Warren D Knowlton

Insider

First SEC filing: Oct. 10, 2006 · Latest: Oct. 10, 2006

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

AMP buying Feb. 13, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 29 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

29 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 4, 2013	AMP	A	130	—	—	5,474 Direct	+2.43%	Acquired	(price as of 2026-08-20)
July 30, 2013	AMP	A	150	—	—	5,312 Direct	+2.91%	Acquired	(price as of 2026-08-20)
April 26, 2013	AMP	A	179	—	—	5,130 Direct	+3.62%	Acquired	(price as of 2026-08-20)
April 24, 2013	AMP	A	1,601	—	—	17,428 Direct	+10.12%	Acquired	(price as of 2026-08-20)
Feb. 5, 2013	AMP	A	198	—	—	4,918 Direct	+4.19%	Acquired	(price as of 2026-08-20)
Oct. 31, 2012	AMP	A	113	—	—	4,685 Direct	+2.47%	Acquired	(price as of 2026-08-20)
Aug. 1, 2012	AMP	A	129	—	—	4,543 Direct	+2.92%	Acquired	(price as of 2026-08-20)
April 30, 2012	AMP	A	123	—	—	4,382 Direct	+2.89%	Acquired	(price as of 2026-08-20)
April 25, 2012	AMP	A	2,160	—	—	15,389 Direct	+16.33%	Acquired	(price as of 2026-08-20)
Feb. 8, 2012	AMP	A	122	—	—	4,238 Direct	+2.96%	Acquired	(price as of 2026-08-20)
Nov. 2, 2011	AMP	A	568	—	—	4,095 Direct	+16.10%	Acquired	(price as of 2026-08-20)
Aug. 3, 2011	AMP	A	499	—	—	3,506 Direct	+16.59%	Acquired	(price as of 2026-08-20)
Aug. 3, 2011	AMP	A	285	—	—	13,022 Direct	+2.24%	Acquired	(price as of 2026-08-20)
May 2, 2011	AMP	A	425	—	—	2,996 Direct	+16.53%	Acquired	(price as of 2026-08-20)
April 27, 2011	AMP	A	1,610	—	—	12,691 Direct	+14.53%	Acquired	(price as of 2026-08-20)
Feb. 9, 2011	AMP	A	441	—	—	1,644 Direct	+36.66%	Acquired	(price as of 2026-08-20)
Feb. 9, 2011	AMP	I	920	$59.51	$54,749	2,564 Direct	+55.96%	Acquired	836.0% (price as of 2026-08-20)
Nov. 3, 2010	AMP	A	253	—	—	1,199 Direct	+26.74%	Acquired	(price as of 2026-08-20)
Aug. 4, 2010	AMP	A	312	—	—	942 Direct	+49.52%	Acquired	(price as of 2026-08-20)
May 3, 2010	AMP	A	280	—	—	627 Direct	+80.69%	Acquired	(price as of 2026-08-20)
April 28, 2010	AMP	A	2,088	—	—	10,914 Direct	+23.66%	Acquired	(price as of 2026-08-20)
Feb. 10, 2010	AMP	A	346	$37.98	$13,141	346 Direct	—	Acquired	1366.7% (price as of 2026-08-20)
April 22, 2009	AMP	A	4,134	—	—	8,640 Direct	+91.74%	Acquired	(price as of 2026-08-20)
April 23, 2008	AMP	A	1,947	—	—	4,372 Direct	+80.29%	Acquired	(price as of 2026-08-20)
Feb. 13, 2008	AMP	P	2,000	$52.73	$105,460	5,000 Direct	+66.67%	Acquired	956.4% (price as of 2026-08-20)
Nov. 7, 2007	AMP	P	2,000	$58.38	$116,760	3,000 Direct	+200.00%	Acquired	854.2% (price as of 2026-08-20)
Oct. 31, 2007	AMP	A	295	—	—	2,412 Direct	+13.93%	Acquired	(price as of 2026-08-20)
April 27, 2007	AMP	A	1,244	—	—	2,107 Direct	+144.15%	Acquired	(price as of 2026-08-20)
Jan. 30, 2007	AMP	P	1,000	$57.90	$57,900	1,000 Direct	—	Acquired	862.1% (price as of 2026-08-20)
Nov. 17, 2006	AMP	A	1	—	—	862 Direct	+0.12%	Acquired	(price as of 2026-08-20)
Nov. 17, 2006	AMP	A	492	—	—	861 Direct	+133.33%	Acquired	(price as of 2026-08-20)
Oct. 31, 2006	AMP	A	369	—	—	369 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 4, 2013	AMP	Phantom Stock (Retainer Deferral)	Common Stock (130)	—	—	130	Acquired
July 30, 2013	AMP	Phantom Stock (Retainer Deferral)	Common Stock (150)	—	—	150	Acquired
April 26, 2013	AMP	Phantom Stock (Retainer Deferral)	Common Stock (179)	—	—	179	Acquired
April 24, 2013	AMP	Phantom Stock (Annual)	Common Stock (1,601)	—	—	1,601	Acquired
Feb. 5, 2013	AMP	Phantom Stock (Retainer Deferral)	Common Stock (198)	—	—	198	Acquired
Oct. 31, 2012	AMP	Phantom Stock (Retainer Deferral)	Common Stock (113)	—	—	113	Acquired
Aug. 1, 2012	AMP	Phantom Stock (Retainer Deferral)	Common Stock (129)	—	—	129	Acquired
April 30, 2012	AMP	Phantom Stock (Retainer Deferral)	Common Stock (123)	—	—	123	Acquired
April 25, 2012	AMP	Phantom Stock (Annual)	Common Stock (2,160)	—	—	2,160	Acquired
Feb. 8, 2012	AMP	Phantom Stock (Retainer Deferral)	Common Stock (122)	—	—	122	Acquired
Nov. 2, 2011	AMP	Phantom Stock (Retainer Deferral)	Common Stock (568)	—	—	568	Acquired
Aug. 3, 2011	AMP	Phantom Stock (Retainer Deferral)	Common Stock (499)	—	—	499	Acquired
Aug. 3, 2011	AMP	Phantom Stock (Annual) [F1]	Common Stock (285)	—	—	285	Acquired
May 2, 2011	AMP	Phantom Stock (Retainer Deferral)	Common Stock (425)	—	—	425	Acquired
April 27, 2011	AMP	Phantom Stock (Annual)	Common Stock (1,610)	—	—	1,610	Acquired
Feb. 9, 2011	AMP	Phantom Stock (Retainer Deferral)	Common Stock (441)	—	—	441	Acquired
Feb. 9, 2011	AMP	Phantom Stock (Retainer Deferral)	Common Stock (920)	—	—	920	Acquired
Nov. 3, 2010	AMP	Phantom Stock (Retainer Deferral)	Common Stock (253)	—	—	253	Acquired
Aug. 4, 2010	AMP	Phantom Stock (Retainer Deferral)	Common Stock (312)	—	—	312	Acquired
May 3, 2010	AMP	Phantom Stock (Retainer Deferral)	Common Stock (280)	—	—	280	Acquired
April 28, 2010	AMP	Phantom Stock (Annual)	Common Stock (2,088)	—	—	2,088	Acquired
Feb. 10, 2010	AMP	Phantom Stock (Retainer Deferral)	Common Stock (346)	—	—	346	Acquired
April 22, 2009	AMP	Phantom Stock (Annual)	Common Stock (4,134)	—	—	4,134	Acquired
April 23, 2008	AMP	Phantom Stock (Annual)	Common Stock (1,947)	—	—	1,947	Acquired
Oct. 31, 2007	AMP	Phantom Stock (Annual)	Common Stock (295)	—	—	295	Acquired
April 27, 2007	AMP	Phantom Stock (Annual)	Common Stock (1,244)	—	—	1,244	Acquired
Nov. 17, 2006	AMP	Phantom Stock (Quarterly Dividend on Annual Grant)	Common Stock (1)	—	—	1	Acquired
Nov. 17, 2006	AMP	Phantom Stock (Annual Grant and Quarterly Dividend thereon) [F1]	Common Stock (492)	—	—	492	Acquired
Oct. 31, 2006	AMP	Phantom Stock (Annual)	Common Stock (369)	—	—	369	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 10, 2006	AMP	Common Stock	0	Direct