	25,100	$2.36	$59,236	2,894,617 Indirect	-0.86%	Disposed	-52.0% (price as of 2026-08-21)
Sept. 4, 2003	DLHC	S	20,600	$2.36	$48,616	2,919,717 Indirect	-0.70%	Disposed	-52.0% (price as of 2026-08-21)
Sept. 3, 2003	DLHC	S	27,700	$2.35	$65,095	2,940,317 Indirect	-0.93%	Disposed	-51.8% (price as of 2026-08-21)
Sept. 2, 2003	36995	X	18,888	$1.08	$20,399	722,222 Indirect	-2.55%	Disposed
Sept. 2, 2003	36995	X	18,870	—	—	18,870 Indirect	—	Acquired
Sept. 2, 2003	DLHC	S	10,500	$2.35	$24,675	2,968,017 Indirect	-0.35%	Disposed	-51.8% (price as of 2026-08-21)
Aug. 29, 2003	DLHC	S	3,000	$2.30	$6,900	2,978,517 Indirect	-0.10%	Disposed	-50.8% (price as of 2026-08-21)
Aug. 27, 2003	DLHC	S	19,000	$2.36	$44,840	2,986,517 Indirect	-0.63%	Disposed	-52.0% (price as of 2026-08-21)
Aug. 26, 2003	DLHC	S	18,700	$2.35	$43,945	3,005,517 Indirect	-0.62%	Disposed	-51.8% (price as of 2026-08-21)
Aug. 25, 2003	DLHC	S	4,300	$2.36	$10,148	3,024,217 Indirect	-0.14%	Disposed	-52.0% (price as of 2026-08-21)
Aug. 22, 2003	DLHC	S	17,600	$2.49	$43,824	3,028,517 Indirect	-0.58%	Disposed	-54.5% (price as of 2026-08-21)
Aug. 21, 2003	DLHC	S	45,200	$2.50	$113,000	3,046,117 Indirect	-1.46%	Disposed	-54.7% (price as of 2026-08-21)
Aug. 20, 2003	DLHC	S	900	$2.40	$2,160	3,091,317 Indirect	-0.03%	Disposed	-52.8% (price as of 2026-08-21)
Aug. 19, 2003	DLHC	S	11,000	$2.36	$25,960	3,092,217 Indirect	-0.35%	Disposed	-52.0% (price as of 2026-08-21)
Aug. 18, 2003	DLHC	S	1,000	$2.40	$2,400	3,103,217 Indirect	-0.03%	Disposed	-52.8% (price as of 2026-08-21)
Aug. 15, 2003	DLHC	S	28,200	$2.30	$64,860	3,104,217 Indirect	-0.90%	Disposed	-50.8% (price as of 2026-08-21)
Aug. 14, 2003	DLHC	S	37,200	$2.29	$85,188	3,132,417 Indirect	-1.17%	Disposed	-50.5% (price as of 2026-08-21)
Aug. 13, 2003	DLHC	A	40,400	$2.29	$92,516	3,169,617 Indirect	-1.26%	Disposed	-50.5% (price as of 2026-08-21)
Aug. 12, 2003	DLHC	S	10,000	$2.29	$22,900	3,210,017 Indirect	-0.31%	Disposed	-50.5% (price as of 2026-08-21)
Aug. 11, 2003	DLHC	S	10,000	$2.36	$23,600	3,220,017 Indirect	-0.31%	Disposed	-52.0% (price as of 2026-08-21)
Aug. 8, 2003	DLHC	S	5,000	$2.32	$11,600	3,230,017 Indirect	-0.15%	Disposed	-51.2% (price as of 2026-08-21)
Aug. 1, 2003	DLHC	S	15,000	$2.17	$32,550	3,235,017 Indirect	-0.46%	Disposed	-47.8% (price as of 2026-08-21)
July 31, 2003	DLHC	S	13,000	$2.26	$29,380	3,250,017 Indirect	-0.40%	Disposed	-49.9% (price as of 2026-08-21)
June 28, 2003	DLHC	S	5,000	$2.35	$11,750	2,981,517 Indirect	+0.17%	Acquired	-51.8% (price as of 2026-08-21)
June 11, 2003	36995	S	12,000,000	$27.67	$332,040,000	0 Indirect	-100.00%	Disposed
Jan. 10, 2003	36995	X	361,111	$0.12	$43,333	722,222 Indirect	-33.33%	Disposed
Jan. 10, 2003	36995	X	358,102	—	—	4,191,435 Indirect	+9.34%	Acquired
Dec. 16, 2002	36995	S	18,000,000	$25.00	$450,000,000	12,000,000 Indirect	-60.00%	Disposed

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 30, 2004	36995	Warrants	Common Stock, par value $0.001 per share (308,747)	$0.00	April 11, 2005	308,944	Disposed
Sept. 2, 2003	36995	Warrants	Common Stock (18,870)	$0.00	April 11, 2005	18,888	Disposed
Jan. 10, 2003	36995	Warrants	Common Stock	$0.00	April 11, 2005	361,111	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).