William A Bose
CIK 1371743 · View on SEC EDGAR ↗
First SEC filing: Aug. 8, 2006 · Latest: Aug. 8, 2006
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| July 7, 2009 | SWKHL | A | 10,000 | — | — | 159,958 Direct | +6.67% | Acquired | (price as of 2026-08-20) |
| Feb. 1, 2007 | SWKHL | A | 10,000 | — | — | 10,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 8, 2006 | SWKHL | A | 45,000 | — | — | 45,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Sept. 8, 2006 | SWKHL | A | 35,000 | — | — | 35,000 Direct | — | Acquired | (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 7, 2009 | SWKHL | Stock Option (right to buy) | Common Stock (10,000) | $0.70 | July 7, 2009 | 10,000 | Acquired |
| Feb. 1, 2007 | SWKHL | Incentive Stock Option (right to buy) | Common Stock (10,000) | $3.10 | Feb. 1, 2017 | 10,000 | Acquired |
| Sept. 8, 2006 | SWKHL | INCENTIVE STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (45,000) | $2.95 | Sept. 7, 2016 | 45,000 | Acquired |
| Sept. 8, 2006 | SWKHL | INCENTIVE STOCK OPTION (RIGHT TO BUY) | COMMON STOCK (35,000) | $2.95 | Sept. 7, 2016 | 35,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 11 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 8, 2006 | SWKHL | COMMON STOCK | 150 | Indirect |
| Aug. 8, 2006 | SWKHL | COMMON STOCK | 15 | Indirect |
| Aug. 8, 2006 | SWKHL | INCENTIVE STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (3,000) | 3,000 | Direct |
| Aug. 8, 2006 | SWKHL | INCENTIVE STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (2,500) | 2,500 | Direct |
| Aug. 8, 2006 | SWKHL | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (2,100) | 2,100 | Direct |
| Aug. 8, 2006 | SWKHL | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (525) | 525 | Direct |
| Aug. 8, 2006 | SWKHL | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (4,533) | 4,533 | Direct |
| Aug. 8, 2006 | SWKHL | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (4,000) | 4,000 | Direct |
| Aug. 8, 2006 | SWKHL | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (20,000) | 20,000 | Direct |
| Aug. 8, 2006 | SWKHL | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (20,000) | 20,000 | Direct |
| Aug. 8, 2006 | SWKHL | NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)→ COMMON STOCK (3,300) | 3,300 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2006 | $180,000 | — | — | — | $97,375 | — | — | $406,847 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.