Walter Stanley Berman
First SEC filing: Aug. 23, 2005 · Latest: Aug. 23, 2005
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 29, 2031 | AMP | A | 6,630 | · | · | 23,558 Direct | +39.17% | Acquired | (price as of 2026-10-05) |
| July 28, 2026 | AMP | M | 23,206 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| July 28, 2026 | AMP | M | 10,905 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| July 28, 2026 | AMP | S | 422 | $549.76 | $231,999 | 5,609 Direct | -7.00% | Disposed | -10.8% (price as of 2026-10-05) |
| July 28, 2026 | AMP | S | 10,590 | $548.92 | $5,813,063 | 6,031 Direct | -63.71% | Disposed | -10.7% (price as of 2026-10-05) |
| July 28, 2026 | AMP | F | 23,099 | $550.81 | $12,723,160 | 16,621 Direct | -58.15% | Disposed | -11.0% (price as of 2026-10-05) |
| July 28, 2026 | AMP | M | 23,206 | $197.87 | $4,591,771 | 39,720 Direct | +140.52% | Acquired | 147.7% (price as of 2026-10-05) |
| July 28, 2026 | AMP | M | 10,905 | $165.41 | $1,803,796 | 16,514 Direct | +194.42% | Acquired | 196.4% (price as of 2026-10-05) |
| Feb. 5, 2026 | AMP | S | 7,000 | $544.22 | $3,809,540 | 5,609 Direct | -55.52% | Disposed | -9.9% (price as of 2026-10-05) |
| Feb. 2, 2026 | AMP | A | 2,790 | · | · | 12,609 Direct | +28.41% | Acquired | (price as of 2026-10-05) |
| Feb. 2, 2026 | AMP | A | 9,117 | · | · | 9,117 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 31, 2026 | AMP | F | 423 | $527.19 | $223,001 | 9,819 Direct | -4.13% | Disposed | -7.0% (price as of 2026-10-05) |
| Jan. 27, 2026 | AMP | A | 9,993 | · | · | 15,344 Direct | +186.75% | Acquired | (price as of 2026-10-05) |
| Jan. 27, 2026 | AMP | F | 5,102 | $498.33 | $2,542,480 | 10,242 Direct | -33.25% | Disposed | -1.6% (price as of 2026-10-05) |
| Jan. 27, 2026 | AMP | F | 429 | $498.33 | $213,784 | 5,351 Direct | -7.42% | Disposed | -1.6% (price as of 2026-10-05) |
| Jan. 26, 2026 | AMP | F | 387 | $500.53 | $193,705 | 5,780 Direct | -6.28% | Disposed | -2.1% (price as of 2026-10-05) |
| Feb. 18, 2025 | AMP | S | 4,000 | $547.17 | $2,188,680 | 9,739 Direct | -29.11% | Disposed | -10.4% (price as of 2026-10-05) |
| Feb. 18, 2025 | AMP | S | 4,000 | $550.71 | $2,202,840 | 6,167 Direct | -39.34% | Disposed | -11.0% (price as of 2026-10-05) |
| Feb. 7, 2025 | AMP | A | 309 | $538.60 | $166,427 | 31,939 Direct | +0.98% | Acquired | -9.0% (price as of 2026-10-05) |
| Jan. 31, 2025 | AMP | A | 2,484 | · | · | 13,739 Direct | +22.07% | Acquired | (price as of 2026-10-05) |
| Jan. 31, 2025 | AMP | A | 6,991 | · | · | 6,991 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 28, 2025 | AMP | A | 13,209 | · | · | 18,661 Direct | +242.28% | Acquired | (price as of 2026-10-05) |
| Jan. 28, 2025 | AMP | F | 7,406 | $571.84 | $4,235,047 | 11,255 Direct | -39.69% | Disposed | -14.3% (price as of 2026-10-05) |
| Jan. 27, 2025 | AMP | F | 573 | $561.38 | $321,671 | 5,452 Direct | -9.51% | Disposed | -12.7% (price as of 2026-10-05) |
| Jan. 26, 2025 | AMP | F | 384 | $563.58 | $216,415 | 6,025 Direct | -5.99% | Disposed | -13.0% (price as of 2026-10-05) |
| Nov. 11, 2024 | AMP | M | 25,000 | $165.41 | $4,135,250 | 31,409 Direct | +390.08% | Acquired | 196.4% (price as of 2026-10-05) |
| Nov. 11, 2024 | AMP | F | 16,345 | $565.15 | $9,237,377 | 15,064 Direct | -52.04% | Disposed | -13.3% (price as of 2026-10-05) |
| Nov. 11, 2024 | AMP | S | 5,463 | $563.79 | $3,079,985 | 9,601 Direct | -36.27% | Disposed | -13.1% (price as of 2026-10-05) |
| Nov. 11, 2024 | AMP | S | 3,192 | $564.78 | $1,802,778 | 6,409 Direct | -33.25% | Disposed | -13.2% (price as of 2026-10-05) |
| Nov. 11, 2024 | AMP | M | 25,000 | · | · | 10,905 Direct | -69.63% | Disposed | (price as of 2026-10-05) |
| Feb. 9, 2024 | AMP | A | 407 | $396.94 | $161,555 | 31,230 Direct | +1.32% | Acquired | 23.5% (price as of 2026-10-05) |
| Feb. 7, 2024 | AMP | S | 2,088 | $387.24 | $808,557 | 17,667 Direct | -10.57% | Disposed | 26.6% (price as of 2026-10-05) |
| Feb. 7, 2024 | AMP | S | 11,258 | $387.91 | $4,367,091 | 6,409 Direct | -63.72% | Disposed | 26.4% (price as of 2026-10-05) |
| Jan. 29, 2024 | AMP | A | 21,544 | · | · | 31,842 Direct | +209.21% | Acquired | (price as of 2026-10-05) |
| Jan. 29, 2024 | AMP | F | 12,087 | $393.11 | $4,751,521 | 19,755 Direct | -37.96% | Disposed | 24.7% (price as of 2026-10-05) |
| Jan. 28, 2024 | AMP | F | 458 | $391.40 | $179,261 | 10,298 Direct | -4.26% | Disposed | 25.2% (price as of 2026-10-05) |
| Jan. 27, 2024 | AMP | F | 396 | $391.40 | $154,994 | 10,756 Direct | -3.55% | Disposed | 25.2% (price as of 2026-10-05) |
| Jan. 26, 2024 | AMP | A | 3,104 | · | · | 11,152 Direct | +38.57% | Acquired | (price as of 2026-10-05) |
| Jan. 26, 2024 | AMP | A | 9,169 | · | · | 9,169 Direct | · | Acquired | (price as of 2026-10-05) |
| Dec. 13, 2023 | AMP | M | 25,382 | $179.84 | $4,564,699 | 33,430 Direct | +315.38% | Acquired | 172.6% (price as of 2026-10-05) |
| Dec. 13, 2023 | AMP | F | 18,973 | $371.46 | $7,047,711 | 14,457 Direct | -56.75% | Disposed | 32.0% (price as of 2026-10-05) |
| Dec. 13, 2023 | AMP | S | 6,409 | $370.81 | $2,376,521 | 8,048 Direct | -44.33% | Disposed | 32.2% (price as of 2026-10-05) |
| Dec. 13, 2023 | AMP | M | 25,382 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Aug. 4, 2023 | AMP | M | 15,000 | $179.84 | $2,697,600 | 29,360 Direct | +104.46% | Acquired | 172.6% (price as of 2026-10-05) |
| Aug. 4, 2023 | AMP | M | 10,025 | $126.89 | $1,272,072 | 39,385 Direct | +34.15% | Acquired | 286.3% (price as of 2026-10-05) |
| Aug. 4, 2023 | AMP | F | 18,295 | $352.08 | $6,441,304 | 21,090 Direct | -46.45% | Disposed | 39.2% (price as of 2026-10-05) |
| Aug. 4, 2023 | AMP | S | 6,730 | $350.95 | $2,361,894 | 14,360 Direct | -31.91% | Disposed | 39.7% (price as of 2026-10-05) |
| Aug. 4, 2023 | AMP | S | 6,312 | $352.19 | $2,223,023 | 8,048 Direct | -43.96% | Disposed | 39.2% (price as of 2026-10-05) |
| Aug. 4, 2023 | AMP | M | 15,000 | · | · | 25,382 Direct | -37.15% | Disposed | (price as of 2026-10-05) |
| Aug. 4, 2023 | AMP | M | 10,025 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 15, 2023 | AMP | S | 10,000 | $352.07 | $3,520,700 | 14,360 Direct | -41.05% | Disposed | 39.2% (price as of 2026-10-05) |
| Feb. 10, 2023 | AMP | A | 441 | $349.73 | $154,231 | 30,334 Direct | +1.48% | Acquired | 40.2% (price as of 2026-10-05) |
| Jan. 31, 2023 | AMP | A | 25,940 | · | · | 38,915 Direct | +199.92% | Acquired | (price as of 2026-10-05) |
| Jan. 31, 2023 | AMP | F | 14,555 | $350.12 | $5,095,997 | 24,360 Direct | -37.40% | Disposed | 40.0% (price as of 2026-10-05) |
| Jan. 29, 2023 | AMP | F | 845 | $344.45 | $291,060 | 12,975 Direct | -6.11% | Disposed | 42.3% (price as of 2026-10-05) |
| Jan. 28, 2023 | AMP | F | 458 | $344.45 | $157,758 | 13,820 Direct | -3.21% | Disposed | 42.3% (price as of 2026-10-05) |
| Jan. 27, 2023 | AMP | A | 3,527 | · | · | 14,278 Direct | +32.81% | Acquired | (price as of 2026-10-05) |
| Jan. 27, 2023 | AMP | A | 10,364 | · | · | 10,364 Direct | · | Acquired | (price as of 2026-10-05) |
| Nov. 15, 2022 | AMP | M | 40,000 | $126.89 | $5,075,600 | 50,751 Direct | +372.06% | Acquired | 286.3% (price as of 2026-10-05) |
| Nov. 15, 2022 | AMP | F | 28,017 | $327.06 | $9,163,240 | 22,734 Direct | -55.20% | Disposed | 49.9% (price as of 2026-10-05) |
| Nov. 15, 2022 | AMP | S | 8,700 | $327.64 | $2,850,468 | 14,034 Direct | -38.27% | Disposed | 49.6% (price as of 2026-10-05) |
| Nov. 15, 2022 | AMP | S | 3,283 | $328.29 | $1,077,776 | 10,751 Direct | -23.39% | Disposed | 49.3% (price as of 2026-10-05) |
| Nov. 15, 2022 | AMP | M | 40,000 | · | · | 10,025 Direct | -79.96% | Disposed | (price as of 2026-10-05) |
| March 28, 2022 | AMP | S | 8,711 | $312.01 | $2,717,919 | 10,751 Direct | -44.76% | Disposed | 57.1% (price as of 2026-10-05) |
| Feb. 11, 2022 | AMP | A | 547 | $304.00 | $166,288 | 29,394 Direct | +1.90% | Acquired | 61.3% (price as of 2026-10-05) |
| Feb. 9, 2022 | AMP | S | 7,000 | $319.37 | $2,235,590 | 19,462 Direct | -26.45% | Disposed | 53.5% (price as of 2026-10-05) |
| Feb. 7, 2022 | AMP | S | 5,000 | $311.00 | $1,555,000 | 26,462 Direct | -15.89% | Disposed | 57.6% (price as of 2026-10-05) |
| Feb. 2, 2022 | AMP | F | 16,467 | $313.21 | $5,157,629 | 31,462 Direct | -34.36% | Disposed | 56.5% (price as of 2026-10-05) |
| Feb. 2, 2022 | AMP | A | 32,229 | · | · | 47,929 Direct | +205.28% | Acquired | (price as of 2026-10-05) |
| Feb. 1, 2022 | AMP | F | 1,841 | $308.10 | $567,212 | 15,700 Direct | -10.50% | Disposed | 59.1% (price as of 2026-10-05) |
| Jan. 31, 2022 | AMP | F | 1,130 | $304.31 | $343,870 | 17,541 Direct | -6.05% | Disposed | 61.1% (price as of 2026-10-05) |
| Jan. 29, 2022 | AMP | F | 747 | $298.09 | $222,673 | 18,671 Direct | -3.85% | Disposed | 64.5% (price as of 2026-10-05) |
| Jan. 28, 2022 | AMP | A | 12,859 | · | · | 12,859 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 28, 2022 | AMP | A | 4,075 | · | · | 19,418 Direct | +26.56% | Acquired | (price as of 2026-10-05) |
| Oct. 28, 2021 | AMP | M | 37,723 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 28, 2021 | AMP | M | 20,506 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Oct. 28, 2021 | AMP | S | 15,986 | $302.37 | $4,833,687 | 15,343 Direct | -51.03% | Disposed | 62.1% (price as of 2026-10-05) |
| Oct. 28, 2021 | AMP | F | 42,243 | $302.46 | $12,776,818 | 31,329 Direct | -57.42% | Disposed | 62.1% (price as of 2026-10-05) |
| Oct. 28, 2021 | AMP | M | 37,723 | $123.37 | $4,653,887 | 73,572 Direct | +105.23% | Acquired | 297.4% (price as of 2026-10-05) |
| Oct. 28, 2021 | AMP | M | 20,506 | $128.76 | $2,640,353 | 35,849 Direct | +133.65% | Acquired | 280.7% (price as of 2026-10-05) |
| Feb. 12, 2021 | AMP | A | 602 | $218.08 | $131,284 | 28,355 Direct | +2.17% | Acquired | 124.8% (price as of 2026-10-05) |
| Feb. 9, 2021 | AMP | S | 19,000 | $212.09 | $4,029,710 | 15,343 Direct | -55.32% | Disposed | 131.1% (price as of 2026-10-05) |
| Feb. 5, 2021 | AMP | F | 12,952 | $211.06 | $2,733,649 | 34,343 Direct | -27.39% | Disposed | 132.3% (price as of 2026-10-05) |
| Feb. 5, 2021 | AMP | A | 26,407 | · | · | 47,295 Direct | +126.42% | Acquired | (price as of 2026-10-05) |
| Feb. 1, 2021 | AMP | F | 1,765 | $200.84 | $354,483 | 20,888 Direct | -7.79% | Disposed | 144.1% (price as of 2026-10-05) |
| Jan. 31, 2021 | AMP | F | 905 | $197.87 | $179,072 | 22,653 Direct | -3.84% | Disposed | 147.7% (price as of 2026-10-05) |
| Jan. 29, 2021 | AMP | A | 23,206 | · | · | 23,206 Direct | · | Acquired | (price as of 2026-10-05) |
| Jan. 26, 2021 | AMP | F | 832 | $211.27 | $175,777 | 16,928 Direct | -4.68% | Disposed | 132.0% (price as of 2026-10-05) |
| Nov. 30, 2020 | AMP | M | 40,000 | · | · | 20,506 Direct | -66.11% | Disposed | (price as of 2026-10-05) |
| Nov. 30, 2020 | AMP | S | 6,633 | $186.69 | $1,238,315 | 17,760 Direct | -27.19% | Disposed | 162.6% (price as of 2026-10-05) |
| Nov. 30, 2020 | AMP | F | 33,367 | $190.75 | $6,364,755 | 24,393 Direct | -57.77% | Disposed | 157.0% (price as of 2026-10-05) |
| Nov. 30, 2020 | AMP | M | 40,000 | $128.76 | $5,150,400 | 57,760 Direct | +225.23% | Acquired | 280.7% (price as of 2026-10-05) |
| Nov. 9, 2020 | AMP | M | 62,955 | $87.79 | $5,526,819 | 80,715 Direct | +354.48% | Acquired | 458.4% (price as of 2026-10-05) |
| Nov. 9, 2020 | AMP | F | 47,441 | $178.82 | $8,483,400 | 33,274 Direct | -58.78% | Disposed | 174.1% (price as of 2026-10-05) |
| Nov. 9, 2020 | AMP | S | 15,514 | $182.95 | $2,838,286 | 17,760 Direct | -46.62% | Disposed | 168.0% (price as of 2026-10-05) |
| Nov. 9, 2020 | AMP | M | 62,955 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 18, 2020 | AMP | M | 54,910 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-05) |
| Feb. 18, 2020 | AMP | S | 41,002 | $177.77 | $7,288,926 | 17,760 Direct | -69.78% | Disposed | 175.8% (price as of 2026-10-05) |
| Feb. 18, 2020 | AMP | S | 11,158 | $176.20 | $1,966,040 | 58,762 Direct | -15.96% | Disposed | 178.2% (price as of 2026-10-05) |
| Feb. 14, 2020 | AMP | A | 738 | $178.82 | $131,969 | 27,022 Direct | +2.81% | Acquired | 174.1% (price as of 2026-10-05) |
Showing latest 100 of 286 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 28, 2026 | AMP | Employee Stock Option (right to buy) | Common Stock | $197.87 | Jan. 29, 2031 | 23,206 | Disposed |
| July 28, 2026 | AMP | Employee Stock Option (right to buy) | Common Stock | $165.41 | Jan. 31, 2030 | 10,905 | Disposed |
| Feb. 2, 2026 | AMP | Employee Stock Option (right to buy) | Common Stock | $532.18 | Feb. 3, 2036 | 9,117 | Acquired |
| Feb. 7, 2025 | AMP | Phantom Stock | Common Stock | · | · | 309 | Acquired |
| Jan. 31, 2025 | AMP | Employee Stock Option (right to buy) | Common Stock | $543.46 | Feb. 1, 2035 | 6,991 | Acquired |
| Nov. 11, 2024 | AMP | Employee Stock Option (right to buy) | Common Stock | $165.41 | Jan. 31, 2030 | 25,000 | Disposed |
| Feb. 9, 2024 | AMP | Phantom Stock | Common Stock | · | · | 407 | Acquired |
| Jan. 26, 2024 | AMP | Employee Stock Option (right to buy) | Common Stock | $391.40 | Jan. 27, 2034 | 9,169 | Acquired |
| Dec. 13, 2023 | AMP | Employee Stock Option (right to buy) | Common Stock | $179.84 | Jan. 26, 2028 | 25,382 | Disposed |
| Aug. 4, 2023 | AMP | Employee Stock Option (right to buy) | Common Stock | $179.84 | Jan. 26, 2028 | 15,000 | Disposed |
| Aug. 4, 2023 | AMP | Employee Stock Option (right to buy) | Common Stock | $126.89 | Feb. 1, 2029 | 10,025 | Disposed |
| Feb. 10, 2023 | AMP | Phantom Stock | Common Stock | · | · | 441 | Acquired |
| Jan. 27, 2023 | AMP | Employee Stock Option (right to buy) | Common Stock | $344.45 | Jan. 28, 2033 | 10,364 | Acquired |
| Nov. 15, 2022 | AMP | Employee Stock Option (right to buy) | Common Stock | $126.89 | Feb. 1, 2029 | 40,000 | Disposed |
| Feb. 11, 2022 | AMP | Phantom Stock | Common Stock | · | · | 547 | Acquired |
| Jan. 28, 2022 | AMP | Employee Stock Option (right to buy) | Common Stock | $298.09 | Jan. 29, 2032 | 12,859 | Acquired |
| Oct. 28, 2021 | AMP | Employee Stock Options (right to buy) | Common Stock | $123.37 | Feb. 6, 2027 | 37,723 | Disposed |
| Oct. 28, 2021 | AMP | Employee Stock Option (right to buy) | Common Stock | $128.76 | Feb. 2, 2025 | 20,506 | Disposed |
| Feb. 12, 2021 | AMP | Phantom Stock | Common Stock | · | · | 602 | Acquired |
| Jan. 29, 2021 | AMP | Employee Stock Option (right to buy) | Common Stock | $197.87 | Jan. 29, 2031 | 23,206 | Acquired |
| Nov. 30, 2020 | AMP | Employee Stock Option (right to buy) | Common Stock | $128.76 | Feb. 2, 2025 | 40,000 | Disposed |
| Nov. 9, 2020 | AMP | Employee Stock Option (right to buy) | Common Stock | $87.79 | Feb. 1, 2026 | 62,955 | Disposed |
| Feb. 18, 2020 | AMP | Employee Stock Option (right to buy) | Common Stock | $107.61 | Feb. 7, 2024 | 54,910 | Disposed |
| Feb. 14, 2020 | AMP | Phanton Stock | Common Stock | · | · | 738 | Acquired |
| Jan. 31, 2020 | AMP | Employee Stock Option (right to buy) | Common Stock | $165.41 | Jan. 31, 2030 | 35,905 | Acquired |
| Feb. 15, 2019 | AMP | Phantom Stock | Common Stock | · | · | 1,102 | Acquired |
| Feb. 1, 2019 | AMP | Employee Stock Option (right to buy) | Common Stock | $126.89 | Feb. 1, 2029 | 50,025 | Acquired |
| July 5, 2018 | AMP | Phantom Stock | Common Stock | · | · | 548 | Disposed |
| Feb. 2, 2018 | AMP | Phantom Stock | Common Stock | · | · | 1,125 | Acquired |
| Jan. 26, 2018 | AMP | Employee Stock Option (right to buy) | Common Stock | $179.84 | Jan. 26, 2028 | 40,382 | Acquired |
| July 31, 2017 | AMP | Employee Stock Option (right to buy) | Common Stock | $65.31 | Feb. 5, 2023 | 54,364 | Disposed |
| July 31, 2017 | AMP | Employee Stock Option (right to buy) | Common Stock | $54.33 | Feb. 7, 2022 | 57,342 | Disposed |
| July 31, 2017 | AMP | Employee Stock Option (right to buy) | Common Stock | $58.70 | Feb. 8, 2021 | 15,273 | Disposed |
| July 6, 2017 | AMP | Phantom Stock | Common Stock | · | · | 535 | Disposed |
| Feb. 6, 2017 | AMP | Employee Stock Option (right to buy) | Common Stock | $123.37 | Feb. 7, 2027 | 37,723 | Acquired |
| Feb. 3, 2017 | AMP | Phantom Stock | Common Stock | · | · | 925 | Acquired |
| July 7, 2016 | AMP | Phantom Stock | Common Stock | · | · | 521 | Disposed |
| Feb. 5, 2016 | AMP | Phantom Stock | Common Stock | · | · | 1,616 | Acquired |
| Feb. 1, 2016 | AMP | Employee Stock Option (right to buy) | Common Stock | $87.79 | Feb. 2, 2026 | 62,955 | Acquired |
| July 9, 2015 | AMP | Phantom Stock | Common Stock | · | · | 508 | Disposed |
| June 11, 2015 | AMP | Employee Stock Option (right to buy) | Common Stock | $58.70 | Feb. 8, 2021 | 40,000 | Disposed |
| June 11, 2015 | AMP | Employee Stock Option (right to buy) | Common Stock | $37.23 | Feb. 9, 2020 | 29,419 | Disposed |
| June 11, 2015 | AMP | Employee Stock Option (right to buy) | Common Stock | $52.86 | Jan. 29, 2018 | 18,214 | Disposed |
| Feb. 6, 2015 | AMP | Phantom Stock | Common Stock | · | · | 1,410 | Acquired |
| Feb. 2, 2015 | AMP | Employee Stock Option (right to buy) | Common Stock | $128.76 | Feb. 3, 2025 | 60,506 | Acquired |
| Dec. 8, 2014 | AMP | Employee Stock Option (right to buy) | Common Stock | $52.86 | Jan. 29, 2018 | 75,000 | Disposed |
| Nov. 7, 2014 | AMP | Employee Stock Option (right to buy) | Common Stock | $37.23 | Feb. 9, 2020 | 25,000 | Disposed |
| July 10, 2014 | AMP | Phantom Stock | Common Stock | · | · | 498 | Disposed |
| March 7, 2014 | AMP | Employee Stock Option (right to buy) | Common Stock | $58.73 | Jan. 30, 2017 | 70,124 | Disposed |
| March 7, 2014 | AMP | Employee stock option (right to buy) | Common Stock | $52.86 | Jan. 29, 2018 | 30,000 | Disposed |
| Feb. 7, 2014 | AMP | Employee Stock Option (right to buy) | Common Stock | $107.61 | Feb. 7, 2024 | 54,910 | Acquired |
| Feb. 7, 2014 | AMP | Phantom Stock | Common Stock | · | · | 1,641 | Acquired |
| Sept. 11, 2013 | AMP | Employee Stock Option (right to buy) | Common Stock | $43.66 | Jan. 27, 2016 | 71,091 | Disposed |
| Sept. 11, 2013 | AMP | Employee Stock Option (right to buy) | Common Stock | $21.34 | Feb. 3, 2019 | 32,563 | Disposed |
| May 7, 2013 | AMP | Employee Stock Option (Right to Buy) | Common Stock | $21.34 | Feb. 3, 2019 | 100,000 | Disposed |
| March 6, 2013 | AMP | Employee Stock Option (Right to Buy) | Common Stock | $35.03 | Oct. 2, 2015 | 126,055 | Disposed |
| Feb. 8, 2013 | AMP | Phantom Stock | Common Stock | · | · | 1,848 | Acquired |
| Feb. 4, 2013 | AMP | Employee Stock Option (right to buy) | Common Stock | $65.31 | Feb. 5, 2023 | 54,364 | Acquired |
| Dec. 17, 2012 | AMP | Employee Stock Option (Right to Buy) | Common Stock | $35.03 | Oct. 2, 2015 | 32,000 | Disposed |
| Nov. 30, 2012 | AMP | Employee Stock Option (Right to Buy) | Common Stock | $35.03 | Oct. 2, 2015 | 118,762 | Disposed |
| Feb. 10, 2012 | AMP | Phantom Stock | Common Stock | · | · | 2,397 | Acquired |
| Feb. 10, 2012 | AMP | Employee Stock Option (right to buy) | Common Stock | $21.34 | Feb. 3, 2019 | 150,000 | Disposed |
| Feb. 6, 2012 | AMP | Employee Stock Option (right to buy) | Common Stock | $54.33 | Feb. 7, 2022 | 57,342 | Acquired |
| Feb. 11, 2011 | AMP | Phantom Stock | Common Stock | · | · | 2,312 | Acquired |
| Feb. 7, 2011 | AMP | Employee Stock Option (right to buy) | Common Stock | $58.70 | Feb. 7, 2021 | 55,273 | Acquired |
| Feb. 12, 2010 | AMP | Phantom Stock | Common Stock | · | · | 2,744 | Acquired |
| Feb. 8, 2010 | AMP | Employee Stock Option (Right to Buy) | Common Stock | $37.23 | Feb. 8, 2020 | 54,419 | Acquired |
| Feb. 2, 2009 | AMP | Employee Stock Option (Right to Buy) | Common Stock | $21.34 | Feb. 2, 2019 | 282,563 | Acquired |
| Feb. 15, 2008 | AMP | Phantom Stock | Common Stock | · | · | 11,622 | Acquired |
| Jan. 29, 2008 | AMP | Employee Stock Option (Right to Buy) | Common Stock | $52.86 | Jan. 29, 2018 | 123,214 | Acquired |
| April 2, 2007 | AMP | Phantom Stock | Common Stock | · | · | 3,013 | Acquired |
| March 30, 2007 | AMP | Phantom Stock | Common Stock | · | · | 6,233 | Acquired |
| Jan. 30, 2007 | AMP | Employee Stock Option (Right to Buy) | Common Stock | $58.73 | Jan. 30, 2017 | 70,124 | Acquired |
| Jan. 26, 2006 | AMP | Employee Stock Option (Right to Buy) | Common Stock | $43.66 | Jan. 26, 2016 | 71,091 | Acquired |
| Oct. 3, 2005 | AMP | Employee Stock Option (Right to Buy) [F1] | Common Stock | $35.03 | Oct. 2, 2015 | 276,817 | Acquired |
| Oct. 3, 2005 | AMP | Employee Stock Option (Right to Buy) [F7] | Common Stock | $35.03 | Oct. 2, 2015 | 276,817 | Acquired |
| Sept. 30, 2005 | AMP | Employee Stock Option (Right to Buy) [F3] | Common Stock | $32.59 | Jan. 23, 2015 | 41,716 | Acquired |
| Sept. 30, 2005 | AMP | Employee Stock Option (Right to Buy) [F3] | Common Stock | $31.31 | Jan. 25, 2014 | 64,981 | Acquired |
| Sept. 30, 2005 | AMP | Employee Stock Option (Right to Buy) [F3] | Common Stock | $20.82 | Jan. 26, 2013 | 36,101 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 23, 2005 | AMP | Common Stock | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2021 | $675,000 | $0 | $1,312,000 | $1,125,000 | $3,325,000 | $647,005 | $185,302 | $9,705,307 |
| 2020 | $675,000 | $0 | · | · | $2,624,000 | $845,826 | $150,548 | $9,200,374 |
| 2019 | $675,000 | $0 | · | · | $2,641,000 | $810,113 | $170,468 | $9,642,581 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.