WHITEBOX ADVISORS LLC

CIK 1257391 · View on SEC EDGAR ↗

Insider Activist

First SEC filing: July 16, 2009 · Latest: Oct. 24, 2025

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Institution

View 13F portfolio

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 1, 2021 HYMC S 600 $7.02 $4,212 11,943,317 Indirect -0.01% Disposed -61.2% (price as of 2026-08-20)
Feb. 26, 2021 HYMC S 6,695 $7.09 $47,468 11,943,917 Indirect -0.06% Disposed -61.6% (price as of 2026-08-20)
Feb. 25, 2021 HYMC S 2,605 $7.18 $18,704 11,950,612 Indirect -0.02% Disposed -62.0% (price as of 2026-08-20)
Dec. 22, 2020 HYMC S 21,796 $8.03 $175,022 11,953,217 Indirect -0.18% Disposed -66.1% (price as of 2026-08-20)
Dec. 18, 2020 HYMC S 28,075 $8.66 $243,130 11,975,013 Indirect -0.23% Disposed -68.5% (price as of 2026-08-20)
Dec. 3, 2020 HYMC S 8,613 $7.40 $63,736 12,003,088 Indirect -0.07% Disposed -63.2% (price as of 2026-08-20)
Dec. 2, 2020 HYMC S 33,757 $7.41 $250,139 12,011,701 Indirect -0.28% Disposed -63.2% (price as of 2026-08-20)
Dec. 1, 2020 HYMC S 54,041 $7.61 $411,252 12,045,458 Indirect -0.45% Disposed -64.2% (price as of 2026-08-20)
July 15, 2009 1257391 S 1,000 $1.15 $1,150 1,788,770 Direct -0.06% Disposed
July 13, 2009 1257391 S 1,300 $1.15 $1,495 1,475 Direct -46.85% Disposed
Dec. 19, 2008 1257391 P 5,600 $1.60 $8,960 1,144,621 Direct +0.49% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
June 8, 2020 HYMC Class A Common Stock, $0.0001 par value 12,099,499 Indirect
June 8, 2020 HYMC Class A Common Stock, $0.0001 par value 7,997,341 Indirect
June 8, 2020 HYMC Warrant→ Class A Common Stock, $0.0001 par value Indirect
June 8, 2020 HYMC Warrant→ Class A Common Stock, $0.0001 par value Direct