Wayne E Nordberg

CIK 1111624 · View on SEC EDGAR ↗

Insider

First SEC filing: June 1, 2004 · Latest: Jan. 22, 2019

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 20 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

20 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 3, 2009 NLY S 20,000 $13.17 $263,400 32,000 Direct -38.46% Disposed -54.8% (price as of 2026-08-19)
May 5, 2008 NLY P 18,000 $16.94 $304,920 18,000 Direct — Acquired -64.8% (price as of 2026-08-19)
May 5, 2008 NLY P 20,000 $16.95 $339,000 20,000 Direct — Acquired -64.8% (price as of 2026-08-19)
May 2, 2008 NLY P 6,800 $16.98 $115,464 6,800 Indirect — Acquired -64.9% (price as of 2026-08-19)
May 2, 2008 NLY P 9,000 $16.98 $152,820 9,000 Indirect — Acquired -64.9% (price as of 2026-08-19)
May 2, 2008 NLY P 8,000 $16.98 $135,840 8,000 Indirect — Acquired -64.9% (price as of 2026-08-19)
May 2, 2008 NLY P 10,000 $16.98 $169,800 10,000 Direct — Acquired -64.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 25, 2017 NLY Deferred Stock Units Common Stock (11,451) — — 11,451 Acquired
May 26, 2016 NLY Deferred Stock Units Common Stock (12,617) — — 12,617 Acquired
May 21, 2015 NLY Deferred Stock Units Common Stock (13,197) — — 13,197 Acquired
May 22, 2014 NLY Deferred Stock Units Common Stock (11,539) — — 11,539 Acquired
June 26, 2012 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $17.11 June 26, 2017 1,250 Acquired
May 14, 2012 NLY Option to purchase Common Stock [F1] Common Stock (1,250) $14.17 June 26, 2012 1,250 Disposed
June 27, 2011 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $18.67 June 27, 2016 1,250 Acquired
June 28, 2010 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $17.24 June 28, 2015 1,250 Acquired
June 26, 2009 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $15.09 June 26, 2014 1,250 Acquired
April 22, 2009 NLY Option to purchase Common Stock [F2] Common Stock (50,000) $13.25 April 22, 2019 50,000 Acquired
Sept. 19, 2008 NLY Option to purchase Common Stock [F2] Common Stock (20,000) $15.61 Sept. 19, 2019 20,000 Acquired
June 26, 2008 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $15.59 June 26, 2013 1,250 Acquired
May 8, 2008 NLY Option to purchase Common Stock [F2] Common Stock (20,000) $16.46 May 8, 2018 20,000 Acquired
June 26, 2007 NLY Option to purchase Common Stock [F2] Common Stock (1,250) $14.17 June 26, 2012 1,250 Acquired
June 26, 2006 NLY Option to purchase Common Stock Common Stock (1,250) $12.15 June 26, 2011 1,250 Acquired
Feb. 13, 2006 NLY Option to purchase Common Stock Common Stock (15,000) $11.72 Feb. 13, 2016 15,000 Acquired
July 7, 2005 NLY Option to purchase Common Stock C/S (15,000) $17.07 July 7, 2015 15,000 Acquired
June 27, 2005 NLY Option to purchase Common Stock C/S (1,250) $18.26 June 27, 2010 1,250 Acquired
June 28, 2004 NLY Option to purchase Common Stock C/S (1,250) $17.21 June 28, 2009 1,250 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 1, 2004 NLY Common Stock 7,000 Direct
June 1, 2004 NLY Common Stock 2,200 Indirect