William A Osborn

Insider

First SEC filing: March 3, 2021 · Latest: March 3, 2021

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 90 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

90 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 29, 2022	ABT	A	1,602	—	—	98,598 Direct	+1.65%	Acquired	(price as of 2026-08-20)
April 29, 2022	ABT	A	8,106	—	—	8,106 Direct	—	Acquired	(price as of 2026-08-20)
Oct. 26, 2021	ABT	M	15,752	$59.42	$935,984	96,996 Direct	+19.39%	Acquired	93.3% (price as of 2026-08-20)
Oct. 26, 2021	ABT	M	15,752	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 23, 2021	ABT	A	1,499	—	—	81,244 Direct	+1.88%	Acquired	(price as of 2026-08-20)
April 23, 2021	ABT	A	7,586	—	—	7,586 Direct	—	Acquired	(price as of 2026-08-20)
March 8, 2021	GD	F	74	$172.96	$12,799	36,266 Direct	-0.20%	Disposed	126.5% (price as of 2026-08-20)
March 3, 2021	GD	A	2,770	—	—	2,770 Direct	—	Acquired	(price as of 2026-08-20)
March 3, 2021	GD	A	475	—	—	36,340 Direct	+1.32%	Acquired	(price as of 2026-08-20)
March 1, 2021	CAT	A	683	—	—	54,199 Direct	+1.28%	Acquired	(price as of 2026-08-20)
Nov. 24, 2020	ABT	M	21,448	—	—	0 Direct	—	Acquired	(price as of 2026-08-20)
Nov. 24, 2020	ABT	M	21,448	$43.64	$935,991	79,745 Direct	+36.79%	Acquired	163.2% (price as of 2026-08-20)
Nov. 9, 2020	GD	M	4,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 9, 2020	GD	S	3,594	$147.14	$528,821	35,865 Direct	-9.11%	Disposed	166.2% (price as of 2026-08-20)
Nov. 9, 2020	GD	M	4,400	$112.40	$494,560	39,459 Direct	+12.55%	Acquired	248.5% (price as of 2026-08-20)
Aug. 10, 2020	CAT	G	1,471	—	—	53,510 Direct	-2.68%	Disposed	(price as of 2026-08-20)
Aug. 10, 2020	GD	G	1,310	—	—	35,059 Direct	-3.60%	Disposed	(price as of 2026-08-20)
April 24, 2020	ABT	A	9,991	—	—	9,991 Direct	—	Acquired	(price as of 2026-08-20)
April 24, 2020	ABT	A	1,974	—	—	58,297 Direct	+3.50%	Acquired	(price as of 2026-08-20)
March 4, 2020	GD	A	485	—	—	36,369 Direct	+1.35%	Acquired	(price as of 2026-08-20)
March 4, 2020	GD	A	3,210	—	—	3,210 Direct	—	Acquired	(price as of 2026-08-20)
March 2, 2020	CAT	A	1,176	—	—	54,955 Direct	+2.19%	Acquired	(price as of 2026-08-20)
March 2, 2020	GD	F	86	$161.42	$13,882	35,884 Direct	-0.24%	Disposed	142.7% (price as of 2026-08-20)
Jan. 2, 2020	GD	F	115	$177.98	$20,468	35,970 Direct	-0.32%	Disposed	120.1% (price as of 2026-08-20)
Aug. 2, 2019	GD	M	6,900	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Aug. 2, 2019	GD	S	1,500	$182.56	$273,840	36,085 Direct	-3.99%	Disposed	114.6% (price as of 2026-08-20)
Aug. 2, 2019	GD	M	6,900	$67.70	$467,130	37,585 Direct	+22.49%	Acquired	478.7% (price as of 2026-08-20)
April 26, 2019	ABT	A	11,990	—	—	11,990 Direct	—	Acquired	(price as of 2026-08-20)
April 26, 2019	ABT	A	2,241	—	—	56,323 Direct	+4.14%	Acquired	(price as of 2026-08-20)
March 6, 2019	GD	A	2,590	—	—	2,590 Direct	—	Acquired	(price as of 2026-08-20)
March 6, 2019	GD	A	445	—	—	30,685 Direct	+1.47%	Acquired	(price as of 2026-08-20)
March 4, 2019	CAT	A	1,084	—	—	53,746 Direct	+2.06%	Acquired	(price as of 2026-08-20)
Jan. 2, 2019	GD	F	115	$155.64	$17,899	30,240 Direct	-0.38%	Disposed	151.7% (price as of 2026-08-20)
April 27, 2018	ABT	A	15,752	—	—	15,752 Direct	—	Acquired	(price as of 2026-08-20)
April 27, 2018	ABT	A	2,945	—	—	54,082 Direct	+5.76%	Acquired	(price as of 2026-08-20)
March 14, 2018	GD	M	4,580	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 14, 2018	GD	M	4,580	$71.01	$325,226	30,355 Direct	+17.77%	Acquired	451.7% (price as of 2026-08-20)
March 7, 2018	GD	A	335	—	—	25,775 Direct	+1.32%	Acquired	(price as of 2026-08-20)
March 7, 2018	GD	A	1,990	—	—	1,990 Direct	—	Acquired	(price as of 2026-08-20)
March 5, 2018	CAT	A	993	—	—	52,638 Direct	+1.92%	Acquired	(price as of 2026-08-20)
July 28, 2017	CAT	S	5,000	$113.67	$568,350	51,645 Direct	-8.83%	Disposed	611.3% (price as of 2026-08-20)
April 28, 2017	ABT	A	3,437	—	—	51,137 Direct	+7.21%	Acquired	(price as of 2026-08-20)
April 28, 2017	ABT	A	21,448	—	—	21,448 Direct	—	Acquired	(price as of 2026-08-20)
March 6, 2017	CAT	A	1,307	—	—	58,251 Direct	+2.30%	Acquired	(price as of 2026-08-20)
March 1, 2017	GD	A	2,270	—	—	2,270 Direct	—	Acquired	(price as of 2026-08-20)
March 1, 2017	GD	A	390	—	—	25,440 Direct	+1.56%	Acquired	(price as of 2026-08-20)
Dec. 31, 2016	ABT	A	1,015	$38.41	$38,986	26,963 Direct	+3.91%	Acquired	199.0% (price as of 2026-08-20)
Sept. 30, 2016	ABT	A	922	$42.29	$38,991	25,780 Direct	+3.71%	Acquired	171.6% (price as of 2026-08-20)
June 30, 2016	ABT	A	953	$39.31	$37,462	24,715 Direct	+4.01%	Acquired	192.2% (price as of 2026-08-20)
April 29, 2016	ABT	A	3,799	—	—	47,700 Direct	+8.65%	Acquired	(price as of 2026-08-20)
March 31, 2016	ABT	A	824	$41.83	$34,468	23,601 Direct	+3.62%	Acquired	174.6% (price as of 2026-08-20)
March 7, 2016	CAT	A	1,672	—	—	56,944 Direct	+3.03%	Acquired	(price as of 2026-08-20)
March 2, 2016	GD	A	3,220	—	—	3,220 Direct	—	Acquired	(price as of 2026-08-20)
March 2, 2016	GD	A	520	—	—	25,050 Direct	+2.12%	Acquired	(price as of 2026-08-20)
Dec. 31, 2015	ABT	A	768	$44.91	$34,491	22,621 Direct	+3.51%	Acquired	155.8% (price as of 2026-08-20)
Nov. 2, 2015	GD	M	5,210	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 2, 2015	GD	M	5,210	$74.81	$389,760	24,530 Direct	+26.97%	Acquired	423.7% (price as of 2026-08-20)
Sept. 30, 2015	ABT	A	857	$40.22	$34,469	21,734 Direct	+4.10%	Acquired	185.6% (price as of 2026-08-20)
June 30, 2015	ABT	A	702	$49.08	$34,454	20,777 Direct	+3.50%	Acquired	134.0% (price as of 2026-08-20)
April 24, 2015	ABT	A	2,793	—	—	43,901 Direct	+6.79%	Acquired	(price as of 2026-08-20)
March 31, 2015	ABT	A	744	$46.33	$34,470	19,976 Direct	+3.87%	Acquired	147.9% (price as of 2026-08-20)
March 4, 2015	GD	A	2,570	—	—	2,570 Direct	—	Acquired	(price as of 2026-08-20)
March 4, 2015	GD	A	520	—	—	19,320 Direct	+2.77%	Acquired	(price as of 2026-08-20)
March 2, 2015	CAT	A	1,506	—	—	53,666 Direct	+2.89%	Acquired	(price as of 2026-08-20)
Dec. 31, 2014	ABT	A	766	$45.02	$34,485	19,132 Direct	+4.17%	Acquired	155.1% (price as of 2026-08-20)
Sept. 30, 2014	ABT	A	829	$41.59	$34,478	18,274 Direct	+4.75%	Acquired	176.2% (price as of 2026-08-20)
June 30, 2014	ABT	A	843	$40.90	$34,479	17,353 Direct	+5.11%	Acquired	180.8% (price as of 2026-08-20)
April 29, 2014	CAT	M	5,833	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 29, 2014	CAT	M	7,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 29, 2014	CAT	D	3,513	$104.66	$367,671	52,160 Direct	-6.31%	Disposed	672.5% (price as of 2026-08-20)
April 29, 2014	CAT	M	5,833	$63.04	$367,712	55,673 Direct	+11.70%	Acquired	1182.6% (price as of 2026-08-20)
April 29, 2014	CAT	D	4,465	$104.66	$467,307	49,840 Direct	-8.22%	Disposed	672.5% (price as of 2026-08-20)
April 29, 2014	CAT	M	7,000	$66.76	$467,320	54,305 Direct	+14.80%	Acquired	1111.1% (price as of 2026-08-20)
April 25, 2014	ABT	A	3,535	—	—	41,108 Direct	+9.41%	Acquired	(price as of 2026-08-20)
April 25, 2014	GD	M	5,410	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 25, 2014	GD	M	5,410	$73.49	$397,581	18,800 Direct	+40.40%	Acquired	433.1% (price as of 2026-08-20)
March 31, 2014	ABT	A	895	$38.51	$34,466	16,418 Direct	+5.77%	Acquired	198.3% (price as of 2026-08-20)
March 5, 2014	GD	A	4,400	—	—	4,400 Direct	—	Acquired	(price as of 2026-08-20)
March 5, 2014	GD	A	540	—	—	13,390 Direct	+4.20%	Acquired	(price as of 2026-08-20)
March 3, 2014	CAT	A	1,298	—	—	47,305 Direct	+2.82%	Acquired	(price as of 2026-08-20)
Dec. 31, 2013	ABT	A	900	$38.33	$34,497	15,434 Direct	+6.19%	Acquired	199.7% (price as of 2026-08-20)
Sept. 30, 2013	ABT	A	1,039	$33.19	$34,484	14,481 Direct	+7.73%	Acquired	246.1% (price as of 2026-08-20)
June 30, 2013	ABT	A	989	$34.88	$34,496	13,388 Direct	+7.98%	Acquired	229.3% (price as of 2026-08-20)
April 26, 2013	ABT	A	3,097	—	—	37,573 Direct	+8.98%	Acquired	(price as of 2026-08-20)
March 31, 2013	ABT	A	976	$35.32	$34,472	12,353 Direct	+8.58%	Acquired	225.2% (price as of 2026-08-20)
March 6, 2013	GD	A	6,900	—	—	6,900 Direct	—	Acquired	(price as of 2026-08-20)
March 6, 2013	GD	A	900	—	—	12,850 Direct	+7.53%	Acquired	(price as of 2026-08-20)
March 4, 2013	CAT	A	1,115	—	—	46,007 Direct	+2.48%	Acquired	(price as of 2026-08-20)
Feb. 1, 2013	GD	P	5,000	$66.47	$332,350	11,950 Direct	+71.94%	Acquired	489.4% (price as of 2026-08-20)
Feb. 1, 2013	ABT	P	650	$33.86	$22,009	34,476 Direct	+1.92%	Acquired	239.2% (price as of 2026-08-20)
Feb. 1, 2013	ABT	P	4,400	$33.87	$149,028	33,826 Direct	+14.95%	Acquired	239.1% (price as of 2026-08-20)
Feb. 1, 2013	ABT	P	1,300	$33.88	$44,044	29,426 Direct	+4.62%	Acquired	239.0% (price as of 2026-08-20)
Feb. 1, 2013	ABT	P	100	$33.83	$3,383	28,126 Direct	+0.36%	Acquired	239.5% (price as of 2026-08-20)
Feb. 1, 2013	ABT	P	2,750	$33.83	$93,032	28,026 Direct	+10.88%	Acquired	239.5% (price as of 2026-08-20)
Feb. 1, 2013	ABT	P	800	$33.84	$27,072	25,276 Direct	+3.27%	Acquired	239.4% (price as of 2026-08-20)
Dec. 31, 2012	ABT	A	526	$65.50	$34,453	11,331 Direct	+4.87%	Acquired	265.5% (price as of 2026-08-20)
Nov. 5, 2012	CAT	M	8,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Nov. 5, 2012	CAT	M	8,000	$44.90	$359,200	44,892 Direct	+21.68%	Acquired	1700.7% (price as of 2026-08-20)
Sept. 30, 2012	ABT	A	503	$68.56	$34,486	10,718 Direct	+4.92%	Acquired	249.2% (price as of 2026-08-20)
June 30, 2012	ABT	A	519	$64.47	$33,460	10,137 Direct	+5.40%	Acquired	271.3% (price as of 2026-08-20)

Showing latest 100 of 576 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 29, 2022	ABT	Option (right to buy) [F2]	Common Shares (8,106)	$115.46	April 28, 2032	8,106	Acquired
Oct. 26, 2021	ABT	Option (right to buy) [F1]	Common Shares (15,752)	$59.42	April 26, 2028	15,752	Disposed
April 23, 2021	ABT	Option (right to buy) [F2]	Common Shares (7,586)	$123.38	April 22, 2031	7,586	Acquired
March 3, 2021	GD	Stock Options	Common Stock (2,770)	$168.56	March 2, 2031	2,770	Acquired
Nov. 24, 2020	ABT	Option (right to buy) [F1]	Common shares (21,448)	$43.64	April 27, 2027	21,448	Acquired
Nov. 9, 2020	GD	Stock Options	Common Stock (4,400)	$112.40	March 4, 2021	4,400	Disposed
April 24, 2020	ABT	Option (right to buy) [F2]	Common shares (9,991)	$93.68	April 23, 2030	9,991	Acquired
March 4, 2020	GD	Stock Options	Common Stock (3,210)	$165.47	March 3, 2030	3,210	Acquired
Aug. 2, 2019	GD	Stock Options	Common Stock (6,900)	$67.70	March 5, 2020	6,900	Disposed
April 26, 2019	ABT	Option (right to buy) [F2]	Common shares (11,990)	$78.06	April 25, 2029	11,990	Acquired
March 6, 2019	GD	Stock Options	Common Stock (2,590)	$167.61	March 5, 2029	2,590	Acquired
April 27, 2018	ABT	Option (right to buy) [F2]	Common shares (15,752)	$59.42	April 26, 2028	15,752	Acquired
March 14, 2018	GD	Stock Options	Common Stock (4,580)	$71.01	March 14, 2018	4,580	Disposed
March 7, 2018	GD	Stock Options	Coimmon Stock (1,990)	$223.93	March 6, 2028	1,990	Acquired
April 28, 2017	ABT	Option (right to buy) [F2]	Common shares (21,448)	$43.64	April 27, 2027	21,448	Acquired
March 1, 2017	GD	Stock Options	Common Stock (2,270)	$191.71	Feb. 28, 2027	2,270	Acquired
Dec. 31, 2016	ABT	Stock Equivalent Units	Common shares (1,015)	—	—	1,015	Acquired
Sept. 30, 2016	ABT	Stock Equivalent Units	Common shares (922)	—	—	922	Acquired
June 30, 2016	ABT	Stock Equivalent Units	Common shares (953)	—	—	953	Acquired
March 31, 2016	ABT	Stock Equivalent Units	Common shares (824)	—	—	824	Acquired
March 2, 2016	GD	Stock Options	Common Stock (3,220)	$135.85	March 1, 2026	3,220	Acquired
Dec. 31, 2015	ABT	Stock Equivalent Units	Common shares (768)	—	—	768	Acquired
Nov. 2, 2015	GD	Stock Options	Common Stock (5,210)	$74.81	March 1, 2018	5,210	Disposed
Sept. 30, 2015	ABT	Stock Equivalent Units	Common shares (857)	—	—	857	Acquired
June 30, 2015	ABT	Stock Equivalent Units	Common shares (702)	—	—	702	Acquired
March 31, 2015	ABT	Stock Equivalent Units	Common shares (744)	—	—	744	Acquired
March 4, 2015	GD	Stock Options	Common Stock (2,570)	$136.78	March 3, 2025	2,570	Acquired
Dec. 31, 2014	ABT	Stock Equivalent Units	Common shares (766)	—	—	766	Acquired
Sept. 30, 2014	ABT	Stock Equivalent Units	Common shares (829)	—	—	829	Acquired
June 30, 2014	ABT	Stock Equivalent Units	Common shares (843)	—	—	843	Acquired
April 29, 2014	CAT	Stock Appreciation Right	Common Stock (5,833)	$63.04	March 2, 2017	5,833	Disposed
April 29, 2014	CAT	Stock Appreciation Right	Common Stock (7,000)	$66.76	June 14, 2016	7,000	Disposed
April 25, 2014	GD	Stock Options	Common Stock (5,410)	$73.49	March 2, 2015	5,410	Disposed
March 31, 2014	ABT	Stock Equivalent Units	Common shares (895)	—	—	895	Acquired
March 5, 2014	GD	Stock Options	Common Stock (4,400)	$112.40	March 4, 2021	4,400	Acquired
Dec. 31, 2013	ABT	Stock Equivalent Units	Common shares (900)	—	—	900	Acquired
Sept. 30, 2013	ABT	Stock Equivalent Units	Common shares (1,039)	—	—	1,039	Acquired
June 30, 2013	ABT	Stock Equivalent Units	Common shares (989)	—	—	989	Acquired
March 31, 2013	ABT	Stock Equivalent Units	Common shares (976)	—	—	976	Acquired
March 6, 2013	GD	Stock Options	Common Stock (6,900)	$67.70	March 5, 2020	6,900	Acquired
Dec. 31, 2012	ABT	Stock Equivalent Units	Common shares (526)	—	—	526	Acquired
Nov. 5, 2012	CAT	Employee Stock Option	Common (8,000)	$44.90	April 13, 2015	8,000	Disposed
Sept. 30, 2012	ABT	Stock Equivalent Units	Common shares (503)	—	—	503	Acquired
June 30, 2012	ABT	Stock Equivalent Units	Common shares (519)	—	—	519	Acquired
March 31, 2012	ABT	Stock Equivalent Units	Common shares (513)	—	—	513	Acquired
March 7, 2012	GD	Stock Options	Common Stock (4,580)	$71.01	March 6, 2019	4,580	Acquired
Jan. 31, 2012	CAT	Employee Stock Option [F2]	Common (8,000)	$40.64	April 14, 2014	8,000	Disposed
Dec. 31, 2011	ABT	Stock Equivalent Units	Common shares (560)	—	—	560	Acquired
Sept. 30, 2011	ABT	Stock Equivalent Units	Common shares (615)	—	—	615	Acquired
June 30, 2011	ABT	Stock Equivalent Units	Common shares (579)	—	—	579	Acquired
March 31, 2011	ABT	Stock Equivalent Units	Common shares (581)	—	—	581	Acquired
March 3, 2011	CAT	Restricted Stock Units	Common (1,606)	—	March 3, 2011	1,606	Disposed
March 2, 2011	GD	Stock Options	Common Stock (5,210)	$74.81	March 1, 2018	5,210	Acquired
Dec. 31, 2010	ABT	Stock Equivalent Units	Common shares (594)	—	—	594	Acquired
Sept. 30, 2010	ABT	Stock Equivalent Units	Common shares (545)	—	—	545	Acquired
July 27, 2010	CAT	Employee Stock Option [F2]	Common (8,000)	$26.03	April 9, 2013	8,000	Disposed
June 30, 2010	ABT	Stock Equivalent Units	Common shares (609)	—	—	609	Acquired
March 31, 2010	ABT	Stock Equivalent Units	Common shares (541)	—	—	541	Acquired
March 3, 2010	GD	Stock Options	Common Stock (5,410)	$73.49	March 2, 2015	5,410	Acquired
Dec. 31, 2009	ABT	Stock Equivalent Units	Common shares (527)	—	—	527	Acquired
Sept. 30, 2009	ABT	Stock Equivalent Units	Common Shares (576)	—	—	576	Acquired
June 30, 2009	ABT	Stock Equivalent Units	Common Shares (573)	—	—	573	Acquired
May 4, 2009	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (50,000)	$45.16	May 13, 2009	50,000	Disposed
March 31, 2009	ABT	Stock equivalent units	Common Shares (503)	—	—	503	Acquired
Jan. 26, 2009	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (3,066)	$32.62	Feb. 18, 2013	3,066	Disposed
Jan. 26, 2009	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (1,913)	$52.30	May 20, 2012	1,913	Disposed
Jan. 23, 2009	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (50,000)	$45.16	May 13, 2009	50,000	Disposed
Dec. 31, 2008	ABT	Stock equivalent units	Common shares (449)	—	—	449	Acquired
Oct. 29, 2008	CAT	Employee Stock Option [F2]	Common (8,000)	$29.43	April 10, 2012	8,000	Disposed
Sept. 30, 2008	ABT	Stock equivalent units	Common shares (416)	—	—	416	Acquired
July 18, 2008	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (54,428)	$45.16	May 13, 2009	54,428	Disposed
June 30, 2008	ABT	Stock equivalent units	Common shares (453)	—	—	453	Acquired
April 18, 2008	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (18,397)	$32.62	Feb. 18, 2013	18,397	Disposed
April 18, 2008	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (45,572)	$45.16	May 13, 2009	45,572	Disposed
March 31, 2008	ABT	Stock equivalent units	Common shares (290)	—	—	290	Acquired
March 3, 2008	CAT	Restricted Stock Units	Common (1,606)	—	—	1,606	Acquired
Feb. 19, 2008	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (126,352)	$71.23	Feb. 19, 2018	126,352	Acquired
Jan. 29, 2008	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (21,988)	$34.59	Sept. 15, 2008	21,988	Disposed
Jan. 28, 2008	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (13,385)	$34.59	Sept. 15, 2008	13,385	Disposed
Jan. 25, 2008	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (55,027)	$34.59	Sept. 15, 2008	55,027	Disposed
Jan. 24, 2008	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (9,600)	$34.59	Sept. 15, 2008	9,600	Disposed
Oct. 24, 2007	CAT	Employee Stock Option [F2]	Common (8,000)	$22.76	April 11, 2011	8,000	Disposed
July 20, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (47,110)	$34.59	Sept. 15, 2008	47,110	Acquired
July 20, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (47,110)	$34.59	Sept. 15, 2008	47,110	Disposed
April 19, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (2,890)	$34.59	Sept. 15, 2008	2,890	Disposed
April 19, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (50,000)	$28.31	Sept. 16, 2007	50,000	Disposed
April 19, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (2,890)	$34.59	Sept. 15, 2008	2,890	Disposed
April 19, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (50,000)	$28.31	Sept. 16, 2007	50,000	Disposed
March 2, 2007	CAT	Stock Appreciation Right	Common (5,833)	$63.04	March 2, 2017	5,833	Acquired
Feb. 20, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (195,313)	$63.36	Feb. 20, 2017	195,313	Acquired
Jan. 19, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (50,000)	$28.31	Sept. 16, 2007	50,000	Disposed
Jan. 19, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (50,000)	$28.31	Sept. 16, 2007	50,000	Disposed
Jan. 19, 2007	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (50,000)	$28.31	Sept. 16, 2007	50,000	Disposed
Oct. 20, 2006	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (46,468)	$28.31	Sept. 16, 2007	46,468	Disposed
June 14, 2006	CAT	Stock Appreciation Right	Common (7,000)	$66.76	June 14, 2016	7,000	Acquired
April 20, 2006	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (50,000)	$16.75	Sept. 17, 2006	50,000	Disposed
Feb. 21, 2006	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (278,258)	$52.10	Feb. 17, 2016	278,258	Acquired
Feb. 21, 2006	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (278,258)	$52.10	Feb. 21, 2016	278,258	Acquired
Jan. 20, 2006	NTRSO	Employee Stock Option (right-to-buy)	Common Stock (50,000)	$16.75	Sept. 17, 2006	50,000	Disposed
July 26, 2005	NTRSO	Employee Stock Option (right to buy)	Common Stock (14,032)	$16.75	Sept. 17, 2006	14,032	Disposed

Showing latest 100 of 111 transactions

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 4, 2009	GD	Common Stock, $1.00 par value	2,000	Direct
Jan. 8, 2008	ABT	Common shares without par value	5,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

NTRSO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2008	$948,750	—	$2,113,063	$2,200,310	—	$3,553,025	$71,550	$8,886,698
2007	$1,087,500	—	$4,047,402	$3,392,057	$4,300,000	$1,523,056	$85,072	$14,435,087
2004	$2,004	$993,750	$8,512	—	$250,000	—	$2,286,704	—

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.