Walter W Bettinger

Insider

First SEC filing: July 8, 2004 · Latest: Jan. 24, 2011

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

SCHW selling July 28, 2026

Insider transactions

0 buys (P) 8 sells (S) Net: $-63,589,960 + 62 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

62 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
July 28, 2026	SCHW	M	93,408	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 28, 2026	SCHW	S	12,880	$105.56	$1,359,613	529,346 Indirect	-2.38%	Disposed	5.3% (price as of 2026-08-21)
July 28, 2026	SCHW	S	38,263	$105.18	$4,024,502	542,226 Indirect	-6.59%	Disposed	5.7% (price as of 2026-08-21)
July 28, 2026	SCHW	S	42,265	$103.86	$4,389,643	580,489 Indirect	-6.79%	Disposed	7.1% (price as of 2026-08-21)
July 28, 2026	SCHW	M	93,408	$52.05	$4,861,886	622,754 Indirect	+17.65%	Acquired	113.6% (price as of 2026-08-21)
July 27, 2026	SCHW	M	192,488	—	—	93,408 Direct	-67.33%	Disposed	(price as of 2026-08-21)
July 27, 2026	SCHW	S	192,488	$103.90	$19,999,503	529,346 Indirect	-26.67%	Disposed	7.0% (price as of 2026-08-21)
July 27, 2026	SCHW	M	192,488	$52.05	$10,019,000	721,834 Indirect	+36.36%	Acquired	113.6% (price as of 2026-08-21)
March 2, 2026	SCHW	A	42,113	—	—	42,113 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2026	SCHW	A	141,757	—	—	141,757 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2026	SCHW	F	60,743	$95.30	$5,788,808	81,014 Direct	-42.85%	Disposed	16.7% (price as of 2026-08-21)
Feb. 6, 2026	SCHW	M	67,514	$42.99	$2,902,427	596,860 Indirect	+12.75%	Acquired	158.7% (price as of 2026-08-21)
Feb. 6, 2026	SCHW	S	67,514	$104.25	$7,038,334	529,346 Indirect	-11.31%	Disposed	6.7% (price as of 2026-08-21)
Feb. 6, 2026	SCHW	M	67,514	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 4, 2026	SCHW	M	94,948	$42.99	$4,081,815	624,294 Indirect	+17.94%	Acquired	158.7% (price as of 2026-08-21)
Feb. 4, 2026	SCHW	S	94,948	$104.25	$9,898,329	529,346 Indirect	-15.21%	Disposed	6.7% (price as of 2026-08-21)
Feb. 4, 2026	SCHW	M	94,948	—	—	67,514 Direct	-58.44%	Disposed	(price as of 2026-08-21)
Feb. 3, 2026	SCHW	M	162,462	$42.99	$6,984,241	691,808 Indirect	+30.69%	Acquired	158.7% (price as of 2026-08-21)
Feb. 3, 2026	SCHW	S	141,033	$103.85	$14,646,277	550,775 Indirect	-20.39%	Disposed	7.1% (price as of 2026-08-21)
Feb. 3, 2026	SCHW	S	21,429	$104.24	$2,233,759	529,346 Indirect	-3.89%	Disposed	6.7% (price as of 2026-08-21)
Feb. 3, 2026	SCHW	M	162,462	—	—	162,462 Direct	-50.00%	Disposed	(price as of 2026-08-21)
Nov. 10, 2025	SCHW	G	61,388	—	—	529,346 Indirect	-10.39%	Disposed	(price as of 2026-08-21)
July 29, 2025	SCHW	S	173,876	$98.84	$17,185,904	590,734 Indirect	-22.74%	Disposed	12.5% (price as of 2026-08-21)
May 19, 2025	SCHW	S	191,523	$89.00	$17,045,547	764,610 Direct	-20.03%	Disposed	24.9% (price as of 2026-08-21)
March 3, 2025	SCHW	F	96,539	$79.04	$7,630,443	956,133 Direct	-9.17%	Disposed	40.7% (price as of 2026-08-21)
March 3, 2025	SCHW	A	52,440	—	—	52,440 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2025	SCHW	A	225,295	—	—	1,052,672 Direct	+27.23%	Acquired	(price as of 2026-08-21)
Feb. 12, 2025	SCHW	M	464,629	$26.39	$12,261,559	1,292,006 Direct	+56.16%	Acquired	321.4% (price as of 2026-08-21)
Feb. 12, 2025	SCHW	S	441,797	$81.87	$36,169,920	850,209 Direct	-34.19%	Disposed	35.8% (price as of 2026-08-21)
Feb. 12, 2025	SCHW	S	22,832	$82.66	$1,887,293	827,377 Direct	-2.69%	Disposed	34.5% (price as of 2026-08-21)
Feb. 12, 2025	SCHW	M	464,629	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
July 17, 2024	SCHW	P	25,000	$66.26	$1,656,500	827,377 Direct	+3.12%	Acquired	67.8% (price as of 2026-08-21)
March 1, 2024	SCHW	A	251,296	—	—	907,797 Direct	+38.28%	Acquired	(price as of 2026-08-21)
March 1, 2024	SCHW	F	105,420	$66.36	$6,995,671	802,377 Direct	-11.61%	Disposed	67.6% (price as of 2026-08-21)
March 1, 2024	SCHW	A	382,400	—	—	382,400 Direct	—	Acquired	(price as of 2026-08-21)
March 14, 2023	SCHW	P	50,000	$59.31	$2,965,500	656,501 Direct	+8.24%	Acquired	87.5% (price as of 2026-08-21)
March 2, 2023	SCHW	F	126,937	$76.46	$9,705,603	606,501 Direct	-17.31%	Disposed	45.4% (price as of 2026-08-21)
March 2, 2023	SCHW	A	300,813	—	—	733,438 Direct	+69.53%	Acquired	(price as of 2026-08-21)
March 1, 2023	SCHW	A	332,878	—	—	332,878 Direct	—	Acquired	(price as of 2026-08-21)
April 29, 2022	SCHW	P	63,188	$67.07	$4,238,019	432,625 Direct	+17.10%	Acquired	65.8% (price as of 2026-08-21)
April 28, 2022	SCHW	P	9,723	$68.16	$662,720	369,437 Direct	+2.70%	Acquired	63.1% (price as of 2026-08-21)
April 27, 2022	SCHW	P	4,341	$68.55	$297,576	359,714 Direct	+1.22%	Acquired	62.2% (price as of 2026-08-21)
April 26, 2022	SCHW	P	26,108	$68.55	$1,789,703	355,373 Direct	+7.93%	Acquired	62.2% (price as of 2026-08-21)
April 25, 2022	SCHW	P	36,640	$69.49	$2,546,114	329,265 Direct	+12.52%	Acquired	60.0% (price as of 2026-08-21)
March 1, 2022	SCHW	M	84,711	$80.06	$6,781,963	292,625 Direct	+40.74%	Acquired	38.9% (price as of 2026-08-21)
March 1, 2022	SCHW	A	304,115	—	—	304,115 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 20, 2021	SCHW	M	206,025	$30.17	$6,215,774	413,939 Direct	+99.09%	Acquired	268.6% (price as of 2026-08-21)
Oct. 20, 2021	SCHW	S	206,025	$81.19	$16,727,170	207,914 Direct	-49.77%	Disposed	37.0% (price as of 2026-08-21)
Oct. 20, 2021	SCHW	M	206,025	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Oct. 19, 2021	SCHW	M	245,239	$30.17	$7,398,861	453,153 Direct	+117.95%	Acquired	268.6% (price as of 2026-08-21)
Oct. 19, 2021	SCHW	S	245,239	$81.12	$19,893,788	207,914 Direct	-54.12%	Disposed	37.1% (price as of 2026-08-21)
Oct. 19, 2021	SCHW	M	245,239	—	—	206,025 Direct	-54.34%	Disposed	(price as of 2026-08-21)
May 14, 2021	SCHW	M	33,770	$28.44	$960,419	241,684 Direct	+16.24%	Acquired	291.0% (price as of 2026-08-21)
May 14, 2021	SCHW	M	16,018	$27.45	$439,694	257,702 Direct	+6.63%	Acquired	305.1% (price as of 2026-08-21)
May 14, 2021	SCHW	S	49,788	$72.47	$3,608,136	207,914 Direct	-19.32%	Disposed	53.4% (price as of 2026-08-21)
May 14, 2021	SCHW	M	16,018	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 14, 2021	SCHW	M	33,770	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 10, 2021	SCHW	M	20,483	$27.45	$562,258	228,397 Direct	+9.85%	Acquired	305.1% (price as of 2026-08-21)
May 10, 2021	SCHW	S	20,483	$72.48	$1,484,608	207,914 Direct	-8.97%	Disposed	53.4% (price as of 2026-08-21)
May 10, 2021	SCHW	M	20,483	—	—	16,018 Direct	-56.12%	Disposed	(price as of 2026-08-21)
May 6, 2021	SCHW	S	1	$70.79	$71	332,583 Direct	0.00%	Disposed	57.1% (price as of 2026-08-21)
May 6, 2021	SCHW	S	124,669	$71.44	$8,906,353	207,914 Direct	-37.49%	Disposed	55.6% (price as of 2026-08-21)
April 29, 2021	SCHW	S	242,002	$70.68	$17,104,701	332,584 Direct	-42.12%	Disposed	57.3% (price as of 2026-08-21)
March 1, 2021	SCHW	M	57,815	$63.75	$3,685,706	574,586 Direct	+11.19%	Acquired	74.4% (price as of 2026-08-21)
March 1, 2021	SCHW	A	271,618	—	—	271,618 Direct	—	Acquired	(price as of 2026-08-21)
March 2, 2020	SCHW	M	61,388	$40.81	$2,505,244	516,771 Direct	+13.48%	Acquired	172.5% (price as of 2026-08-21)
March 2, 2020	SCHW	A	361,758	—	—	361,758 Direct	—	Acquired	(price as of 2026-08-21)
March 1, 2019	SCHW	M	88,711	$46.77	$4,149,013	455,383 Direct	+24.19%	Acquired	137.7% (price as of 2026-08-21)
March 1, 2019	SCHW	A	405,187	—	—	405,187 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 26, 2018	SCHW	P 10b5-1	31,579	$37.97	$1,199,055	366,672 Direct	+9.42%	Acquired	192.8% (price as of 2026-08-21)
Dec. 24, 2018	SCHW	P 10b5-1	93,090	$39.09	$3,638,888	335,093 Direct	+38.47%	Acquired	184.5% (price as of 2026-08-21)
May 22, 2018	SCHW	M	109,501	$27.45	$3,005,802	351,504 Direct	+45.25%	Acquired	305.1% (price as of 2026-08-21)
May 22, 2018	SCHW	M	101,310	$28.44	$2,881,256	452,814 Direct	+28.82%	Acquired	291.0% (price as of 2026-08-21)
May 22, 2018	SCHW	M	40,489	$25.86	$1,047,046	493,303 Direct	+8.94%	Acquired	330.0% (price as of 2026-08-21)
May 22, 2018	SCHW	S	40,489	$59.71	$2,417,598	452,814 Direct	-8.21%	Disposed	86.2% (price as of 2026-08-21)
May 22, 2018	SCHW	S	101,310	$59.71	$6,049,220	351,504 Direct	-22.37%	Disposed	86.2% (price as of 2026-08-21)
May 22, 2018	SCHW	S	109,501	$59.71	$6,538,305	242,003 Direct	-31.15%	Disposed	86.2% (price as of 2026-08-21)
May 22, 2018	SCHW	M	40,489	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
May 22, 2018	SCHW	M	109,501	—	—	36,501 Direct	-75.00%	Disposed	(price as of 2026-08-21)
May 22, 2018	SCHW	M	101,310	—	—	33,770 Direct	-75.00%	Disposed	(price as of 2026-08-21)
May 21, 2018	SCHW	M	113,832	$25.86	$2,943,696	355,835 Direct	+47.04%	Acquired	330.0% (price as of 2026-08-21)
May 21, 2018	SCHW	S	113,832	$59.72	$6,798,047	242,003 Direct	-31.99%	Disposed	86.2% (price as of 2026-08-21)
May 21, 2018	SCHW	M	113,832	—	—	40,489 Direct	-73.76%	Disposed	(price as of 2026-08-21)
March 5, 2018	SCHW	M	15,777	$52.82	$833,341	242,003 Direct	+6.97%	Acquired	110.5% (price as of 2026-08-21)
March 2, 2018	SCHW	M	45,249	$51.62	$2,335,753	226,226 Direct	+25.00%	Acquired	115.4% (price as of 2026-08-21)
March 1, 2018	SCHW	A	285,896	—	—	285,896 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 12, 2017	SCHW	G	96,487	—	—	180,977 Direct	-34.77%	Disposed	(price as of 2026-08-21)
Dec. 4, 2017	SCHW	M	156,100	$23.12	$3,609,032	433,564 Direct	+56.26%	Acquired	380.9% (price as of 2026-08-21)
Dec. 4, 2017	SCHW	S 10b5-1	156,100	$50.05	$7,812,805	277,464 Direct	-36.00%	Disposed	122.2% (price as of 2026-08-21)
Dec. 4, 2017	SCHW	M	156,100	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 30, 2017	SCHW	M	168,220	$22.67	$3,813,547	445,684 Direct	+60.63%	Acquired	390.5% (price as of 2026-08-21)
Nov. 30, 2017	SCHW	S	168,220	$49.10	$8,259,602	277,464 Direct	-37.74%	Disposed	126.5% (price as of 2026-08-21)
Nov. 30, 2017	SCHW	M	168,220	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 29, 2017	SCHW	M	262,309	$16.40	$4,301,868	539,773 Direct	+94.54%	Acquired	578.0% (price as of 2026-08-21)
Nov. 29, 2017	SCHW	S	262,309	$48.15	$12,630,178	277,464 Direct	-48.60%	Disposed	130.9% (price as of 2026-08-21)
Nov. 29, 2017	SCHW	M	262,309	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Nov. 7, 2017	SCHW	P	41,330	$27.23	$1,125,416	41,330 Direct	—	Acquired	308.4% (price as of 2026-08-21)
Nov. 7, 2017	SCHW	P	31,180	$27.19	$847,784	72,510 Direct	+75.44%	Acquired	309.0% (price as of 2026-08-21)
April 19, 2017	SCHW	S	15,056	$38.57	$580,710	277,464 Direct	-5.15%	Disposed	188.3% (price as of 2026-08-21)
April 19, 2017	SCHW	G	15,056	—	—	262,408 Direct	-5.43%	Disposed	(price as of 2026-08-21)

Showing latest 100 of 274 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
July 28, 2026	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (93,408)	$52.05	March 1, 2028	93,408	Disposed
July 27, 2026	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (192,488)	$52.05	March 1, 2028	192,488	Disposed
March 2, 2026	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (42,113)	$95.49	March 2, 2036	42,113	Acquired
Feb. 6, 2026	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (67,514)	$42.99	March 1, 2027	67,514	Disposed
Feb. 4, 2026	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (94,948)	$42.99	March 1, 2027	94,948	Disposed
Feb. 3, 2026	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (162,462)	$42.99	March 1, 2027	162,462	Disposed
March 3, 2025	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (52,440)	$78.12	March 3, 2035	52,440	Acquired
Feb. 12, 2025	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (464,629)	$26.39	March 1, 2026	464,629	Disposed
March 1, 2024	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (382,400)	$66.47	March 1, 2034	382,400	Acquired
March 1, 2023	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (332,878)	$77.41	March 1, 2033	332,878	Acquired
March 1, 2022	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (304,115)	$77.86	March 1, 2032	304,115	Acquired
Oct. 20, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (206,025)	$30.17	March 2, 2025	206,025	Disposed
Oct. 19, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (245,239)	$30.17	March 2, 2025	245,239	Disposed
May 14, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (16,018)	$27.45	Aug. 1, 2024	16,018	Disposed
May 14, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (33,770)	$28.44	Nov. 3, 2024	33,770	Disposed
May 10, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (20,483)	$27.45	Aug. 1, 2024	20,483	Disposed
March 1, 2021	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (271,618)	$64.10	March 1, 2031	271,618	Acquired
March 2, 2020	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (361,758)	$41.98	March 2, 2030	361,758	Acquired
March 1, 2019	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (405,187)	$46.81	March 1, 2029	405,187	Acquired
May 22, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (40,489)	$25.86	March 3, 2024	40,489	Disposed
May 22, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (109,501)	$27.45	Aug. 1, 2024	109,501	Disposed
May 22, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (101,310)	$28.44	Nov. 3, 2024	101,310	Disposed
May 21, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (113,832)	$25.86	March 3, 2024	113,832	Disposed
March 1, 2018	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (285,896)	$52.05	March 1, 2028	285,896	Acquired
Dec. 4, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (156,100)	$23.12	Nov. 1, 2023	156,100	Disposed
Nov. 30, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (168,220)	$22.67	Aug. 1, 2023	168,220	Disposed
Nov. 29, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (262,309)	$16.40	March 1, 2023	262,309	Disposed
March 1, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (324,924)	$42.99	March 1, 2027	324,924	Acquired
Jan. 25, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (325,000)	$13.64	Nov. 1, 2022	325,000	Disposed
Jan. 13, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (339,426)	$12.45	Aug. 1, 2022	339,426	Disposed
Jan. 5, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (143,596)	$13.91	March 1, 2022	143,596	Disposed
Jan. 4, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (359,400)	$11.75	Nov. 1, 2021	359,400	Disposed
Jan. 4, 2017	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (125,000)	$13.91	March 1, 2022	125,000	Disposed
Dec. 23, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (320,649)	$15.05	Aug. 1, 2021	320,649	Disposed
Dec. 15, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (206,092)	$18.66	March 1, 2021	206,092	Disposed
Dec. 8, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (68,667)	$18.66	March 1, 2021	68,667	Disposed
Dec. 1, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (196,592)	$15.43	Nov. 1, 2020	196,592	Disposed
Nov. 30, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (56,423)	$15.43	Nov. 1, 2020	56,423	Disposed
Nov. 23, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (34,233)	$15.43	Nov. 1, 2020	34,233	Disposed
Oct. 20, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (73,241)	$17.38	Nov. 2, 2019	73,241	Disposed
Oct. 20, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (281,909)	$15.00	Aug. 2, 2020	281,909	Disposed
Oct. 20, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (243,446)	$18.25	March 1, 2020	243,446	Disposed
Oct. 19, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (612,000)	$17.38	Nov. 2, 2019	612,000	Disposed
March 1, 2016	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (464,629)	$26.39	March 1, 2026	464,629	Acquired
March 2, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (451,264)	$30.17	March 2, 2025	451,264	Acquired
March 2, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (451,264)	$30.17	March 2, 2025	451,264	Acquired
March 2, 2015	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (451,264)	$30.17	March 2, 2025	451,264	Acquired
Dec. 5, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (759,220)	$24.37	Oct. 1, 2015	759,220	Disposed
Nov. 3, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (135,080)	$28.44	Nov. 3, 2024	135,080	Acquired
Aug. 1, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (146,002)	$27.45	Aug. 1, 2024	146,002	Acquired
March 3, 2014	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (154,321)	$25.86	March 3, 2024	154,321	Acquired
Nov. 22, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (348,190)	$23.33	Nov. 1, 2014	348,190	Disposed
Nov. 1, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (156,100)	$23.12	Nov. 1, 2023	156,100	Acquired
Aug. 1, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (168,220)	$22.67	Aug. 1, 2023	168,220	Acquired
July 24, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (1,048,900)	$18.65	Feb. 20, 2014	1,048,900	Disposed
May 17, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (141,743)	$18.29	Oct. 30, 2013	141,743	Disposed
March 1, 2013	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (262,309)	$16.40	March 1, 2023	262,309	Acquired
Nov. 1, 2012	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (325,000)	$13.64	Nov. 1, 2022	325,000	Acquired
Aug. 1, 2012	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (339,426)	$12.45	Aug. 1, 2022	339,426	Acquired
March 1, 2012	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (268,596)	$13.91	March 1, 2022	268,596	Acquired
Feb. 3, 2012	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (31,467)	$9.26	Nov. 8, 2012	31,467	Disposed
Feb. 3, 2012	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (39,200)	$12.50	Feb. 27, 2012	39,200	Disposed
Feb. 3, 2012	SCHW	Incentive Stock Option (right to buy)	Common Stock (7,999)	$12.50	Feb. 27, 2012	7,999	Disposed
Nov. 1, 2011	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (359,400)	$11.75	Nov. 1, 2021	359,400	Acquired
Aug. 1, 2011	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (320,649)	$15.05	Aug. 1, 2021	320,649	Acquired
April 18, 2011	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (239,257)	$8.76	Sept. 30, 2011	239,257	Disposed
April 18, 2011	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (28,110)	$9.72	Sept. 24, 2011	28,110	Disposed
April 18, 2011	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (140,551)	$14.32	July 18, 2011	140,551	Disposed
March 1, 2011	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (274,759)	$18.66	March 1, 2021	274,759	Acquired
March 1, 2010	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (243,446)	$18.25	March 1, 2020	243,446	Acquired
Nov. 2, 2009	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (685,241)	$17.38	Nov. 2, 2019	685,241	Acquired
Oct. 1, 2008	SCHW	Nonqualified Stock Options (Right to Acquire)	Common Stock (759,220)	$24.37	Oct. 1, 2015	759,220	Acquired
Nov. 12, 2007	SCHW	Incentive Stock Option (Right to Buy)	Common Stock (4,716)	$8.32	Feb. 23, 2008	4,716	Disposed
Nov. 12, 2007	SCHW	Nonqualified Stock Option (Right to Buy)	Common Stock (4,720)	$8.32	Feb. 23, 2008	4,720	Disposed
Nov. 1, 2007	SCHW	Nonqualified Stock Option (Right to Buy)	Common Stock (348,190)	—	Nov. 1, 2014	348,190	Acquired
Feb. 20, 2007	SCHW	Non-Qualified Stock Option (Right to Buy)	Common Stock (1,000,000)	$19.56	Feb. 20, 2014	1,000,000	Acquired
Oct. 30, 2006	SCHW	Non-Qualified Stock Option (Right to Buy)	Common Stock (135,135)	—	Oct. 30, 2013	135,135	Acquired
Sept. 7, 2005	SCHW	Non-Qualified Stock Option (Right to Buy)	Common Stock (200,000)	—	Sept. 7, 2012	200,000	Acquired
Sept. 7, 2005	SCHW	Non-Qualified Stock Option (Right to Buy)	Common Stock (200,000)	—	Sept. 7, 2012	200,000	Acquired
Sept. 30, 2004	SCHW	Non-Qualified Stock Option (Right to Buy)	Common Stock (228,103)	$9.19	Sept. 30, 2011	228,103	Acquired
Sept. 30, 2004	SCHW	Non-Qualified Stock Option (Right to Buy)	Common Stock (228,103)	$9.19	Sept. 30, 2011	228,103	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 23 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
July 8, 2004	SCHW	Common Stock	138,607	Direct
July 8, 2004	SCHW	Common Stock	1,984	Indirect
July 8, 2004	SCHW	Common Stock	4,969	Indirect
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (4,500)	4,500	Direct
July 8, 2004	SCHW	Incentive Stock Options→ Common Stock (4,497)	4,497	Direct
July 8, 2004	SCHW	Incentive Stock Options→ Common Stock (7,398)	7,398	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (16,560)	16,560	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (7,500)	7,500	Direct
July 8, 2004	SCHW	Incentive Stock Options→ Common Stock (1,313)	1,313	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (3,938)	3,938	Direct
July 8, 2004	SCHW	Incentive Stock Options→ Common Stock (1,973)	1,973	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (7,027)	7,027	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (8,000)	8,000	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (45,000)	45,000	Direct
July 8, 2004	SCHW	Incentive Stock Options→ Common Stock (4,784)	4,784	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (15,216)	15,216	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (4,000)	4,000	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (102,000)	102,000	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (32,000)	32,000	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (26,800)	26,800	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (37,373)	37,373	Direct
July 8, 2004	SCHW	Incentive Stock Options→ Common Stock (7,627)	7,627	Direct
July 8, 2004	SCHW	Non-Qualified Stock Options→ Common Stock (30,000)	30,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SCHW

CEO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2019	—	—	—	—	—	—	—	—
2018	—	—	—	—	—	—	—	—
2016	—	—	—	—	—	—	—	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.