Warren J Spector

Insider

First SEC filing: March 26, 2007 · Latest: March 26, 2007

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Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 95 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

95 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D
March 22, 2007	777001	M	2,962	—	—	0 Direct	-100.00%	Disposed
March 22, 2007	777001	S	2,962	$151.26	$448,032	74,870 Direct	-3.81%	Disposed
March 22, 2007	777001	M	2,962	—	—	77,832 Direct	+3.96%	Acquired
Feb. 14, 2007	777001	A	5,620	—	—	89,264 Direct	+6.72%	Acquired
Feb. 14, 2007	777001	A	6,255	—	—	99,336 Direct	+6.72%	Acquired
Feb. 14, 2007	777001	A	10,258	—	—	162,909 Direct	+6.72%	Acquired
Feb. 14, 2007	777001	A	10,238	—	—	162,612 Direct	+6.72%	Acquired
Feb. 14, 2007	777001	A	2,962	—	—	2,962 Direct	—	Acquired
Jan. 11, 2007	777001	G	5,900	—	—	74,870 Direct	-7.30%	Disposed
Dec. 21, 2006	777001	M	69,197	—	—	0 Direct	-100.00%	Disposed
Dec. 21, 2006	777001	S	69,197	$164.12	$11,356,612	80,770 Direct	-46.14%	Disposed
Dec. 21, 2006	777001	M	69,197	$38.75	$2,681,384	149,967 Direct	+85.67%	Acquired
Dec. 20, 2006	777001	A	33,938	—	—	33,938 Direct	—	Acquired
Dec. 20, 2006	777001	A	85,001	—	—	85,001 Direct	—	Acquired
Dec. 18, 2006	777001	M	44,096	—	—	0 Direct	-100.00%	Disposed
Dec. 18, 2006	777001	D	44,096	$164.68	$7,261,729	80,770 Direct	-35.31%	Disposed
Dec. 18, 2006	777001	M	44,096	—	—	124,866 Direct	+54.59%	Acquired
Dec. 4, 2006	777001	G	36	—	—	80,770 Direct	-0.04%	Disposed
Feb. 23, 2006	777001	M	24,620	—	—	0 Direct	-100.00%	Disposed
Feb. 23, 2006	777001	S	24,620	$135.08	$3,325,670	80,806 Direct	-23.35%	Disposed
Feb. 23, 2006	777001	M	24,620	—	—	105,426 Direct	+30.47%	Acquired
Feb. 8, 2006	777001	A	5,586	—	—	93,081 Direct	+6.38%	Acquired
Feb. 8, 2006	777001	A	9,162	—	—	152,651 Direct	+6.39%	Acquired
Feb. 8, 2006	777001	A	9,145	—	—	152,374 Direct	+6.38%	Acquired
Feb. 8, 2006	777001	A	2,646	—	—	44,096 Direct	+6.38%	Acquired
Feb. 8, 2006	777001	A	24,620	—	—	24,620 Direct	—	Acquired
Dec. 23, 2005	777001	G	150,000	—	—	80,806 Direct	-64.99%	Disposed
Dec. 22, 2005	777001	A	53,650	—	—	53,650 Direct	—	Acquired
Dec. 22, 2005	777001	A	83,644	$116.50	$9,744,526	83,644 Direct	—	Acquired
Dec. 19, 2005	777001	M	385,592	—	—	0 Direct	-100.00%	Disposed
Dec. 19, 2005	777001	D	385,592	$116.22	$44,813,502	230,806 Direct	-62.56%	Disposed
Dec. 19, 2005	777001	M	385,592	—	—	616,398 Direct	+167.06%	Acquired
March 18, 2005	777001	M	47,949	—	—	0 Direct	-100.00%	Disposed
March 18, 2005	777001	M	14,304	—	—	0 Direct	-100.00%	Disposed
March 18, 2005	777001	M	23,237	—	—	0 Direct	-100.00%	Disposed
March 18, 2005	777001	M	27,761	—	—	0 Direct	-100.00%	Disposed
March 18, 2005	777001	M	42,146	—	—	0 Direct	-100.00%	Disposed
March 18, 2005	777001	D	74,591	$102.22	$7,624,692	230,806 Direct	-24.42%	Disposed
March 18, 2005	777001	M	47,949	—	—	305,397 Direct	+18.62%	Acquired
March 18, 2005	777001	M	14,304	—	—	257,448 Direct	+5.88%	Acquired
March 18, 2005	777001	M	23,237	—	—	243,144 Direct	+10.57%	Acquired
March 18, 2005	777001	M	27,761	—	—	219,907 Direct	+14.45%	Acquired
March 18, 2005	777001	M	42,146	—	—	192,146 Direct	+28.10%	Acquired
Feb. 14, 2005	777001	A	9,598	—	—	143,489 Direct	+7.17%	Acquired
Feb. 14, 2005	777001	A	9,581	—	—	143,229 Direct	+7.17%	Acquired
Feb. 14, 2005	777001	A	2,749	—	—	41,450 Direct	+7.10%	Acquired
Feb. 14, 2005	777001	A	25,793	—	—	385,592 Direct	+7.17%	Acquired
Feb. 14, 2005	777001	A	47,949	—	—	47,949 Direct	—	Acquired
Feb. 14, 2005	777001	A	14,304	—	—	14,304 Direct	—	Acquired
Feb. 14, 2005	777001	A	23,237	—	—	23,237 Direct	—	Acquired
Feb. 14, 2005	777001	A	27,761	—	—	27,761 Direct	—	Acquired
Feb. 14, 2005	777001	A	42,146	—	—	42,146 Direct	—	Acquired
Dec. 28, 2004	777001	A	159,784	—	—	159,784 Direct	—	Acquired
Dec. 28, 2004	777001	A	87,495	$102.65	$8,981,362	87,495 Direct	—	Acquired
Dec. 28, 2004	777001	G	22,026	—	—	150,000 Direct	-12.80%	Disposed
Dec. 22, 2004	777001	M	678,295	—	—	0 Direct	-100.00%	Disposed
Dec. 22, 2004	777001	M	204,556	—	—	0 Direct	-100.00%	Disposed
Dec. 22, 2004	777001	M	59,088	—	—	0 Direct	-100.00%	Disposed
Dec. 22, 2004	777001	S	791,939	$102.11	$80,864,891	172,026 Direct	-82.15%	Disposed
Dec. 22, 2004	777001	M	678,295	—	—	963,965 Direct	+237.44%	Acquired
Dec. 22, 2004	777001	M	204,556	—	—	285,670 Direct	+252.18%	Acquired
Dec. 22, 2004	777001	M	59,088	—	—	81,114 Direct	+268.26%	Acquired
Nov. 30, 2004	777001	M	269,732	—	—	59,086 Direct	-82.03%	Disposed
Nov. 30, 2004	777001	M	391,323	—	—	0 Direct	-100.00%	Disposed
Nov. 30, 2004	777001	M	590,724	—	—	0 Direct	-100.00%	Disposed
Nov. 30, 2004	777001	J	1,251,779	$90.93	$113,824,264	22,025 Direct	-98.27%	Disposed
Nov. 30, 2004	777001	M	269,732	—	—	1,273,804 Direct	+26.86%	Acquired
Nov. 30, 2004	777001	M	391,323	—	—	1,004,072 Direct	+63.86%	Acquired
Nov. 30, 2004	777001	M	590,724	—	—	612,749 Direct	+2682.06%	Acquired
Oct. 1, 2004	777001	G	22,000	—	—	22,025 Direct	-49.97%	Disposed
Sept. 7, 2004	777001	J	1,893,718	—	—	0 Direct	-100.00%	Disposed
Aug. 26, 2004	777001	G	22,800	—	—	44,025 Direct	-34.12%	Disposed
Feb. 25, 2004	777001	M	53,712	—	—	120,537 Direct	+80.38%	Acquired
Feb. 25, 2004	777001	M	25,014	—	—	204,557 Direct	-10.90%	Disposed
Feb. 25, 2004	777001	M	683	—	—	0 Direct	-100.00%	Disposed
Feb. 25, 2004	777001	M	53,712	—	—	590,724 Direct	-8.33%	Disposed
Feb. 25, 2004	777001	S	79,409	$85.10	$6,757,706	66,825 Direct	-54.30%	Disposed
Feb. 25, 2004	777001	M	25,014	—	—	146,234 Direct	+20.64%	Acquired
Feb. 25, 2004	777001	M	683	—	—	121,220 Direct	+0.57%	Acquired
Jan. 7, 2004	777001	A	9,967	—	—	133,647 Direct	+8.06%	Acquired
Jan. 7, 2004	777001	A	3,224	—	—	38,701 Direct	+9.09%	Acquired
Jan. 7, 2004	777001	A	26,830	—	—	359,799 Direct	+8.06%	Acquired
Jan. 7, 2004	777001	A	49,898	—	—	678,295 Direct	+7.94%	Acquired
Jan. 7, 2004	777001	A	40,131	—	—	229,571 Direct	+21.18%	Acquired
Jan. 7, 2004	777001	A	24,178	—	—	328,818 Direct	+7.94%	Acquired
Jan. 7, 2004	777001	A	28,882	—	—	391,323 Direct	+7.97%	Acquired
Jan. 7, 2004	777001	A	682	—	—	682 Direct	—	Acquired
Jan. 7, 2004	777001	A	97,572	—	—	644,436 Direct	+17.84%	Acquired
Dec. 15, 2003	777001	A	243,207	—	—	243,207 Direct	—	Acquired
Dec. 15, 2003	777001	A	133,891	$73.75	$9,874,461	133,891 Direct	—	Acquired
Nov. 25, 2003	777001	M	313,473	—	—	157,032 Direct	-66.62%	Disposed
Nov. 25, 2003	777001	M	8,539	—	—	0 Direct	-100.00%	Disposed
Jan. 8, 2003	777001	A	78,439	—	—	1,216,971 Direct	+6.89%	Acquired
Jan. 8, 2003	777001	A	546	—	—	8,538 Direct	+6.83%	Acquired
Jan. 8, 2003	777001	A	23,246	—	—	362,440 Direct	+6.85%	Acquired
Jan. 8, 2003	777001	A	19,775	—	—	304,640 Direct	+6.94%	Acquired
Jan. 8, 2003	777001	A	32,407	—	—	502,912 Direct	+6.89%	Acquired
Jan. 8, 2003	777001	A	40,132	—	—	628,395 Direct	+6.82%	Acquired
Jan. 8, 2003	777001	A	21,444	—	—	332,967 Direct	+6.88%	Acquired
Jan. 8, 2003	777001	A	2,056	—	—	35,475 Direct	+6.15%	Acquired

Showing latest 100 of 106 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
March 22, 2007	777001	CAP Units (2001)	Common Stock (2,962)	—	Nov. 30, 2006	2,962	Disposed
Feb. 14, 2007	777001	CAP Units (2005)	Common Stock (5,620)	—	Nov. 30, 2010	5,620	Acquired
Feb. 14, 2007	777001	CAP Units (2004)	Common Stock (6,255)	—	Nov. 30, 2009	6,255	Acquired
Feb. 14, 2007	777001	CAP Units (2003)	Common Stock (10,258)	—	Nov. 30, 2008	10,258	Acquired
Feb. 14, 2007	777001	CAP Units (2002)	Common Stock (10,238)	—	Nov. 30, 2007	10,238	Acquired
Feb. 14, 2007	777001	CAP Units (2001)	Common Stock (2,962)	—	Nov. 30, 2006	2,962	Acquired
Dec. 21, 2006	777001	Employee Stock Option (Right to Buy)	Common Stock (69,197)	$38.75	Jan. 10, 2010	69,197	Disposed
Dec. 20, 2006	777001	Emp. stock option (rt. to buy)	Common Stock (33,938)	$165.32	Dec. 20, 2016	33,938	Acquired
Dec. 20, 2006	777001	CAP Units (2006)	Common Stock (85,001)	—	Nov. 30, 2011	85,001	Acquired
Dec. 18, 2006	777001	CAP Units (2001)	Common Stock (44,096)	—	Nov. 30, 2006	44,096	Disposed
Feb. 23, 2006	777001	CAP Units (2000)	Common Stock (24,620)	—	Nov. 30, 2005	24,620	Disposed
Feb. 8, 2006	777001	CAP Units (2004)	Common Stock (5,586)	—	Nov. 30, 2009	5,586	Acquired
Feb. 8, 2006	777001	CAP Units (2003)	Common Stock (9,162)	—	Nov. 30, 2008	9,162	Acquired
Feb. 8, 2006	777001	CAP Units (2002)	Common Stock (9,145)	—	Nov. 30, 2007	9,145	Acquired
Feb. 8, 2006	777001	CAP Units (2001)	Common Stock (2,646)	—	Nov. 30, 2006	2,646	Acquired
Feb. 8, 2006	777001	CAP Units (2000)	Common Stock (24,620)	—	Nov. 30, 2005	24,620	Acquired
Dec. 22, 2005	777001	Emp. Stock Option (Rt. to Buy)	Common Stock (53,650)	$116.50	Dec. 22, 2015	53,650	Acquired
Dec. 22, 2005	777001	CAP Units (2005)	Common Stock (83,644)	—	Nov. 30, 2010	83,644	Acquired
Dec. 19, 2005	777001	CAP Units (2000)	Common Stock (385,592)	—	Nov. 30, 2005	385,592	Disposed
March 18, 2005	777001	CAP Units (1999)	Common Stock (47,949)	—	Nov. 30, 2004	47,949	Disposed
March 18, 2005	777001	CAP Units (1998)	Common Stock (14,304)	—	Nov. 30, 2003	14,304	Disposed
March 18, 2005	777001	CAP Units (1997)	Common Stock (23,237)	—	Nov. 30, 2002	23,237	Disposed
March 18, 2005	777001	CAP Units (1996)	Common Stock (27,761)	—	Nov. 30, 2001	27,761	Disposed
March 18, 2005	777001	CAP Units (1993)	Common Stock (42,146)	—	Nov. 30, 2003	42,146	Disposed
Feb. 14, 2005	777001	CAP Units 2003	Common Stock (9,598)	—	Nov. 30, 2008	9,598	Acquired
Feb. 14, 2005	777001	CAP Units (2002)	Common Stock (9,581)	—	Nov. 30, 2007	9,581	Acquired
Feb. 14, 2005	777001	CAP Units (2001)	Common Stock (2,749)	—	Nov. 30, 2006	2,749	Acquired
Feb. 14, 2005	777001	CAP Units (2000)	Common Stock (25,793)	—	Nov. 30, 2005	25,793	Acquired
Feb. 14, 2005	777001	CAP Units (1999)	Common Stock (47,949)	—	Nov. 30, 2004	47,949	Acquired
Feb. 14, 2005	777001	CAP Units (1998)	Common Stock (14,304)	—	Nov. 30, 2003	14,304	Acquired
Feb. 14, 2005	777001	CAP Units (1997)	Common Stock (23,237)	—	Nov. 30, 2002	23,237	Acquired
Feb. 14, 2005	777001	CAP Units (1996)	Common Stock (27,761)	—	Nov. 30, 2001	27,761	Acquired
Feb. 14, 2005	777001	CAP Units (1993)	Common Stock (42,146)	—	Nov. 30, 2003	42,146	Acquired
Dec. 28, 2004	777001	Employee Stock Option (Rt. to Buy 07)	Common Stock (159,784)	$102.65	Dec. 28, 2014	159,784	Acquired
Dec. 28, 2004	777001	CAP Units (2004)	Common Stock (87,495)	—	Nov. 30, 2009	87,495	Acquired
Dec. 22, 2004	777001	CAP Units (1999)	Common Stock (678,295)	$0.00	Nov. 30, 2004	678,295	Disposed
Dec. 22, 2004	777001	CAP Units (1998)	Common Stock (204,556)	$0.00	Nov. 30, 2003	204,556	Disposed
Dec. 22, 2004	777001	CAP Units (1997)	Common Stock (59,088)	$0.00	Nov. 30, 2002	59,088	Disposed
Nov. 30, 2004	777001	CAP Units (1997)	Common Stock (269,732)	$0.00	Nov. 30, 2002	269,732	Disposed
Nov. 30, 2004	777001	CAP Units (1996)	Common Stock (391,323)	$0.00	Nov. 30, 2001	391,323	Disposed
Nov. 30, 2004	777001	CAP Units (1993)	Common Stock (590,724)	$0.00	Nov. 30, 2003	590,724	Disposed
Sept. 7, 2004	777001	Fwd Purchase Contract (oblig. to sell) [F1]	Common Stock [F1]	—	Nov. 30, 2004	1,893,718	Disposed
Feb. 25, 2004	777001	CAP Units (1998)	Common Stock (25,014)	$0.00	Nov. 30, 2003	25,014	Disposed
Feb. 25, 2004	777001	CAP Units (1994)	Common Stock (683)	$0.00	Nov. 30, 2003	683	Disposed
Feb. 25, 2004	777001	CAP Units (1993)	Common Stock (53,712)	$0.00	Nov. 30, 2003	53,712	Disposed
Jan. 7, 2004	777001	CAP Units (2002)	Common Stock (9,967)	$0.00	Nov. 30, 2007	9,967	Acquired
Jan. 7, 2004	777001	CAP Units (2001)	Common Stock (3,224)	$0.00	Nov. 30, 2006	3,224	Acquired
Jan. 7, 2004	777001	CAP Units (2000)	Common Stock (26,830)	$0.00	Nov. 30, 2005	26,830	Acquired
Jan. 7, 2004	777001	CAP Units (1999)	Common Stock (49,898)	$0.00	Nov. 30, 2004	49,898	Acquired
Jan. 7, 2004	777001	CAP Units (1998)	Common Stock (40,131)	$0.00	Nov. 30, 2003	40,131	Acquired
Jan. 7, 2004	777001	CAP Units (1997)	Common Stock (24,178)	$0.00	Nov. 30, 2002	24,178	Acquired
Jan. 7, 2004	777001	CAP Units (1996)	Common Stock (28,882)	$0.00	Nov. 30, 2001	28,882	Acquired
Jan. 7, 2004	777001	CAP Units (1994)	Common Stock (682)	$0.00	Nov. 30, 2003	682	Acquired
Jan. 7, 2004	777001	CAP Units (1993)	Common Stock (97,572)	$0.00	Nov. 30, 2003	97,572	Acquired
Dec. 15, 2003	777001	Emp. Stock Option (Right to Buy)	Common Stock (243,207)	$73.75	Dec. 15, 2013	243,207	Acquired
Dec. 15, 2003	777001	CAP Units 2003	Common Stock (133,891)	$0.00	Nov. 30, 2008	133,891	Acquired
Nov. 25, 2003	777001	CAP Units (1998)	Common Stock (313,473)	$0.00	Nov. 30, 2003	313,473	Disposed
Nov. 25, 2003	777001	CAP Units (1994)	Common Stock (8,539)	$0.00	Nov. 30, 2003	8,539	Disposed
Nov. 25, 2003	777001	CAP Units (1993)	Common Stock (670,108)	$0.00	Nov. 30, 2003	670,108	Disposed
Sept. 17, 2003	777001	Forward Purchase Contract (Obligation to Sell)	Common Stock [F1]	—	Nov. 25, 2003	992,120	Disposed
Jan. 8, 2003	777001	CAP Units (1993)	Common Stock (78,439)	$0.00	Nov. 30, 2003	78,439	Acquired
Jan. 8, 2003	777001	CAP Units (1994)	Common Stock (546)	$0.00	Nov. 30, 2003	546	Acquired
Jan. 8, 2003	777001	CAP Units (1996)	Common Stock (23,246)	$0.00	Nov. 30, 2001	23,246	Acquired
Jan. 8, 2003	777001	CAP Units (1997)	Common Stock (19,775)	$0.00	Nov. 30, 2002	19,775	Acquired
Jan. 8, 2003	777001	CAP Units (1998)	Common Stock (32,407)	$0.00	Nov. 30, 2003	32,407	Acquired
Jan. 8, 2003	777001	CAP Units (1999)	Common Stock (40,132)	$0.00	Nov. 30, 2004	40,132	Acquired
Jan. 8, 2003	777001	CAP Units (2000)	Common Stock (21,444)	$0.00	Nov. 30, 2005	21,444	Acquired
Jan. 8, 2003	777001	CAP Units (2001)	Common Stock (2,056)	$0.00	Nov. 30, 2006	2,056	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).