Willard H Smith JR

CIK 1181442 · View on SEC EDGAR ↗

Insider

First SEC filing: Aug. 4, 2003 · Latest: Aug. 4, 2003

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 42 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

42 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
July 22, 2011 UTF S 2,000 $17.72 $35,440 52,000 Direct -3.70% Disposed 55.2% (price as of 2026-08-20)
July 22, 2011 UTF S 1,300 $17.72 $23,036 50,700 Direct -2.50% Disposed 55.2% (price as of 2026-08-20)
July 22, 2011 UTF S 700 $17.71 $12,397 50,000 Direct -1.38% Disposed 55.3% (price as of 2026-08-20)
May 16, 2011 ESS S 2,500 $134.26 $335,650 10,485 Direct -19.25% Disposed 114.7% (price as of 2026-08-20)
May 9, 2011 ESS S 2,500 $134.13 $335,325 10,485 Direct -19.25% Disposed 114.9% (price as of 2026-08-20)
Feb. 22, 2011 ESS S 2,500 $117.93 $294,825 10,485 Direct -19.25% Disposed 144.4% (price as of 2026-08-20)
Feb. 24, 2010 ESS S 2,500 $84.59 $211,475 10,000 Direct -20.00% Disposed 240.7% (price as of 2026-08-20)
June 19, 2007 UTF P 1,000 $26.79 $26,790 50,000 Direct +2.04% Acquired 2.6% (price as of 2026-08-20)
June 19, 2007 UTF P 3,800 $26.80 $101,840 53,800 Direct +7.60% Acquired 2.6% (price as of 2026-08-20)
June 19, 2007 UTF P 200 $26.78 $5,356 54,000 Direct +0.37% Acquired 2.7% (price as of 2026-08-20)
June 18, 2007 UTF P 2,000 $26.85 $53,700 41,000 Direct +5.13% Acquired 2.4% (price as of 2026-08-20)
June 18, 2007 UTF P 1,000 $26.78 $26,780 42,000 Direct +2.44% Acquired 2.7% (price as of 2026-08-20)
June 18, 2007 UTF P 2,000 $26.75 $53,500 44,000 Direct +4.76% Acquired 2.8% (price as of 2026-08-20)
June 18, 2007 UTF P 1,000 $26.73 $26,730 45,000 Direct +2.27% Acquired 2.9% (price as of 2026-08-20)
June 18, 2007 UTF P 1,000 $27.19 $27,190 46,000 Direct +2.22% Acquired 1.1% (price as of 2026-08-20)
June 18, 2007 UTF P 3,000 $26.79 $80,370 49,000 Direct +6.52% Acquired 2.6% (price as of 2026-08-20)
May 11, 2007 ESS S 500 $127.32 $63,660 5,000 Direct -9.09% Disposed 126.4% (price as of 2026-08-20)
May 11, 2007 ESS S 1,000 $127.11 $127,110 5,500 Direct -15.38% Disposed 126.8% (price as of 2026-08-20)
May 11, 2007 ESS S 1,000 $127.02 $127,020 6,500 Direct -13.33% Disposed 126.9% (price as of 2026-08-20)
March 27, 2006 UTF P 1,400 $20.55 $28,770 39,000 Direct +3.72% Acquired 33.8% (price as of 2026-08-20)
March 27, 2006 UTF P 600 $20.49 $12,294 39,000 Direct +1.56% Acquired 34.2% (price as of 2026-08-20)
March 27, 2006 UTF P 3,000 $20.47 $61,410 39,000 Direct +8.33% Acquired 34.3% (price as of 2026-08-20)
Jan. 27, 2006 UTF P 2,000 $20.79 $41,580 34,000 Direct +6.25% Acquired 32.3% (price as of 2026-08-20)
Jan. 27, 2006 UTF P 1,000 $20.78 $20,780 34,000 Direct +3.03% Acquired 32.3% (price as of 2026-08-20)
Jan. 27, 2006 UTF P 1,000 $20.75 $20,750 34,000 Direct +3.03% Acquired 32.5% (price as of 2026-08-20)
Aug. 2, 2005 UTF P 5,000 $22.21 $111,050 30,000 Direct +20.00% Acquired 23.8% (price as of 2026-08-20)
March 15, 2005 UTF P 3,500 $19.93 $69,755 25,000 Direct +16.28% Acquired 38.0% (price as of 2026-08-20)
March 14, 2005 UTF P 500 $19.86 $9,930 21,500 Direct +2.38% Acquired 38.5% (price as of 2026-08-20)
March 14, 2005 UTF P 1,000 $19.84 $19,840 21,500 Direct +4.88% Acquired 38.6% (price as of 2026-08-20)
March 26, 2004 UTF P 20,000 $20.00 $400,000 20,000 Direct — Acquired 37.5% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 16, 2011 ESS Director Stock Option (Right to Purchase) Common Stock (2,500) $0.00 May 13, 2013 2,500 Disposed
May 9, 2011 ESS Director Stock Option (Right to purchase) Common Stock (2,500) $0.00 May 14, 2012 2,500 Disposed
Feb. 22, 2011 ESS Director Stock Option (Right to purchase) Common Stock (2,500) $0.00 May 15, 2011 2,500 Disposed
Feb. 24, 2010 ESS Director Stock Option (Right to Purchase) Common Stock (2,500) $0.00 April 25, 2010 2,500 Disposed
March 11, 2009 ESS Stock Option- Right to buy Common Stock (2,500) $30.38 April 27, 2009 2,500 Acquired
May 8, 2007 ESS Stock Option (Right to Buy) Common Stock (2,500) $125.84 May 8, 2017 2,500 Acquired
Jan. 3, 2007 ESS Director Stock Option (right to purchase) Common Stock (2,500) $29.25 May 29, 2007 2,500 Disposed
Jan. 2, 2007 O Options to purchase common stock Common stock (10,000) $13.03 May 5, 2008 10,000 Disposed
May 9, 2006 ESS Director Stock Option Common Stock (2,500) $107.56 May 9, 2016 2,500 Acquired
May 10, 2005 ESS Director Stock Option Common Stock (2,500) $79.25 May 10, 2015 2,500 Acquired
May 11, 2004 ESS Director Stock Option Common Stock (2,500) $62.34 May 11, 2014 2,500 Acquired
Jan. 14, 2004 O Options to purchase common stock Common stock $25.38 June 12, 2007 5,000 Disposed
Aug. 1, 2003 O Option to purchase common stock Common stock (5,000) $23.56 May 5, 2009 5,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 29, 2010 PSF Common Stock 0 Direct
Nov. 20, 2006 FOF Common Stock 0 Direct
March 29, 2004 UTF Common Stock 0 Direct