Water Asset Management LLC

CIK 1423875 · View on SEC EDGAR ↗

Insider

First SEC filing: Nov. 14, 2014 · Latest: Nov. 14, 2014

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Institution

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

13 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 11, 2019 CDZIP S 800,000 $11.00 $8,800,000 2,458,219 Indirect -24.55% Disposed 102.3% (price as of 2026-08-21)
Dec. 10, 2018 CDZIP S 111,000 $9.84 $1,092,240 2,967,162 Indirect -3.61% Disposed 126.1% (price as of 2026-08-21)
Dec. 10, 2018 CDZIP P 111,000 $9.88 $1,096,680 3,078,162 Indirect +3.74% Acquired 125.2% (price as of 2026-08-21)
May 25, 2018 CDZIP S 531,918 $12.46 $6,627,698 2,967,162 Indirect -15.20% Disposed 78.6% (price as of 2026-08-21)
May 25, 2018 CDZIP P 531,918 $12.47 $6,633,017 3,499,080 Indirect +17.93% Acquired 78.4% (price as of 2026-08-21)
Dec. 30, 2016 CDZIP P 20,000 $12.36 $247,200 2,957,660 Indirect +0.68% Acquired 80.0% (price as of 2026-08-21)
Dec. 29, 2016 CDZIP P 15,000 $12.66 $189,900 2,937,660 Indirect +0.51% Acquired 75.8% (price as of 2026-08-21)
Dec. 28, 2016 CDZIP P 12,200 $12.32 $150,304 2,922,660 Indirect +0.42% Acquired 80.6% (price as of 2026-08-21)
Dec. 27, 2016 CDZIP P 40,000 $11.86 $474,400 2,910,460 Indirect +1.39% Acquired 87.6% (price as of 2026-08-21)
Dec. 27, 2016 CDZIP P 20,000 $12.03 $240,600 2,870,460 Indirect +0.70% Acquired 85.0% (price as of 2026-08-21)
Dec. 22, 2016 CDZIP P 25,421 $11.57 $294,121 2,850,460 Indirect +0.90% Acquired 92.3% (price as of 2026-08-21)
Dec. 21, 2016 CDZIP P 77,193 $11.42 $881,544 2,825,039 Indirect +2.81% Acquired 94.8% (price as of 2026-08-21)
Dec. 20, 2016 CDZIP P 17,200 $11.01 $189,372 2,747,846 Indirect +0.63% Acquired 102.1% (price as of 2026-08-21)
Dec. 19, 2016 CDZIP P 56,600 $10.91 $617,506 2,730,646 Indirect +2.12% Acquired 103.9% (price as of 2026-08-21)
Nov. 9, 2016 CDZIP P 200,000 $8.08 $1,616,000 2,660,990 Indirect +8.13% Acquired 175.4% (price as of 2026-08-21)
May 24, 2016 CDZIP P 23,430 $3.11 $72,867 2,460,990 Indirect +0.96% Acquired 615.4% (price as of 2026-08-21)
Oct. 1, 2015 CDZIP P 7,400 $7.55 $55,870 2,437,560 Indirect +0.30% Acquired 194.7% (price as of 2026-08-21)
Sept. 29, 2015 CDZIP P 5,300 $7.36 $39,008 2,430,160 Indirect +0.22% Acquired 202.3% (price as of 2026-08-21)
Sept. 29, 2015 CDZIP P 2,600 $7.46 $19,396 2,424,860 Indirect +0.11% Acquired 198.3% (price as of 2026-08-21)
July 15, 2015 CDZIP P 5,200 $9.20 $47,840 2,422,260 Indirect +0.22% Acquired 141.8% (price as of 2026-08-21)
July 14, 2015 CDZIP P 10,000 $9.61 $96,100 2,417,060 Indirect +0.42% Acquired 131.5% (price as of 2026-08-21)
July 13, 2015 CDZIP P 15,000 $9.34 $140,100 2,407,060 Indirect +0.63% Acquired 138.2% (price as of 2026-08-21)
July 10, 2015 CDZIP P 15,000 $9.47 $142,050 2,392,060 Indirect +0.63% Acquired 135.0% (price as of 2026-08-21)
July 9, 2015 CDZIP P 15,000 $9.41 $141,150 2,377,060 Indirect +0.64% Acquired 136.5% (price as of 2026-08-21)
March 25, 2015 CDZIP S 7,000 $9.98 $69,860 2,362,060 Indirect -0.30% Disposed 122.9% (price as of 2026-08-21)
March 24, 2015 CDZIP S 8,000 $10.01 $80,080 2,369,060 Indirect -0.34% Disposed 122.3% (price as of 2026-08-21)
March 23, 2015 CDZIP S 7,000 $10.05 $70,350 2,377,060 Indirect -0.29% Disposed 121.4% (price as of 2026-08-21)
March 20, 2015 CDZIP S 7,000 $9.78 $68,460 2,384,060 Indirect -0.29% Disposed 127.5% (price as of 2026-08-21)
March 19, 2015 CDZIP S 7,000 $9.88 $69,160 2,391,060 Indirect -0.29% Disposed 125.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 22, 2019 CDZIP Convertible Promissory Note Common Stock (291,057) $6.75 March 5, 2020 1,964,643 Acquired
Nov. 29, 2016 CDZIP Warrants to purchase Common Stock Common Stock (11,561) $0.01 — 11,561 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 14, 2014 CDZIP Common Stock 2,398,060 Indirect
Nov. 14, 2014 CDZIP Convertible Promissory Note→ Common Stock, $0.01 par value — Indirect