Wayne E Nordberg
Insider
First SEC filing: June 1, 2004 · Latest: Jan. 22, 2019
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 23, 2018 | NLY | A | 12,858 | · | · | 94,175 Direct | +15.81% | Acquired | (price as of 2026-10-02) |
| May 25, 2017 | NLY | A | 11,451 | · | · | 73,052 Direct | +18.59% | Acquired | (price as of 2026-10-02) |
| May 26, 2016 | NLY | A | 12,617 | · | · | 55,202 Direct | +29.63% | Acquired | (price as of 2026-10-02) |
| May 21, 2015 | NLY | A | 13,197 | · | · | 37,807 Direct | +53.62% | Acquired | (price as of 2026-10-02) |
| May 22, 2014 | NLY | A | 11,539 | · | · | 11,539 Direct | · | Acquired | (price as of 2026-10-02) |
| June 26, 2012 | NLY | A | 1,250 | · | · | 1,250 Direct | · | Acquired | (price as of 2026-10-02) |
| May 14, 2012 | NLY | M | 1,250 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 14, 2012 | NLY | M | 1,250 | $14.17 | $17,712 | 43,250 Direct | +2.98% | Acquired | -67.4% (price as of 2026-10-02) |
| June 27, 2011 | NLY | A | 1,250 | · | · | 1,250 Direct | · | Acquired | (price as of 2026-10-02) |
| June 28, 2010 | NLY | A | 1,250 | · | · | 1,250 Direct | · | Acquired | (price as of 2026-10-02) |
| June 26, 2009 | NLY | A | 1,250 | · | · | 1,250 Direct | · | Acquired | (price as of 2026-10-02) |
| April 22, 2009 | NLY | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-02) |
| March 3, 2009 | NLY | S | 20,000 | $13.17 | $263,400 | 32,000 Direct | -38.46% | Disposed | -64.9% (price as of 2026-10-02) |
| Sept. 19, 2008 | NLY | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-02) |
| June 26, 2008 | NLY | A | 1,250 | · | · | 1,250 Direct | · | Acquired | (price as of 2026-10-02) |
| May 8, 2008 | NLY | A | 20,000 | · | · | 20,000 Direct | · | Acquired | (price as of 2026-10-02) |
| May 5, 2008 | NLY | P | 18,000 | $16.94 | $304,920 | 18,000 Direct | · | Acquired | -72.7% (price as of 2026-10-02) |
| May 5, 2008 | NLY | P | 20,000 | $16.95 | $339,000 | 20,000 Direct | · | Acquired | -72.7% (price as of 2026-10-02) |
| May 2, 2008 | NLY | P | 6,800 | $16.98 | $115,464 | 6,800 Indirect | · | Acquired | -72.8% (price as of 2026-10-02) |
| May 2, 2008 | NLY | P | 9,000 | $16.98 | $152,820 | 9,000 Indirect | · | Acquired | -72.8% (price as of 2026-10-02) |
| May 2, 2008 | NLY | P | 8,000 | $16.98 | $135,840 | 8,000 Indirect | · | Acquired | -72.8% (price as of 2026-10-02) |
| May 2, 2008 | NLY | P | 10,000 | $16.98 | $169,800 | 10,000 Direct | · | Acquired | -72.8% (price as of 2026-10-02) |
| June 26, 2007 | NLY | A | 1,250 | · | · | 1,250 Direct | · | Acquired | (price as of 2026-10-02) |
| June 26, 2006 | NLY | A | 1,250 | · | · | 1,250 Direct | · | Acquired | (price as of 2026-10-02) |
| Feb. 13, 2006 | NLY | A | 15,000 | · | · | 15,000 Direct | · | Acquired | (price as of 2026-10-02) |
| July 7, 2005 | NLY | A | 15,000 | $17.07 | $256,050 | 15,000 Direct | · | Acquired | -72.9% (price as of 2026-10-02) |
| June 27, 2005 | NLY | A | 1,250 | $18.26 | $22,825 | 1,250 Direct | · | Acquired | -74.7% (price as of 2026-10-02) |
| June 28, 2004 | NLY | A | 1,250 | $17.21 | $21,512 | 1,250 Direct | · | Acquired | -73.1% (price as of 2026-10-02) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 23, 2018 | NLY | Deferred Stock Units | Common Stock | · | · | 12,858 | Acquired |
| May 25, 2017 | NLY | Deferred Stock Units | Common Stock | · | · | 11,451 | Acquired |
| May 26, 2016 | NLY | Deferred Stock Units | Common Stock | · | · | 12,617 | Acquired |
| May 21, 2015 | NLY | Deferred Stock Units | Common Stock | · | · | 13,197 | Acquired |
| May 22, 2014 | NLY | Deferred Stock Units | Common Stock | · | · | 11,539 | Acquired |
| June 26, 2012 | NLY | Option to purchase Common Stock [F2] | Common Stock | $17.11 | June 26, 2017 | 1,250 | Acquired |
| May 14, 2012 | NLY | Option to purchase Common Stock [F1] | Common Stock | $14.17 | June 26, 2012 | 1,250 | Disposed |
| June 27, 2011 | NLY | Option to purchase Common Stock [F2] | Common Stock | $18.67 | June 27, 2016 | 1,250 | Acquired |
| June 28, 2010 | NLY | Option to purchase Common Stock [F2] | Common Stock | $17.24 | June 28, 2015 | 1,250 | Acquired |
| June 26, 2009 | NLY | Option to purchase Common Stock [F2] | Common Stock | $15.09 | June 26, 2014 | 1,250 | Acquired |
| April 22, 2009 | NLY | Option to purchase Common Stock [F2] | Common Stock | $13.25 | April 22, 2019 | 50,000 | Acquired |
| Sept. 19, 2008 | NLY | Option to purchase Common Stock [F2] | Common Stock | $15.61 | Sept. 19, 2019 | 20,000 | Acquired |
| June 26, 2008 | NLY | Option to purchase Common Stock [F2] | Common Stock | $15.59 | June 26, 2013 | 1,250 | Acquired |
| May 8, 2008 | NLY | Option to purchase Common Stock [F2] | Common Stock | $16.46 | May 8, 2018 | 20,000 | Acquired |
| June 26, 2007 | NLY | Option to purchase Common Stock [F2] | Common Stock | $14.17 | June 26, 2012 | 1,250 | Acquired |
| June 26, 2006 | NLY | Option to purchase Common Stock | Common Stock | $12.15 | June 26, 2011 | 1,250 | Acquired |
| Feb. 13, 2006 | NLY | Option to purchase Common Stock | Common Stock | $11.72 | Feb. 13, 2016 | 15,000 | Acquired |
| July 7, 2005 | NLY | Option to purchase Common Stock | C/S | $17.07 | July 7, 2015 | 15,000 | Acquired |
| June 27, 2005 | NLY | Option to purchase Common Stock | C/S | $18.26 | June 27, 2010 | 1,250 | Acquired |
| June 28, 2004 | NLY | Option to purchase Common Stock | C/S | $17.21 | June 28, 2009 | 1,250 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.