Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 29 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

29 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Feb. 13, 2008 AMP P 2,000 $52.73 $105,460 5,000 Direct +66.67% Acquired 832.1% (price as of 2026-10-06)
Nov. 7, 2007 AMP P 2,000 $58.38 $116,760 3,000 Direct +200.00% Acquired 741.9% (price as of 2026-10-06)
Jan. 30, 2007 AMP P 1,000 $57.90 $57,900 1,000 Direct · Acquired 748.9% (price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Nov. 4, 2013 AMP Phantom Stock (Retainer Deferral) Common Stock (130) · · 130 Acquired
July 30, 2013 AMP Phantom Stock (Retainer Deferral) Common Stock (150) · · 150 Acquired
April 26, 2013 AMP Phantom Stock (Retainer Deferral) Common Stock (179) · · 179 Acquired
April 24, 2013 AMP Phantom Stock (Annual) Common Stock (1,601) · · 1,601 Acquired
Feb. 5, 2013 AMP Phantom Stock (Retainer Deferral) Common Stock (198) · · 198 Acquired
Oct. 31, 2012 AMP Phantom Stock (Retainer Deferral) Common Stock (113) · · 113 Acquired
Aug. 1, 2012 AMP Phantom Stock (Retainer Deferral) Common Stock (129) · · 129 Acquired
April 30, 2012 AMP Phantom Stock (Retainer Deferral) Common Stock (123) · · 123 Acquired
April 25, 2012 AMP Phantom Stock (Annual) Common Stock (2,160) · · 2,160 Acquired
Feb. 8, 2012 AMP Phantom Stock (Retainer Deferral) Common Stock (122) · · 122 Acquired
Nov. 2, 2011 AMP Phantom Stock (Retainer Deferral) Common Stock (568) · · 568 Acquired
Aug. 3, 2011 AMP Phantom Stock (Retainer Deferral) Common Stock (499) · · 499 Acquired
Aug. 3, 2011 AMP Phantom Stock (Annual) [F1] Common Stock (285) · · 285 Acquired
May 2, 2011 AMP Phantom Stock (Retainer Deferral) Common Stock (425) · · 425 Acquired
April 27, 2011 AMP Phantom Stock (Annual) Common Stock (1,610) · · 1,610 Acquired
Feb. 9, 2011 AMP Phantom Stock (Retainer Deferral) Common Stock (441) · · 441 Acquired
Feb. 9, 2011 AMP Phantom Stock (Retainer Deferral) Common Stock (920) · · 920 Acquired
Nov. 3, 2010 AMP Phantom Stock (Retainer Deferral) Common Stock (253) · · 253 Acquired
Aug. 4, 2010 AMP Phantom Stock (Retainer Deferral) Common Stock (312) · · 312 Acquired
May 3, 2010 AMP Phantom Stock (Retainer Deferral) Common Stock (280) · · 280 Acquired
April 28, 2010 AMP Phantom Stock (Annual) Common Stock (2,088) · · 2,088 Acquired
Feb. 10, 2010 AMP Phantom Stock (Retainer Deferral) Common Stock (346) · · 346 Acquired
April 22, 2009 AMP Phantom Stock (Annual) Common Stock (4,134) · · 4,134 Acquired
April 23, 2008 AMP Phantom Stock (Annual) Common Stock (1,947) · · 1,947 Acquired
Oct. 31, 2007 AMP Phantom Stock (Annual) Common Stock (295) · · 295 Acquired
April 27, 2007 AMP Phantom Stock (Annual) Common Stock (1,244) · · 1,244 Acquired
Nov. 17, 2006 AMP Phantom Stock (Quarterly Dividend on Annual Grant) Common Stock (1) · · 1 Acquired
Nov. 17, 2006 AMP Phantom Stock (Annual Grant and Quarterly Dividend thereon) [F1] Common Stock (492) · · 492 Acquired
Oct. 31, 2006 AMP Phantom Stock (Annual) Common Stock (369) · · 369 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Oct. 10, 2006 AMP Common Stock 0 Direct