Walter Stanley Berman

CIK 1335761 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 23, 2005 · Latest: Aug. 23, 2005

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Insider at

Insider transactions

0 buys (P) 3 sells (S) Net: $-9,854,602 + 82 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

82 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 28, 2026 AMP S 422 $549.76 $231,999 5,609 Direct -7.00% Disposed 1.3% (price as of 2026-08-20)
July 28, 2026 AMP S 10,590 $548.92 $5,813,063 6,031 Direct -63.71% Disposed 1.5% (price as of 2026-08-20)
Feb. 5, 2026 AMP S 7,000 $544.22 $3,809,540 5,609 Direct -55.52% Disposed 2.4% (price as of 2026-08-20)
Nov. 15, 2022 AMP S 8,700 $327.64 $2,850,468 14,034 Direct -38.27% Disposed 70.0% (price as of 2026-08-20)
Nov. 15, 2022 AMP S 3,283 $328.29 $1,077,776 10,751 Direct -23.39% Disposed 69.7% (price as of 2026-08-20)
March 28, 2022 AMP S 8,711 $312.01 $2,717,919 10,751 Direct -44.76% Disposed 78.5% (price as of 2026-08-20)
Feb. 9, 2022 AMP S 7,000 $319.37 $2,235,590 19,462 Direct -26.45% Disposed 74.4% (price as of 2026-08-20)
Feb. 7, 2022 AMP S 5,000 $311.00 $1,555,000 26,462 Direct -15.89% Disposed 79.1% (price as of 2026-08-20)
Oct. 28, 2021 AMP S 15,986 $302.37 $4,833,687 15,343 Direct -51.03% Disposed 84.2% (price as of 2026-08-20)
Feb. 9, 2021 AMP S 19,000 $212.09 $4,029,710 15,343 Direct -55.32% Disposed 162.6% (price as of 2026-08-20)
Nov. 30, 2020 AMP S 6,633 $186.69 $1,238,315 17,760 Direct -27.19% Disposed 198.4% (price as of 2026-08-20)
Nov. 9, 2020 AMP S 15,514 $182.95 $2,838,286 17,760 Direct -46.62% Disposed 204.5% (price as of 2026-08-20)
Feb. 18, 2020 AMP S 41,002 $177.77 $7,288,926 17,760 Direct -69.78% Disposed 213.3% (price as of 2026-08-20)
Feb. 18, 2020 AMP S 11,158 $176.20 $1,966,040 58,762 Direct -15.96% Disposed 216.1% (price as of 2026-08-20)
May 2, 2018 AMP P 3,728 $134.12 $499,999 25,076 Direct +17.46% Acquired 315.3% (price as of 2026-08-20)
Aug. 10, 2017 AMP S 4,417 $147.14 $649,917 10,381 Direct -29.85% Disposed 278.6% (price as of 2026-08-20)
Aug. 10, 2017 AMP S 15,900 $146.12 $2,323,308 14,798 Direct -51.79% Disposed 281.2% (price as of 2026-08-20)
Aug. 10, 2017 AMP S 17,600 $145.18 $2,555,168 30,698 Direct -36.44% Disposed 283.7% (price as of 2026-08-20)

Showing latest 100 of 244 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
July 28, 2026 AMP Employee Stock Option (right to buy) Common Stock (23,206) $197.87 Jan. 29, 2031 23,206 Disposed
July 28, 2026 AMP Employee Stock Option (right to buy) Common Stock (10,905) $165.41 Jan. 31, 2030 10,905 Disposed
Feb. 2, 2026 AMP Employee Stock Option (right to buy) Common Stock (9,117) $532.18 Feb. 3, 2036 9,117 Acquired
Nov. 15, 2022 AMP Employee Stock Option (right to buy) Common Stock (40,000) $126.89 Feb. 1, 2029 40,000 Disposed
Feb. 11, 2022 AMP Phantom Stock Common Stock (547) — — 547 Acquired
Jan. 28, 2022 AMP Employee Stock Option (right to buy) Common Stock (12,859) $298.09 Jan. 29, 2032 12,859 Acquired
Oct. 28, 2021 AMP Employee Stock Options (right to buy) Common Stock (37,723) $123.37 Feb. 6, 2027 37,723 Disposed
Oct. 28, 2021 AMP Employee Stock Option (right to buy) Common Stock (20,506) $128.76 Feb. 2, 2025 20,506 Disposed
Feb. 12, 2021 AMP Phantom Stock Common Stock (602) — — 602 Acquired
Jan. 29, 2021 AMP Employee Stock Option (right to buy) Common Stock (23,206) $197.87 Jan. 29, 2031 23,206 Acquired
Nov. 30, 2020 AMP Employee Stock Option (right to buy) Common Stock (40,000) $128.76 Feb. 2, 2025 40,000 Disposed
Nov. 9, 2020 AMP Employee Stock Option (right to buy) Common Stock (62,955) $87.79 Feb. 1, 2026 62,955 Disposed
Feb. 18, 2020 AMP Employee Stock Option (right to buy) Common Stock (54,910) $107.61 Feb. 7, 2024 54,910 Disposed
Feb. 14, 2020 AMP Phanton Stock Common Stock (738) — — 738 Acquired
Jan. 31, 2020 AMP Employee Stock Option (right to buy) Common Stock (35,905) $165.41 Jan. 31, 2030 35,905 Acquired
Feb. 15, 2019 AMP Phantom Stock Common Stock (1,102) — — 1,102 Acquired
Feb. 1, 2019 AMP Employee Stock Option (right to buy) Common Stock (50,025) $126.89 Feb. 1, 2029 50,025 Acquired
July 5, 2018 AMP Phantom Stock Common Stock (548) — — 548 Disposed
Feb. 2, 2018 AMP Phantom Stock Common Stock (1,125) — — 1,125 Acquired
Jan. 26, 2018 AMP Employee Stock Option (right to buy) Common Stock (40,382) $179.84 Jan. 26, 2028 40,382 Acquired
July 31, 2017 AMP Employee Stock Option (right to buy) Common Stock (54,364) $65.31 Feb. 5, 2023 54,364 Disposed
July 31, 2017 AMP Employee Stock Option (right to buy) Common Stock (57,342) $54.33 Feb. 7, 2022 57,342 Disposed
July 31, 2017 AMP Employee Stock Option (right to buy) Common Stock (15,273) $58.70 Feb. 8, 2021 15,273 Disposed
July 6, 2017 AMP Phantom Stock Common Stock (535) — — 535 Disposed
Feb. 6, 2017 AMP Employee Stock Option (right to buy) Common Stock (37,723) $123.37 Feb. 7, 2027 37,723 Acquired
Feb. 3, 2017 AMP Phantom Stock Common Stock (925) — — 925 Acquired
July 7, 2016 AMP Phantom Stock Common Stock (521) — — 521 Disposed
Feb. 5, 2016 AMP Phantom Stock Common Stock (1,616) — — 1,616 Acquired
Feb. 1, 2016 AMP Employee Stock Option (right to buy) Common Stock (62,955) $87.79 Feb. 2, 2026 62,955 Acquired
July 9, 2015 AMP Phantom Stock Common Stock (508) — — 508 Disposed
June 11, 2015 AMP Employee Stock Option (right to buy) Common Stock (40,000) $58.70 Feb. 8, 2021 40,000 Disposed
June 11, 2015 AMP Employee Stock Option (right to buy) Common Stock (29,419) $37.23 Feb. 9, 2020 29,419 Disposed
June 11, 2015 AMP Employee Stock Option (right to buy) Common Stock (18,214) $52.86 Jan. 29, 2018 18,214 Disposed
Feb. 6, 2015 AMP Phantom Stock Common Stock (1,410) — — 1,410 Acquired
Feb. 2, 2015 AMP Employee Stock Option (right to buy) Common Stock (60,506) $128.76 Feb. 3, 2025 60,506 Acquired
Dec. 8, 2014 AMP Employee Stock Option (right to buy) Common Stock (75,000) $52.86 Jan. 29, 2018 75,000 Disposed
Nov. 7, 2014 AMP Employee Stock Option (right to buy) Common Stock (25,000) $37.23 Feb. 9, 2020 25,000 Disposed
July 10, 2014 AMP Phantom Stock Common Stock (498) — — 498 Disposed
March 7, 2014 AMP Employee Stock Option (right to buy) Common Stock (70,124) $58.73 Jan. 30, 2017 70,124 Disposed
March 7, 2014 AMP Employee stock option (right to buy) Common Stock (30,000) $52.86 Jan. 29, 2018 30,000 Disposed
Feb. 7, 2014 AMP Employee Stock Option (right to buy) Common Stock (54,910) $107.61 Feb. 7, 2024 54,910 Acquired
Feb. 7, 2014 AMP Phantom Stock Common Stock (1,641) — — 1,641 Acquired
Sept. 11, 2013 AMP Employee Stock Option (right to buy) Common Stock (71,091) $43.66 Jan. 27, 2016 71,091 Disposed
Sept. 11, 2013 AMP Employee Stock Option (right to buy) Common Stock (32,563) $21.34 Feb. 3, 2019 32,563 Disposed
May 7, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (100,000) $21.34 Feb. 3, 2019 100,000 Disposed
March 6, 2013 AMP Employee Stock Option (Right to Buy) Common Stock (126,055) $35.03 Oct. 2, 2015 126,055 Disposed
Feb. 8, 2013 AMP Phantom Stock Common Stock (1,848) — — 1,848 Acquired
Feb. 4, 2013 AMP Employee Stock Option (right to buy) Common Stock (54,364) $65.31 Feb. 5, 2023 54,364 Acquired
Dec. 17, 2012 AMP Employee Stock Option (Right to Buy) Common Stock (32,000) $35.03 Oct. 2, 2015 32,000 Disposed
Nov. 30, 2012 AMP Employee Stock Option (Right to Buy) Common Stock (118,762) $35.03 Oct. 2, 2015 118,762 Disposed
Feb. 10, 2012 AMP Phantom Stock Common Stock (2,397) — — 2,397 Acquired
Feb. 10, 2012 AMP Employee Stock Option (right to buy) Common Stock (150,000) $21.34 Feb. 3, 2019 150,000 Disposed
Feb. 6, 2012 AMP Employee Stock Option (right to buy) Common Stock (57,342) $54.33 Feb. 7, 2022 57,342 Acquired
Feb. 11, 2011 AMP Phantom Stock Common Stock (2,312) — — 2,312 Acquired
Feb. 7, 2011 AMP Employee Stock Option (right to buy) Common Stock (55,273) $58.70 Feb. 7, 2021 55,273 Acquired
Feb. 12, 2010 AMP Phantom Stock Common Stock (2,744) — — 2,744 Acquired
Feb. 8, 2010 AMP Employee Stock Option (Right to Buy) Common Stock (54,419) $37.23 Feb. 8, 2020 54,419 Acquired
Feb. 2, 2009 AMP Employee Stock Option (Right to Buy) Common Stock (282,563) $21.34 Feb. 2, 2019 282,563 Acquired
Feb. 15, 2008 AMP Phantom Stock Common Stock (11,622) — — 11,622 Acquired
Jan. 29, 2008 AMP Employee Stock Option (Right to Buy) Common Stock (123,214) $52.86 Jan. 29, 2018 123,214 Acquired
April 2, 2007 AMP Phantom Stock Common Stock (3,013) — — 3,013 Acquired
March 30, 2007 AMP Phantom Stock Common Stock (6,233) — — 6,233 Acquired
Jan. 30, 2007 AMP Employee Stock Option (Right to Buy) Common Stock (70,124) $58.73 Jan. 30, 2017 70,124 Acquired
Jan. 26, 2006 AMP Employee Stock Option (Right to Buy) Common Stock (71,091) $43.66 Jan. 26, 2016 71,091 Acquired
Oct. 3, 2005 AMP Employee Stock Option (Right to Buy) [F1] Common Stock (276,817) $35.03 Oct. 2, 2015 276,817 Acquired
Oct. 3, 2005 AMP Employee Stock Option (Right to Buy) [F7] Common Stock (276,817) $35.03 Oct. 2, 2015 276,817 Acquired
Sept. 30, 2005 AMP Employee Stock Option (Right to Buy) [F3] Common Stock (41,716) $32.59 Jan. 23, 2015 41,716 Acquired
Sept. 30, 2005 AMP Employee Stock Option (Right to Buy) [F3] Common Stock (64,981) $31.31 Jan. 25, 2014 64,981 Acquired
Sept. 30, 2005 AMP Employee Stock Option (Right to Buy) [F3] Common Stock (36,101) $20.82 Jan. 26, 2013 36,101 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Aug. 23, 2005 AMP Common Stock 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AMP

CFO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $675,000 $0 $1,312,000 $1,125,000 $3,325,000 $647,005 $185,302 $9,705,307
2020 $675,000 $0 — — $2,624,000 $845,826 $150,548 $9,200,374
2019 $675,000 $0 — — $2,641,000 $810,113 $170,468 $9,642,581

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.